TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Rio Tinto plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: ( X )
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : ( )
3. Full name of person(s) subject to notification obligation:
Legal & General Group Plc (Group)
Legal & General Investment Management Limited (LGIM)
4. Full name of shareholder(s) (if different from 3) :
Legal & General Assurance (Pensions Management) Limited (PMC)
Legal & General Group Plc (L&G)
5. Date of transaction (and date on which the threshold is crossed or reached if different):
21 April 2009
6. Date on which issuer notified:
22 April 2009
7. Threshold(s) that is/are crossed or reached:
Above 5% (Group)
Above 5% (LGIM)
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares if possible use ISIN CODE |
Situation previous to the triggering transaction |
|
|
Number of shares |
Number of voting rights |
Ord GBP 0.10 |
Below 5% |
Below 5% |
|
Resulting situation after the triggering transaction |
||||
Class/type of shares if possible use ISIN CODE |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
|
Direct |
Indirect |
Direct |
Indirect |
Ord GBP 0.10 |
50,458,975 |
45,529,132 |
4,929,843 |
4.559 |
0.493 |
B: Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument |
Expiration date |
Exercise/conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/ converted) |
% of voting rights |
|
|
|
|
|
Total (A+B)
Number of voting rights |
% of voting rights |
50,458,975 |
5.05 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :
Legal & General Group Plc (Direct and Indirect) (Group) (50,458,975 - 5.05%) = Total Position) |
|
|
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) (50,458,975 - 5.05% = Total Position ) |
|
|
Legal & General Investment Management Limited (Indirect) (LGIM) (50,458,975 - 5.05% = Total Position) |
|
|
Legal & General Group Plc (Direct) (L&G) (45,529,132 - 4.55 % = LGAS, LGPL & PMC) |
||
Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) (37,408,847 - 3.74 % = PMC) |
Legal & General Insurance Holdings Limited (Direct) (LGIH) |
|
Legal & General Assurance (Pensions Management) Limited (PMC) (37,408,847 - 3.74 % = PMC) |
Legal & General Assurance Society Limited (LGAS & LGPL) |
|
|
Legal & General Pensions Limited (Direct) (LGPL) |
|
|
|
|
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
Notification using the total voting rights figure of
998,566,792
14. Contact name:
Matthew Whyte
15. Contact telephone number:
+44 (0)20 7781 1629