TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Rockhopper Exploration Plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
N/A |
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
N/A |
|
An event changing the breakdown of voting rights |
N/A |
|
Other (please specify): |
|
N/A |
3. Full name of person(s) subject to the notification obligation:
|
UBS Investment Bank |
4. Full name of shareholder(s) (if different from 3.):
|
UBS AG London Branch |
5. Date of the transaction and date on which the threshold is crossed or reached:
|
6 December 2012 |
6. Date on which issuer notified:
|
10 December 2012 |
7. Threshold(s) that is/are crossed or reached:
|
6% |
8. Notified details: |
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A: Voting rights attached to shares
|
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Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
||||
Direct |
Direct |
Indirect |
Direct |
Indirect |
||||
GB00B0FVQX23 |
16,936,753 |
16,936,753 |
17,556,051 |
17,556,051 |
_ |
6.18% |
- |
|
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
|
||||
Type of financial |
Expiration |
Exercise/ |
Number of voting
|
% of voting |
- |
- |
- |
- |
- |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction
|
||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
|
|
- |
- |
- |
- |
- |
Nominal |
Delta
|
- |
- |
Total (A+B+C)
|
|
Number of voting rights |
Percentage of voting rights |
17,556,051 |
6.18% |
9. Chain of controlled undertakings through which the voting rights and/or the |
|
Proxy Voting:
|
|
10. Name of the proxy holder:
|
|
11. Number of voting rights proxy holder will cease to hold:
|
|
12. Date on which proxy holder will cease to hold voting rights:
|
|
13. Additional information:
|
|
14. Contact name:
|
Konstantina Georgaki / Zuzana Görögová |
15. Contact telephone number:
|
+41 44 239 4071 |