Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
AORTECH INTERNATIONAL PLC |
||
2. Reason for notification |
|||
An acquisition or disposal of voting rights |
X |
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||
An event changing the breakdown of voting rights |
|
||
Other (please specify):______________ |
|
||
3. Full name of person(s) subject to notification obligation: |
ROY MITCHELL |
||
4. Full name of shareholder(s) (if different from 3): |
N/A |
||
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
16 September 2009 |
||
6. Date on which issuer notified: |
17 September 2009 |
||
7. Threshold(s) that is/are crossed or reached: |
5% |
8: Notified Details |
|||||||
A: Voting rights attached to shares |
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
ORD 240,000 240,000 245,000 245,000 5.07% |
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
N/A |
N/A |
N/A |
N/A |
N/A |
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
245,000 |
5.07% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
N/A |
Proxy Voting: |
|
10. Name of proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
|
14 Contact name: |
ROY MITCHELL |
15. Contact telephone name: |
07777 642012 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation |
|
Full name (including legal form of legal entities) |
|
Contact address (registered office for legal entities) |
|
Phone number & email |
|
Other useful information (at least legal representative for legal persons) |
|
B: Identity of the notifier, if applicable |
|
Full name |
|
Contact address |
|
Phone number & email |
|
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
|
C: Additional information |
|