Holding(s) in Company

RNS Number : 9888F

River & Mercantile UK Micro Cap Inv

17 November 2015

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

River & Mercantile UK Micro Cap Investment Company Limited

2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):	Admission of new shares to the market	X

3. Full name of person(s) subject to the notification obligation:	Bank of Montreal
4. Full name of shareholder(s) (if different from 3.):	See box 9 below
5. Date of the transaction and date on which the threshold is crossed or reached:	Admission date 17th November 2015
6. Date on which issuer notified:	17th November 2015
7. Threshold(s) that is/are crossed or reached:	12%, 11% & 10%

8. Notified details:
A: Voting rights attached to shares
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction		Resulting situation after the triggering transaction
	Number of Shares	Number of Voting Rights	Number of shares	Number of voting rights		% of  voting rights
			Direct	Direct	Indirect	Direct	Indirect
GG00BRGCGK06 Ord 1p	6,500,000	6,500,000	6,500,000	-	6,500,000	-	9.49%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Expiration date	Exercise/ Conversion Period	Number of voting rights that may be acquired if the instrument is exercised/ converted.	% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Exercise price	Expiration date	Exercise/ Conversion period	Number of voting rights instrument refers to	% of voting rights
					Nominal	Delta

Total (A+B+C)
Number of voting rights	Percentage of voting rights
6,500,000	9.49%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

Bank of Montreal is the parent company of the BMO Financial Group. The following controlled undertakings each hold voting rights of 3% or more of the issuer. All controlled undertaking(s) as detailed are wholly owned subsidiaries of the Bank of Montreal. Controlled undertakings can exercise voting rights independently. Controlled Undertaking No. of voting rights % of total voting rights Comments F&C Management Limited 6,000,000 9.49% F&C Multi-Capital Funds ICVC, holds 3.65%; Friends Life Provident, holds 3.80% No other client holds more than 3%

Proxy Voting:
10. Name of proxy holder:	Bank of Montreal
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:	Calculation based on Total Voting Rights of 68,507,569 as at 17th November 2015
14 Contact name:	Vik Sharma, BMO Global Asset Management (EMEA), Part of BMO Financial Group
15. Contact telephone name:	0131 718 1094

 

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