Holding(s) in Company

RNS Number : 1394S
RUA Life Sciences PLC
06 July 2020
 

 

 

 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tached ii :

 

Rua Life Sciences Plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify) iii :

 

.Dtilsofprson subjtto thenotifitionobligtin iv

Name

W B Nominees Limited

City and country of registered office (if applicable)

Romford, United Kingdom

.Fullnmeofshreholdr(s) (i fiffretfrm3) v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi :

02/07/2020

6. Date on which issuer notified (DD/MM/YYYY):

06/07/2020

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights at- tached to shares (to- tal of 8. A)

% of voting rights through financial instru- ments

(total of 8.B 1 + 8.B 2)

 

Total of both in % (8.A + 8.B)

Total number of voting rights of is- suer vii

Resulting situation on the date on which threshold was crossed or reached

 

11.97%

 

 

11.97%

 

16,186,608

Position of previous notification (if applicable)

 

12.48%

 

 

12.48%

 

             

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC)(DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC)(DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0033360586

 

1,938,140

 

11.97%

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

1,938,140

11.97%

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

 

Type of financial in- strument

 

Expiration date x

 

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is exercised/converted.

 

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration date x

Exercise/ Conversion Pe- riod xi

Physical or cash settlement xii

Number of voting rights

 

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

                   

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)

 

 

 

N m e xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial in- struments if itequals or is higher than the notifiablethreshold

Total of both if it equals or ishigher than the notifiable threshold

Walker Crips Group Plc

11.97%

 

11.97%

Walker Crips Investment Management Limited

11.97%

 

11.97%

W B Nominees Plc

11.97%

 

11.97%

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11 .Additionlinformtion x v i

 

         

 

Place of completion

Walker Crips Investment Management Limited, London

Date of completion

06 th  July 2020

 


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