Holding(s) in Company

RNS Number : 9501U

Paternoster Resources PLC

17 July 2018

 

17 July 2018

Paternoster Resources plc

("Paternoster" or the "Company")

 Holding(s) in Company

Paternoster, the investment company listed on AIM, has received a TR-1 which is reproduced without amendment below. 

For more information please contact:

Paternoster Resources plc:	[phone]
Nicholas Lee, Chairman
Nominated Advisor:	[phone]
Beaumont Cornish Limited Roland Cornish Rosalind Hill Abrahams
Joint Broker:	[phone]
Shard Capital Partners LLP                Damon Heath Erik Woolgar
Joint Broker:	[phone]
Peterhouse Corporate Finance          Lucy Williams

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Paternoster Resources plc Ord 0.1p
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			James Lewis
City and country of registered office (if applicable)			London, England
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			26 June 2018
6. Date on which issuer notified (DD/MM/YYYY):			16 July 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	3.86%			3.86%	6,289,335,226
Position of previous notification (if applicable)	5.03%			5.03%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rightsix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary Shares 0.1p GB0001636918				242,954,545					3.86%
SUBTOTAL 8. A		242,954,545					3.86%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration datex	Exercise/ Conversion Periodxi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion Period xi		Physical or cash settlementxii			Number of voting rights	% of voting rights
					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Shard Capital Limited	3.16%		3.16%
Shard Capital Management Limited (Gibralter)	0.44%		0.44%
James Lewis	0.27%		0.27%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Gareth Burchell Shard Capital Partners LLP 0207 186 9951

Place of completion	London, England
Date of completion	16 July 2018

 

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