Holding(s) in Company

RNS Number : 2761E

Rolls-Royce Holdings plc

04 November 2020

 

Rolls-Royce Holdings plc

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)			Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.) v
Name			Goldman Sachs International
City and country of registered office (if applicable)			Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reached vi :			30/10/2020
6. Date on which issuer notified (DD/MM/YYYY):			03/11/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	1.09%	8.32%		9.41%	1,930,995,313
Position of previous notification (if applicable)	1.55%	7.62%		9.17%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491				21,022,426					1.09%
US7757812067				90,462					0.005%
SUBTOTAL 8. A		21,112,888					1.09%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Securities Lending		Open				69,478,181			3.60%
Future		18/12/2020				7,370,774			0.38%
Future		16/04/2021				5,679,857			0.29%
Future		19/03/2021				14,610			0.001%
			SUBTOTAL 8. B 1			82,543,423			4.27%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
Refer to the annexure
					SUBTOTAL 8.B.2			78,051,164	4.04%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International		8.10%	9.04%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International Bank
The Goldman Sachs Group, Inc.
Goldman Sachs Financial Markets, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional information xvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

Place of completion	London
Date of completion	03/11/2020

Annexure

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/Conversion periodxi	Physical or cash settlementxii	Number of voting rights	% of voting rights
CFD	01/05/2025		Cash	9,609,902	0.50%
CFD	01/10/2030		Cash	3,153,815	0.16%
CFD	29/11/2021		Cash	3,044,247	0.16%
CFD	15/10/2030		Cash	2,815,346	0.15%
Put Option	17/06/2022		Cash	2,252,436	0.12%
CFD	23/02/2023		Cash	2,126,615	0.11%
CFD	10/12/2029		Cash	1,730,321	0.09%
CFD	30/10/2030		Cash	1,545,456	0.08%
Call Option	17/06/2022		Cash	1,503,715	0.08%
CFD	11/09/2030		Cash	1,496,683	0.08%
CFD	10/12/2029		Cash	1,382,423	0.07%
CFD	02/04/2024		Cash	1,271,170	0.07%
CFD	01/10/2030		Cash	1,210,012	0.06%
CFD	02/12/2022		Cash	1,117,756	0.06%
Swap	12/07/2021		Cash	1,028,236	0.05%
CFD	08/10/2030		Cash	995,051	0.05%
CFD	15/07/2025		Cash	970,417	0.05%
CFD	30/10/2023		Cash	964,696	0.05%
CFD	11/09/2023		Cash	901,435	0.05%
CFD	07/10/2030		Cash	892,198	0.05%
CFD	15/07/2025		Cash	891,859	0.05%
CFD	31/10/2022		Cash	789,336	0.04%
CFD	17/06/2030		Cash	778,798	0.04%
CFD	03/05/2022		Cash	765,472	0.04%
CFD	17/06/2030		Cash	719,834	0.04%
CFD	31/10/2022		Cash	692,424	0.04%
CFD	07/10/2030		Cash	690,353	0.04%
CFD	03/04/2030		Cash	634,724	0.03%
CFD	01/10/2030		Cash	606,270	0.03%
CFD	19/08/2030		Cash	548,277	0.03%
CFD	09/10/2030		Cash	500,044	0.03%
Swap	15/12/2023		Cash	496,359	0.03%
Swap	15/12/2023		Cash	495,847	0.03%
Put Option	09/11/2020		Cash	472,671	0.02%
Put Option	28/07/2021		Cash	455,389	0.02%
Put Option	28/07/2021		Cash	449,914	0.02%
CFD	01/10/2030		Cash	441,959	0.02%
CFD	27/03/2025		Cash	441,568	0.02%
CFD	26/08/2025		Cash	430,993	0.02%
Put Option	17/12/2021		Cash	412,469	0.02%
Swap	15/12/2023		Cash	402,210	0.02%
CFD	09/10/2023		Cash	399,996	0.02%
Forward	18/12/2020		Cash	394,006	0.02%
Put Option	26/11/2021		Cash	391,750	0.02%
CFD	30/10/2030		Cash	390,058	0.02%
Call Option	28/07/2021		Cash	382,689	0.02%
Call Option	28/07/2021		Cash	374,290	0.02%
CFD	14/10/2030		Cash	372,428	0.02%
Call Option	04/10/2021		Cash	361,689	0.02%
Call Option	01/10/2021		Cash	347,911	0.02%
Swap	22/12/2020		Cash	345,502	0.02%
Call Option	30/09/2021		Cash	345,155	0.02%
Swap	22/07/2021		Cash	338,040	0.02%
Put Option	18/12/2020		Cash	336,558	0.02%
Put Option	18/12/2020		Cash	328,534	0.02%
Put Option	13/07/2021		Cash	322,401	0.02%
Call Option	26/11/2021		Cash	321,528	0.02%
CFD	28/10/2030		Cash	313,139	0.02%
CFD	08/04/2024		Cash	307,265	0.02%
Put Option	13/06/2022		Cash	306,561	0.02%
CFD	17/06/2030		Cash	302,146	0.02%
Swap	04/01/2023		Cash	293,301	0.02%
Swap	01/11/2022		Cash	292,667	0.02%
CFD	08/10/2030		Cash	289,805	0.02%
Call Option	13/06/2022		Cash	288,486	0.01%
Swap	20/12/2024		Cash	288,150	0.01%
Put Option	16/12/2022		Cash	283,998	0.01%
Call Option	18/10/2021		Cash	283,364	0.01%
Put Option	18/12/2020		Cash	259,007	0.01%
Swap	16/09/2025		Cash	257,403	0.01%
CFD	29/11/2021		Cash	242,884	0.01%
Put Option	17/12/2021		Cash	241,944	0.01%
Swap	15/12/2023		Cash	241,325	0.01%
CFD	08/10/2030		Cash	231,361	0.01%
Put Option	20/11/2020		Cash	230,352	0.01%
Put Option	18/10/2021		Cash	220,286	0.01%
Put Option	23/01/2026		Cash	206,081	0.01%
CFD	28/10/2030		Cash	205,885	0.01%
Put Option	08/06/2021		Cash	200,936	0.01%
CFD	28/10/2030		Cash	200,173	0.01%
CFD	25/09/2023		Cash	199,998	0.01%
Put Option	18/06/2021		Cash	188,380	0.01%
Put Option	30/09/2021		Cash	186,823	0.01%
Swap	31/12/2030		Cash	186,449	0.01%
Call Warrant	31/12/2030		Cash	186,263	0.01%
Put Option	01/10/2021		Cash	185,565	0.01%
Put Option	02/02/2021		Cash	181,907	0.01%
Put Option	18/06/2021		Cash	179,173	0.01%
Put Option	04/10/2021		Cash	178,168	0.01%
CFD	19/08/2030		Cash	176,628	0.01%
CFD	14/05/2024		Cash	174,748	0.01%
CFD	29/11/2021		Cash	172,207	0.01%
Put Option	18/12/2020		Cash	171,251	0.01%
Put Option	18/12/2020		Cash	170,520	0.01%
CFD	31/10/2022		Cash	167,605	0.01%
Put Option	18/12/2020		Cash	164,265	0.01%
Put Option	18/12/2020		Cash	160,673	0.01%
Put Option	17/12/2021		Cash	158,752	0.01%
Put Option	18/12/2020		Cash	157,664	0.01%
CFD	08/10/2030		Cash	155,014	0.01%
Put Option	02/12/2024		Cash	152,548	0.01%
CFD	28/10/2030		Cash	149,450	0.01%
CFD	28/10/2030		Cash	147,354	0.01%
Swap	21/12/2022		Cash	146,528	0.01%
Forward	18/12/2020		Cash	146,438	0.01%
CFD	15/07/2025		Cash	141,055	0.01%
Call Option	17/12/2021		Cash	140,245	0.01%
CFD	14/10/2030		Cash	138,961	0.01%
CFD	30/10/2030		Cash	134,576	0.01%
CFD	21/08/2030		Cash	132,937	0.01%
CFD	19/08/2030		Cash	130,894	0.01%
Call Option	16/04/2021		Cash	129,430	0.01%
CFD	15/07/2030		Cash	128,725	0.01%
CFD	28/10/2030		Cash	128,210	0.01%
Swap	31/12/2030		Cash	124,956	0.01%
Call Warrant	31/12/2030		Cash	124,619	0.01%
Call Option	24/11/2020		Cash	124,166	0.01%
CFD	03/05/2022		Cash	122,496	0.01%
Put Option	17/12/2021		Cash	117,631	0.01%
Swap	16/09/2025		Cash	108,659	0.01%
Put Option	16/12/2022		Cash	108,508	0.01%
Put Option	16/04/2021		Cash	105,050	0.01%
Put Option	16/12/2022		Cash	103,691	0.01%
Put Option	16/12/2022		Cash	103,691	0.01%
Put Option	03/02/2027		Cash	102,627	0.01%
CFD	07/10/2030		Cash	102,176	0.01%
CFD	28/10/2030		Cash	100,109	0.01%
CFD	09/10/2023		Cash	99,999	0.01%
CFD	08/07/2030		Cash	90,754	0.005%
Swap	20/01/2021		Cash	88,960	0.005%
Put Option	18/12/2020		Cash	87,850	0.005%
Swap	31/12/2030		Cash	84,773	0.004%
Call Option	08/06/2021		Cash	84,298	0.004%
Call Option	17/12/2021		Cash	84,279	0.004%
Swap	16/09/2025		Cash	81,419	0.004%
Put Option	18/06/2021		Cash	81,260	0.004%
Call Warrant	31/12/2030		Cash	76,826	0.004%
Put Option	21/09/2022		Cash	74,315	0.004%
Put Option	21/09/2022		Cash	74,315	0.004%
Put Option	21/06/2022		Cash	74,263	0.004%
Put Option	21/06/2022		Cash	74,263	0.004%
Put Option	21/03/2022		Cash	74,146	0.004%
Put Option	21/03/2022		Cash	74,146	0.004%
Put Option	21/12/2022		Cash	73,818	0.004%
Put Option	21/12/2022		Cash	73,818	0.004%
CFD	30/10/2030		Cash	71,414	0.004%
Put Option	16/12/2022		Cash	71,069	0.004%
Swap	31/12/2030		Cash	69,696	0.004%
Future	18/12/2020		Cash	67,214	0.003%
Swap	31/12/2030		Cash	66,000	0.003%
Call Warrant	31/12/2030		Cash	65,182	0.003%
CFD	28/07/2025		Cash	64,031	0.003%
Call Option	18/12/2020		Cash	63,947	0.003%
CFD	07/10/2030		Cash	63,849	0.003%
Put Option	18/12/2020		Cash	61,361	0.003%
Call Warrant	31/12/2030		Cash	60,984	0.003%
Put Option	18/12/2020		Cash	60,838	0.003%
Put Option	18/12/2020		Cash	60,237	0.003%
Put Option	18/12/2020		Cash	58,354	0.003%
Call Option	18/12/2020		Cash	57,551	0.003%
Put Option	18/12/2020		Cash	56,957	0.003%
Put Option	18/12/2020		Cash	56,957	0.003%
Put Option	18/12/2020		Cash	56,957	0.003%
Put Option	18/12/2020		Cash	56,040	0.003%
Put Option	18/12/2020		Cash	55,504	0.003%
CFD	30/09/2030		Cash	54,090	0.003%
CFD	15/07/2030		Cash	53,750	0.003%
Swap	06/04/2021		Cash	53,477	0.003%
CFD	15/10/2030		Cash	52,656	0.003%
CFD	20/10/2022		Cash	50,000	0.003%
Put Option	18/12/2020		Cash	49,883	0.003%
Put Option	18/12/2020		Cash	49,601	0.003%
CFD	02/08/2022		Cash	46,824	0.002%
Put Option	16/12/2022		Cash	46,690	0.002%
Put Option	15/12/2023		Cash	45,856	0.002%
CFD	08/10/2030		Cash	45,004	0.002%
Put Option	17/06/2022		Cash	44,789	0.002%
Call Option	18/12/2020		Cash	44,293	0.002%
Swap	17/11/2020		Cash	44,259	0.002%
Put Option	18/12/2020		Cash	43,796	0.002%
Call Option	18/12/2020		Cash	43,775	0.002%
CFD	09/01/2025		Cash	43,108	0.002%
CFD	02/05/2023		Cash	42,894	0.002%
Put Option	20/12/2024		Cash	40,616	0.002%
CFD	18/08/2025		Cash	38,504	0.002%
Put Option	18/06/2021		Cash	37,521	0.002%
CFD	09/08/2023		Cash	37,403	0.002%
Forward	18/12/2020		Cash	37,166	0.002%
Put Option	18/12/2020		Cash	37,067	0.002%
Put Option	16/09/2022		Cash	36,961	0.002%
Put Option	17/12/2021		Cash	35,960	0.002%
Put Option	16/12/2022		Cash	35,458	0.002%
CFD	16/09/2030		Cash	35,341	0.002%
Put Option	18/12/2020		Cash	35,051	0.002%
Put Option	19/12/2025		Cash	34,485	0.002%
Call Option	18/12/2020		Cash	33,676	0.002%
Put Option	22/04/2021		Cash	32,275	0.002%
Put Option	18/12/2020		Cash	31,868	0.002%
Forward	18/12/2020		Cash	31,601	0.002%
Put Option	17/12/2021		Cash	31,412	0.002%
Call Option	20/12/2024		Cash	31,408	0.002%
Call Option	17/12/2021		Cash	30,371	0.002%
Future	18/12/2020		Cash	30,161	0.002%
Forward	18/12/2020		Cash	29,932	0.002%
Call Warrant	31/12/2030		Cash	29,899	0.002%
Swap	31/12/2030		Cash	29,899	0.002%
CFD	10/12/2024		Cash	29,750	0.002%
Forward	18/12/2020		Cash	28,614	0.001%
Put Option	18/12/2020		Cash	28,459	0.001%
Put Option	17/06/2022		Cash	28,132	0.001%
Call Option	18/12/2020		Cash	28,117	0.001%
Put Warrant	31/12/2030		Cash	27,721	0.001%
Swap	31/12/2030		Cash	27,721	0.001%
Forward	18/12/2020		Cash	27,150	0.001%
Put Option	18/12/2020		Cash	27,112	0.001%
Call Option	18/12/2020		Cash	27,009	0.001%
Put Option	18/12/2020		Cash	26,773	0.001%
Call Option	18/12/2020		Cash	26,687	0.001%
Put Option	20/11/2020		Cash	26,592	0.001%
Call Option	17/12/2021		Cash	25,708	0.001%
Call Option	18/06/2021		Cash	25,553	0.001%
Put Warrant	31/12/2030		Cash	25,000	0.001%
Swap	31/12/2030		Cash	25,000	0.001%
CFD	30/10/2030		Cash	24,353	0.001%
Put Option	17/06/2022		Cash	24,099	0.001%
Put Option	17/06/2022		Cash	24,099	0.001%
CFD	30/10/2030		Cash	24,098	0.001%
Put Option	17/06/2022		Cash	23,192	0.001%
Put Option	17/06/2022		Cash	23,192	0.001%
Put Option	17/06/2022		Cash	22,860	0.001%
Put Option	17/06/2022		Cash	22,860	0.001%
Call Option	15/12/2023		Cash	22,798	0.001%
Put Option	17/06/2022		Cash	22,085	0.001%
Put Option	17/06/2022		Cash	22,085	0.001%
Put Option	20/11/2020		Cash	21,993	0.001%
Put Option	18/12/2020		Cash	21,907	0.001%
CFD	14/10/2030		Cash	21,688	0.001%
Put Option	17/06/2022		Cash	21,422	0.001%
Put Option	17/06/2022		Cash	21,422	0.001%
Put Option	20/11/2020		Cash	21,070	0.001%
Put Option	17/06/2022		Cash	20,625	0.001%
Put Option	17/06/2022		Cash	20,625	0.001%
Put Option	21/12/2020		Cash	20,617	0.001%
Put Option	21/12/2020		Cash	20,617	0.001%
Put Option	20/11/2020		Cash	19,665	0.001%
Put Option	09/03/2022		Cash	19,399	0.001%
Put Option	22/03/2021		Cash	19,280	0.001%
Put Option	22/03/2021		Cash	19,280	0.001%
Put Option	18/12/2020		Cash	19,142	0.001%
Put Option	18/12/2020		Cash	18,938	0.001%
Put Option	17/12/2021		Cash	18,752	0.001%
Call Option	25/05/2022		Cash	18,743	0.001%
Put Option	21/06/2021		Cash	18,733	0.001%
Put Option	21/06/2021		Cash	18,733	0.001%
Forward	18/12/2020		Cash	18,627	0.001%
Put Option	31/05/2023		Cash	18,571	0.001%
Put Option	16/09/2022		Cash	18,490	0.001%
Put Option	21/09/2021		Cash	18,420	0.001%
Put Option	21/09/2021		Cash	18,420	0.001%
Put Option	16/09/2022		Cash	18,272	0.001%
Put Option	21/12/2021		Cash	18,134	0.001%
Put Option	21/12/2021		Cash	18,134	0.001%
Future	18/12/2020		Cash	17,534	0.001%
Put Option	20/08/2021		Cash	17,299	0.001%
Forward	18/12/2020		Cash	17,280	0.001%
Call Option	18/12/2020		Cash	17,091	0.001%
Put Option	26/01/2023		Cash	16,952	0.001%
Put Option	20/12/2024		Cash	16,195	0.001%
Put Option	06/06/2024		Cash	16,172	0.001%
Call Option	18/12/2020		Cash	15,767	0.001%
Swap	20/12/2024		Cash	15,763	0.001%
Put Option	17/09/2021		Cash	15,401	0.001%
Put Option	18/03/2022		Cash	15,290	0.001%
Put Option	17/06/2022		Cash	15,204	0.001%
Put Option	16/09/2022		Cash	15,129	0.001%
Put Option	16/12/2022		Cash	14,971	0.001%
Put Option	21/05/2021		Cash	14,653	0.001%
CFD	07/10/2030		Cash	14,575	0.001%
Forward	18/12/2020		Cash	14,556	0.001%
Swap	31/12/2030		Cash	14,000	0.001%
Put Option	30/11/2023		Cash	13,580	0.001%
Put Option	06/06/2024		Cash	13,276	0.001%
CFD	29/08/2023		Cash	13,272	0.001%
CFD	07/10/2030		Cash	13,123	0.001%
Swap	31/12/2030		Cash	13,000	0.001%
CFD	16/09/2030		Cash	12,700	0.001%
Forward	18/12/2020		Cash	12,682	0.001%
Call Option	15/12/2023		Cash	12,273	0.001%
Forward	18/12/2020		Cash	12,008	0.001%
Put Option	17/06/2022		Cash	11,654	0.001%
Put Option	17/06/2022		Cash	11,654	0.001%
CFD	29/10/2029		Cash	11,569	0.001%
Forward	18/12/2020		Cash	11,481	0.001%
CFD	14/10/2030		Cash	11,429	0.001%
Put Option	17/09/2021		Cash	11,340	0.001%
Put Option	17/06/2022		Cash	11,225	0.001%
Put Option	17/06/2022		Cash	11,225	0.001%
Forward	18/12/2020		Cash	11,159	0.001%
Forward	18/12/2020		Cash	11,071	0.001%
Call Option	17/09/2021		Cash	10,993	0.001%
Put Option	17/12/2021		Cash	10,887	0.001%
Put Option	17/06/2022		Cash	10,862	0.001%
Put Option	17/06/2022		Cash	10,862	0.001%
Call Option	15/12/2023		Cash	10,801	0.001%
CFD	28/07/2025		Cash	10,708	0.001%
Call Option	15/12/2028		Cash	10,539	0.001%
Put Option	17/06/2022		Cash	10,498	0.001%
Put Option	17/06/2022		Cash	10,498	0.001%
CFD	17/06/2030		Cash	10,492	0.001%
Call Warrant	31/12/2030		Cash	10,435	0.001%
Put Option	17/06/2022		Cash	10,355	0.001%
Put Option	17/06/2022		Cash	10,355	0.001%
CFD	03/05/2022		Cash	10,352	0.001%
Forward	18/12/2020		Cash	9,870	0.001%
Put Option	17/06/2022		Cash	9,809	0.001%
Put Option	17/06/2022		Cash	9,809	0.001%
Call Warrant	31/12/2030		Cash	9,500	0.0005%
Put Option	20/08/2021		Cash	9,476	0.0005%
Put Option	18/12/2020		Cash	9,418	0.0005%
Call Option	17/12/2021		Cash	9,321	0.0005%
Put Option	15/12/2028		Cash	9,288	0.0005%
CFD	07/10/2030		Cash	9,221	0.0005%
Put Option	16/09/2022		Cash	9,136	0.0005%
Forward	18/12/2020		Cash	9,021	0.0005%
Put Option	20/12/2024		Cash	8,870	0.0005%
Forward	18/12/2020		Cash	8,816	0.0005%
Call Option	18/06/2021		Cash	8,770	0.0005%
Put Option	19/03/2021		Cash	8,758	0.0005%
Call Option	18/12/2020		Cash	8,624	0.0004%
Call Option	22/05/2028		Cash	8,374	0.0004%
Forward	18/12/2020		Cash	8,347	0.0004%
Forward	18/12/2020		Cash	8,347	0.0004%
Put Option	18/06/2021		Cash	8,331	0.0004%
Call Option	17/12/2021		Cash	8,215	0.0004%
Put Option	17/06/2022		Cash	8,210	0.0004%
Put Option	17/06/2022		Cash	8,210	0.0004%
Forward	18/12/2020		Cash	8,201	0.0004%
Put Option	17/09/2021		Cash	8,088	0.0004%
Put Option	19/03/2027		Cash	8,055	0.0004%
Forward	18/12/2020		Cash	8,054	0.0004%
Put Option	18/06/2027		Cash	7,986	0.0004%
Put Option	17/09/2027		Cash	7,919	0.0004%
Forward	18/12/2020		Cash	7,908	0.0004%
Put Option	17/12/2021		Cash	7,893	0.0004%
Put Option	17/12/2027		Cash	7,849	0.0004%
Put Option	17/06/2022		Cash	7,812	0.0004%
Put Option	17/06/2022		Cash	7,812	0.0004%
CFD	28/07/2025		Cash	7,660	0.0004%
Put Option	15/10/2021		Cash	7,484	0.0004%
Put Option	18/12/2020		Cash	7,406	0.0004%
Put Option	21/03/2025		Cash	7,298	0.0004%
Forward	18/12/2020		Cash	7,293	0.0004%
Put Option	20/06/2025		Cash	7,251	0.0004%
Put Option	19/09/2025		Cash	7,204	0.0004%
Forward	18/12/2020		Cash	7,175	0.0004%
Put Option	19/12/2025		Cash	7,134	0.0004%
Forward	18/12/2020		Cash	6,941	0.0004%
Put Option	17/03/2023		Cash	6,814	0.0004%
Put Option	16/06/2023		Cash	6,792	0.0004%
Put Option	15/09/2023		Cash	6,770	0.0004%
Put Option	15/12/2023		Cash	6,714	0.0003%
Forward	18/12/2020		Cash	6,707	0.0003%
Put Option	15/03/2024		Cash	6,648	0.0003%
Put Option	21/06/2024		Cash	6,607	0.0003%
Put Option	20/09/2024		Cash	6,574	0.0003%
CFD	03/05/2022		Cash	6,533	0.0003%
Put Option	20/12/2024		Cash	6,515	0.0003%
Put Option	20/03/2026		Cash	6,487	0.0003%
Forward	18/12/2020		Cash	6,473	0.0003%
Put Option	19/06/2026		Cash	6,434	0.0003%
Call Option	17/12/2021		Cash	6,427	0.0003%
Put Option	18/09/2026		Cash	6,381	0.0003%
Put Option	16/09/2022		Cash	6,363	0.0003%
Put Option	16/12/2022		Cash	6,342	0.0003%
Put Option	17/06/2022		Cash	6,327	0.0003%
Put Option	18/12/2026		Cash	6,325	0.0003%
Put Option	18/03/2022		Cash	6,279	0.0003%
Forward	18/12/2020		Cash	6,268	0.0003%
Forward	18/12/2020		Cash	6,268	0.0003%
Put Option	16/09/2022		Cash	6,163	0.0003%
Put Option	27/09/2021		Cash	5,911	0.0003%
Put Option	18/12/2020		Cash	5,763	0.0003%
Forward	18/12/2020		Cash	5,740	0.0003%
Call Option	18/06/2021		Cash	5,727	0.0003%
Forward	18/12/2020		Cash	5,565	0.0003%
Call Option	17/09/2021		Cash	5,497	0.0003%
CFD	07/10/2030		Cash	5,492	0.0003%
Call Option	17/12/2021		Cash	5,471	0.0003%
Forward	18/12/2020		Cash	5,447	0.0003%
Forward	18/12/2020		Cash	5,447	0.0003%
Put Option	19/03/2021		Cash	5,404	0.0003%
CFD	03/06/2030		Cash	5,360	0.0003%
Put Option	18/06/2021		Cash	5,352	0.0003%
Put Option	17/09/2021		Cash	5,334	0.0003%
Put Option	16/12/2022		Cash	5,307	0.0003%
Put Option	16/12/2022		Cash	5,307	0.0003%
Put Option	17/12/2021		Cash	5,294	0.0003%
Forward	18/12/2020		Cash	5,096	0.0003%
Call Option	20/12/2030		Cash	5,075	0.0003%
Forward	18/12/2020		Cash	4,979	0.0003%
Forward	18/12/2020		Cash	4,950	0.0003%
CFD	03/05/2022		Cash	4,854	0.0003%
CFD	29/10/2029		Cash	4,779	0.0002%
Call Option	24/12/2020		Cash	4,720	0.0002%
Forward	18/12/2020		Cash	4,569	0.0002%
Call Option	19/03/2021		Cash	4,501	0.0002%
Forward	18/12/2020		Cash	4,452	0.0002%
Call Option	21/02/2025		Cash	4,262	0.0002%
Forward	18/12/2020		Cash	4,217	0.0002%
Put Option	15/03/2024		Cash	4,133	0.0002%
Put Option	21/06/2024		Cash	4,130	0.0002%
Put Option	20/09/2024		Cash	4,129	0.0002%
Put Option	20/12/2024		Cash	4,104	0.0002%
Forward	18/12/2020		Cash	4,012	0.0002%
Swap	31/12/2030		Cash	4,000	0.0002%
Put Option	17/06/2022		Cash	3,976	0.0002%
Put Option	17/06/2022		Cash	3,976	0.0002%
Forward	18/12/2020		Cash	3,954	0.0002%
CFD	20/03/2029		Cash	3,923	0.0002%
Put Option	18/12/2020		Cash	3,864	0.0002%
Forward	18/12/2020		Cash	3,837	0.0002%
Call Option	17/12/2021		Cash	3,832	0.0002%
Put Option	17/06/2022		Cash	3,716	0.0002%
Put Option	17/06/2022		Cash	3,716	0.0002%
Forward	18/12/2020		Cash	3,573	0.0002%
CFD	29/10/2029		Cash	3,567	0.0002%
Call Option	20/12/2024		Cash	3,563	0.0002%
Call Option	17/12/2021		Cash	3,459	0.0002%
Forward	18/12/2020		Cash	3,397	0.0002%
Put Option	19/03/2027		Cash	3,394	0.0002%
Put Option	18/06/2027		Cash	3,369	0.0002%
Put Option	17/09/2027		Cash	3,345	0.0002%
Forward	18/12/2020		Cash	3,339	0.0002%
Call Warrant	31/12/2030		Cash	3,330	0.0002%
Put Option	21/03/2025		Cash	3,322	0.0002%
Put Option	17/12/2027		Cash	3,317	0.0002%
Put Option	20/06/2025		Cash	3,294	0.0002%
Put Option	20/03/2026		Cash	3,285	0.0002%
Put Option	19/09/2025		Cash	3,267	0.0002%
Put Option	19/06/2026		Cash	3,263	0.0002%
Forward	18/12/2020		Cash	3,251	0.0002%
Put Option	18/09/2026		Cash	3,241	0.0002%
Put Option	19/12/2025		Cash	3,233	0.0002%
Put Option	18/12/2026		Cash	3,214	0.0002%
Forward	18/12/2020		Cash	3,192	0.0002%
Put Option	20/12/2030		Cash	3,078	0.0002%
Call Option	18/06/2021		Cash	3,071	0.0002%
Call Option	18/06/2021		Cash	3,071	0.0002%
Forward	18/12/2020		Cash	3,046	0.0002%
Put Option	16/09/2022		Cash	3,045	0.0002%
Call Option	18/12/2020		Cash	3,016	0.0002%
Swap	31/12/2030		Cash	3,000	0.0002%
Swap	31/12/2030		Cash	3,000	0.0002%
Put Option	15/03/2024		Cash	2,995	0.0002%
Forward	18/12/2020		Cash	2,987	0.0002%
Put Option	21/06/2024		Cash	2,969	0.0002%
Call Option	18/06/2021		Cash	2,962	0.0002%
Call Option	18/06/2021		Cash	2,962	0.0002%
Put Option	20/09/2024		Cash	2,946	0.0002%
Forward	18/12/2020		Cash	2,929	0.0002%
Put Option	20/12/2024		Cash	2,917	0.0002%
Forward	18/12/2020		Cash	2,870	0.0001%
Call Option	20/12/2024		Cash	2,810	0.0001%
Forward	18/12/2020		Cash	2,782	0.0001%
Forward	18/12/2020		Cash	2,782	0.0001%
Forward	18/12/2020		Cash	2,782	0.0001%
Call Option	18/06/2021		Cash	2,729	0.0001%
Call Option	18/06/2021		Cash	2,729	0.0001%
Forward	18/12/2020		Cash	2,694	0.0001%
Call Option	18/06/2021		Cash	2,669	0.0001%
Call Option	18/06/2021		Cash	2,669	0.0001%
CFD	07/10/2030		Cash	2,624	0.0001%
Put Option	17/06/2022		Cash	2,611	0.0001%
Put Option	17/06/2022		Cash	2,611	0.0001%
CFD	04/03/2030		Cash	2,592	0.0001%
Call Option	18/06/2021		Cash	2,582	0.0001%
Call Option	18/06/2021		Cash	2,582	0.0001%
Put Option	18/12/2020		Cash	2,486	0.0001%
Put Option	17/06/2022		Cash	2,479	0.0001%
Put Option	17/06/2022		Cash	2,479	0.0001%
Put Option	15/09/2023		Cash	2,462	0.0001%
Put Option	16/06/2023		Cash	2,454	0.0001%
Put Option	15/12/2023		Cash	2,453	0.0001%
Put Option	17/03/2023		Cash	2,443	0.0001%
Call Option	18/06/2021		Cash	2,414	0.0001%
Call Option	18/06/2021		Cash	2,414	0.0001%
Call Option	17/09/2021		Cash	2,397	0.0001%
Future	19/12/2025		Cash	2,360	0.0001%
Forward	18/12/2020		Cash	2,343	0.0001%
Call Option	22/05/2026		Cash	2,249	0.0001%
Call Option	10/09/2026		Cash	2,220	0.0001%
Future	19/12/2024		Cash	2,083	0.0001%
Call Warrant	31/12/2030		Cash	2,000	0.0001%
Put Warrant	31/12/2030		Cash	2,000	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Forward	18/12/2020		Cash	1,992	0.0001%
Call Warrant	31/12/2030		Cash	1,970	0.0001%
Call Option	08/01/2021		Cash	1,935	0.0001%
Call Option	01/04/2026		Cash	1,910	0.0001%
Forward	18/12/2020		Cash	1,904	0.0001%
Future	15/12/2022		Cash	1,848	0.0001%
Call Option	17/09/2021		Cash	1,832	0.0001%
Call Option	20/07/2026		Cash	1,822	0.0001%
Future	16/12/2021		Cash	1,800	0.0001%
Forward	18/12/2020		Cash	1,787	0.0001%
Future	14/12/2023		Cash	1,772	0.0001%
Forward	18/12/2020		Cash	1,728	0.0001%
Call Option	07/07/2023		Cash	1,719	0.0001%
Call Option	17/11/2020		Cash	1,703	0.0001%
Forward	18/12/2020		Cash	1,669	0.0001%
Forward	18/12/2020		Cash	1,669	0.0001%
Call Option	22/02/2027		Cash	1,669	0.0001%
Put Option	15/10/2021		Cash	1,628	0.0001%
Call Option	17/12/2021		Cash	1,585	0.0001%
Call Warrant	31/12/2030		Cash	1,580	0.0001%
Call Option	26/10/2026		Cash	1,555	0.0001%
Forward	18/12/2020		Cash	1,523	0.0001%
Call Option	11/11/2020		Cash	1,493	0.0001%
Call Warrant	31/12/2030		Cash	1,490	0.0001%
Call Option	18/12/2020		Cash	1,434	0.0001%
Put Option	18/12/2020		Cash	1,423	0.0001%
Forward	18/12/2020		Cash	1,347	0.0001%
Call Option	30/06/2028		Cash	1,343	0.0001%
Future	15/12/2022		Cash	1,309	0.0001%
Put Option	16/12/2022		Cash	1,283	0.0001%
Put Option	17/06/2022		Cash	1,260	0.0001%
Put Option	17/06/2022		Cash	1,260	0.0001%
Call Option	12/05/2025		Cash	1,259	0.0001%
Call Option	16/12/2022		Cash	1,202	0.0001%
Call Option	16/12/2022		Cash	1,202	0.0001%
Call Option	17/09/2021		Cash	1,200	0.0001%
Put Option	17/06/2022		Cash	1,182	0.0001%
Put Option	17/06/2022		Cash	1,182	0.0001%
Call Warrant	31/12/2030		Cash	1,167	0.0001%
Call Option	07/07/2023		Cash	1,144	0.0001%
Call Option	28/03/2025		Cash	1,052	0.0001%
Call Option	18/06/2021		Cash	1,047	0.0001%
Call Option	18/06/2021		Cash	1,047	0.0001%
Call Option	19/03/2021		Cash	1,000	0.0001%
Call Warrant	02/11/2020		Cash	1,000	0.0001%
Call Warrant	02/11/2020		Cash	1,000	0.0001%
Swap	02/11/2020		Cash	1,000	0.0001%
Swap	02/11/2020		Cash	1,000	0.0001%
Call Option	17/12/2021		Cash	985	0.0001%
Call Option	18/06/2021		Cash	911	0.00005%
Call Option	18/06/2021		Cash	911	0.00005%
Call Option	08/04/2024		Cash	821	0.00004%
Call Option	18/12/2020		Cash	812	0.00004%
Put Option	17/12/2021		Cash	781	0.00004%
Call Option	28/03/2025		Cash	736	0.00004%
Call Option	22/02/2027		Cash	502	0.00003%
Call Option	17/09/2021		Cash	400	0.00002%
Call Option	08/04/2025		Cash	397	0.00002%
Call Option	20/07/2026		Cash	331	0.00002%
Call Option	18/06/2021		Cash	331	0.00002%
Call Option	18/06/2021		Cash	331	0.00002%
Call Option	12/07/2024		Cash	305	0.00002%
Call Option	18/12/2020		Cash	299	0.00002%
Call Option	18/06/2021		Cash	293	0.00002%
Call Option	18/06/2021		Cash	293	0.00002%
Call Option	11/03/2027		Cash	292	0.00002%
Call Option	18/06/2021		Cash	258	0.00001%
Call Option	18/06/2021		Cash	258	0.00001%
Call Option	18/06/2021		Cash	249	0.00001%
Call Option	18/06/2021		Cash	249	0.00001%
Call Option	18/06/2021		Cash	231	0.00001%
Call Option	18/06/2021		Cash	231	0.00001%
Call Option	18/06/2021		Cash	229	0.00001%
Call Option	18/06/2021		Cash	229	0.00001%
Call Option	18/06/2021		Cash	223	0.00001%
Call Option	18/06/2021		Cash	223	0.00001%
Call Option	18/12/2020		Cash	215	0.00001%
Put Option	21/12/2022		Cash	215	0.00001%
Put Option	21/12/2022		Cash	215	0.00001%
Call Option	18/06/2021		Cash	208	0.00001%
Call Option	18/06/2021		Cash	208	0.00001%
Put Option	21/09/2022		Cash	206	0.00001%
Put Option	21/09/2022		Cash	206	0.00001%
Put Option	21/06/2022		Cash	196	0.00001%
Put Option	21/06/2022		Cash	196	0.00001%
Put Option	21/03/2022		Cash	183	0.00001%
Put Option	21/03/2022		Cash	183	0.00001%
Put Option	21/12/2021		Cash	167	0.00001%
Put Option	21/09/2021		Cash	159	0.00001%
Put Option	21/12/2021		Cash	159	0.00001%
Put Option	21/09/2021		Cash	151	0.00001%
Call Option	31/03/2021		Cash	150	0.00001%
Call Option	28/03/2025		Cash	147	0.00001%
Put Option	21/06/2021		Cash	144	0.00001%
Put Option	21/06/2021		Cash	137	0.00001%
Put Option	16/04/2021		Cash	131	0.00001%
Put Option	22/03/2021		Cash	123	0.00001%
Put Option	22/03/2021		Cash	117	0.00001%
Call Option	31/03/2021		Cash	92	0.000005%
Call Option	18/06/2021		Cash	88	0.000005%
Call Option	18/06/2021		Cash	88	0.000005%
Call Option	18/06/2021		Cash	79	0.000004%
Call Option	18/06/2021		Cash	79	0.000004%
Call Option	18/12/2020		Cash	77	0.000004%
Call Option	04/11/2020		Cash	67	0.000003%
Call Option	18/12/2020		Cash	64	0.000003%
Put Option	21/12/2020		Cash	47	0.000002%
Put Option	21/12/2020		Cash	44	0.000002%
Call Option	31/03/2021		Cash	38	0.000002%
Call Option	28/03/2025		Cash	35	0.000002%
Call Option	18/12/2020		Cash	34	0.000002%
Call Option	31/03/2021		Cash	29	0.000001%
Call Option	18/06/2021		Cash	28	0.000001%
Call Option	18/06/2021		Cash	28	0.000001%
Call Option	18/06/2021		Cash	25	0.000001%
Call Option	18/06/2021		Cash	25	0.000001%
Call Option	18/12/2020		Cash	20	0.000001%
Call Option	18/12/2020		Cash	13	0.000001%
Call Option	18/12/2020		Cash	8	0.0000004%
Call Option	18/12/2020		Cash	4	0.0000002%
Call Option	18/12/2020		Cash	3	0.0000002%
Call Option	18/12/2020		Cash	2	0.0000001%
CFD	19/07/2027		Cash	1	0.0000001%
Total Number of voting rights and percentage of voting rights				78,051,164	4.04%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Name of authorised officer of issuer responsible for making notification: N icola Carroll FCG Date of notification: 4 November 2020 L EI: 213800EC7997ZBLZJH69

 

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