Holding(s) in Company

Rolls-Royce Holdings plc

01 May 2024

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B63H8491

Issuer Name

ROLLS-ROYCE HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

26-Apr-2024

6. Date on which Issuer notified

29-Apr-2024

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.119835	2.881731	3.001566	252632769
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00B63H8491		6788928		0.080660
US7757812067		3297271		0.039175
Sub Total 8.A	10086199		0.119835%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Physical Swap	13/05/2024	n/a	4045000	0.048059
Physical Swap	15/05/2024	n/a	14211386	0.168848
Physical Swap	16/05/2024	n/a	8482632	0.100783
Physical Swap	20/05/2024	n/a	12854044	0.152721
Physical Swap	28/05/2024	n/a	8231017	0.097794
Physical Swap	12/06/2024	n/a	5430480	0.064520
Physical Swap	20/09/2024	n/a	2192885	0.026054
Physical Swap	26/09/2024	n/a	13319155	0.158247
Sub Total 8.B1			68766599	0.817026%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	02/05/2024	N/A	Cash	38000000	0.451484
Swaps	03/05/2024	N/A	Cash	19000000	0.225742
Swaps	14/05/2024	N/A	Cash	13662511	0.162326
Swaps	20/05/2024	N/A	Cash	11994002	0.142502
Swaps	22/05/2024	N/A	Cash	4462014	0.053014
Swaps	24/05/2024	N/A	Cash	33881284	0.402548
Swaps	25/07/2024	N/A	Cash	2969947	0.035286
Swaps	26/07/2024	N/A	Cash	31328127	0.372214
Swaps	31/07/2024	N/A	Cash	3134301	0.037239
Swaps	23/10/2024	N/A	Cash	1409923	0.016752
Swaps	04/11/2024	N/A	Cash	4500450	0.053471
Swaps	03/03/2025	N/A	Cash	8077205	0.095966
Swaps	19/05/2025	N/A	Cash	448002	0.005323
Swaps	08/09/2025	N/A	Cash	715578	0.008502
Swaps	26/05/2026	N/A	Cash	196627	0.002336
Sub Total 8.B2				173779971	2.064705%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Managed Account Advisors, LLC
Bank of America Corporation	MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
Bank of America Corporation	BANK OF AMERICA, NA
Bank of America Corporation	U.S. TRUST CO OF DELAWARE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

29-Apr-2024

13. Place Of Completion

United Kingdom

 

END