This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.2 R.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer ROLLS-ROYCE HOLDINGS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R (I) ONLY (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act 2006 |
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3. |
Name of person discharging managerial responsibilities/director IAIN CONN |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 20p EACH |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
IAIN CONN |
8 |
State the nature of the transaction
MARKET PURCHASE |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired
207 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
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12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
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13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
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1196p |
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7 August 2013 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 26,493 |
16. |
Date issuer informed of transaction 7 August 2013 |
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant |
18. |
Period during which or date on which it can be exercised |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information
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24. |
Name of contact and telephone number for queries Simon Goodson 0207 227 9237 |
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Name and signature of duly authorised officer of issuer responsible for making notification PAUL DAVIES - DEPUTY COMPANY SECRETARY __________________________________________________________ Date of notification 7 August 2013 |
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.2 R.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer ROLLS-ROYCE HOLDINGS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R (I) ONLY (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act 2006 |
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3. |
Name of person discharging managerial responsibilities/director JOHN NEILL |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 20p EACH |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
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8 |
State the nature of the transaction
MARKET PURCHASE |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired
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10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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207
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
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12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
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13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
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1196p |
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7 August 2013 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 40,400 |
16. |
Date issuer informed of transaction 7 August 2013 |
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant |
18. |
Period during which or date on which it can be exercised |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information
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24. |
Name of contact and telephone number for queries Simon Goodson 0207 227 9237 |
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Name and signature of duly authorised officer of issuer responsible for making notification PAUL DAVIES - DEPUTY COMPANY SECRETARY __________________________________________________________ Date of notification 7 August 2013 |
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.2 R.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer ROLLS-ROYCE HOLDINGS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R (I) ONLY (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act 2006 |
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3. |
Name of person discharging managerial responsibilities/director DR JOHN McADAM |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 20p EACH |
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|
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
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8 |
State the nature of the transaction
MARKET PURCHASE |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired
20 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
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12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
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13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
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1196p |
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7 August 2013 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 2,090 |
16. |
Date issuer informed of transaction 7 August 2013 |
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant |
18. |
Period during which or date on which it can be exercised |
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19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
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23. |
Any additional information
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24. |
Name of contact and telephone number for queries Simon Goodson 0207 227 9237 |
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|
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Name and signature of duly authorised officer of issuer responsible for making notification PAUL DAVIES - DEPUTY COMPANY SECRETARY __________________________________________________________ Date of notification 7 August 2013 |
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.2 R.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer ROLLS-ROYCE HOLDINGS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R (I) ONLY (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act 2006 |
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3. |
Name of person discharging managerial responsibilities/director SIR FRANK CHAPMAN |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 20p EACH |
|
|
|
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
|
8 |
State the nature of the transaction
MARKET PURCHASE |
|
|
|
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired
250 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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|
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
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12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
1196p |
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7 August 2013 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 3,587 |
16. |
Date issuer informed of transaction 7 August 2013 |
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant |
18. |
Period during which or date on which it can be exercised |
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|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information
|
24. |
Name of contact and telephone number for queries Simon Goodson 0207 227 9237 |
|
|
|
|
Name and signature of duly authorised officer of issuer responsible for making notification PAUL DAVIES - DEPUTY COMPANY SECRETARY __________________________________________________________ Date of notification 7 August 2013 |
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.2 R.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer ROLLS-ROYCE HOLDINGS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R (I) ONLY (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act 2006 |
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3. |
Name of person discharging managerial responsibilities/director DAME HELEN ALEXANDER |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 20p EACH |
|
|
|
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
|
8 |
State the nature of the transaction
MARKET PURCHASE |
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Brooks MacDonald Nominees Limited |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired
74 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
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|
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11. |
Number of shares, debentures or financial instruments relating to shares disposed
|
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
1196p |
|
7 August 2013 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 2,134 |
16. |
Date issuer informed of transaction 7 August 2013 |
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|
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant |
18. |
Period during which or date on which it can be exercised |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information
|
24. |
Name of contact and telephone number for queries Simon Goodson 0207 227 9237 |
|
|
|
|
Name and signature of duly authorised officer of issuer responsible for making notification PAUL DAVIES - DEPUTY COMPANY SECRETARY __________________________________________________________ Date of notification 7 August 2013 |
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.2 R.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. |
Name of the issuer ROLLS-ROYCE HOLDINGS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R (I) ONLY (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act 2006 |
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3. |
Name of person discharging managerial responsibilities/director IAN DAVIS |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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|
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 20p EACH |
|
|
|
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
|
8 |
State the nature of the transaction
MARKET PURCHASE |
|
LR NOMINEES LIMITED |
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|
9. |
Number of shares, debentures or financial instruments relating to shares acquired
166 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
|
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|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
|
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
|
|
|
|
13. |
Price per share or value of transaction |
14. |
Date and place of transaction |
|
1196p |
|
7 August 2013 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 5,907 |
16. |
Date issuer informed of transaction 7 August 2013 |
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|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant |
18. |
Period during which or date on which it can be exercised |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
|
|
|
|
23. |
Any additional information
|
24. |
Name of contact and telephone number for queries Simon Goodson 0207 227 9237 |
|
|
|
|
Name and signature of duly authorised officer of issuer responsible for making notification PAUL DAVIES - DEPUTY COMPANY SECRETARY __________________________________________________________ Date of notification 7 August 2013 |