TR-1: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
ROTALA PLC |
||
2. Reason for the notification (please tick the appropriate box or boxes) |
|
||
An acquisition or disposal of voting rights |
√ |
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|||
An event changing the breakdown of voting rights |
|||
Other (please specify): |
|||
3. Full name of person(s) subject to the notification obligation: |
NIGEL WRAY |
||
4. Full name of shareholder(s) (if different from 3.): |
PERSHING NOMINEES LIMITED PIHL EQUITY LLP ROY NOMINEES LIMITED |
||
5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
7 SEPTEMBER 2011 |
||
6. Date on which issuer notified: |
7 SEPTEMBER 2011 |
||
7. Threshold(s) that is/are crossed or reached: |
10% |
||
8. Notified details: |
AS ABOVE |
|
|
A: Voting rights attached to shares |
|||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights ix |
% of voting rights |
|||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||
ORDINARY SHARES GB00B1Z2MP60 |
3,282,400 |
3,282,400 |
22,400 |
22,400 |
3,660,000 |
0.0635% |
10.37% |
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|
|
|
|
|
Total (A+B) |
|
Number of voting rights |
% of voting rights |
3,682,400 including 360,000 held by PIHL Equity LLP, a partnership in which Mr Wray controls or is beneficially interested in 44.99% of the partnership capital 3,935,782 |
10.4% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Nigel Wray has a beneficial interest in shares in Rotala Plc held by the following nominees Pershing Nominees Limited 22,400 The family of Nigel Wray maintain a beneficial interest in the shares held by Roy Nominees Limited 3,300,000 In addition Mr Nigel Wray controls or is beneficially interested in 44.99% of the partnership capital of PIHL Equity LLP which owns 360,000 ordinary shares in Rotala Plc |
Proxy Voting: |
|
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
Figures are based on total number of voting rights of 35,270,888 |
14. Contact name: |
Nigel Wray |
15. Contact telephone number: |
020 7647 7657 |
Annex Notification Of Major Interests In Shares
A: Identity of the person or legal entity subject to the notification obligation |
|
Full name (including legal form for legal entities) |
NIGEL WRAY |
Contact address (registered office for legal entities) |
CAVENDISH HOUSE 18 CAVENDISH SQUARE LONDON W1G 0PJ |
Phone number |
020 7647 7657 |
Other useful information (at least legal representative for legal persons) |
|
B: Identity of the notifier, if applicable |
|
Full name |
|
Contact address |
|
Phone number |
|
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
C: Additional information |
|