For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Riverstone Energy Limited |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
Casita L.P. (acting through its general partner, Pennsylvania Star, LLC) |
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4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
19 December 2016 |
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6. Date on which issuer notified: |
19 December 2016 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares
if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GG00BBHXCL35 |
5,000,000 |
5,000,000 |
3,880,032 |
3,880,032 |
Nil |
4.6% |
Nil |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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None |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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None |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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3,880,032 |
4.6% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
Matthew Bishop |
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15. Contact telephone number: |
USA 212.373.5178 |
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Note: Annex should only be submitted to the FCA not the issuer
A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities) |
Casita, L.P. (acting through its general partner, Pennsylvania Star, LLC) |
Contact address (registered office for legal entities) |
100 N. Addison, Suite 220, Elmhurst, IL 60126 USA |
Phone number & email |
bishop@eagleadvisors.com/212.373.5178 |
Other useful information (at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable |
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Full name |
Matthew Bishop |
Contact address |
Same as above |
Phone number & email |
Same as above |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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For notes on how to complete form TR-1 please see the FCA website.