Holding(s) in Company

RNS Number : 4480K

RUA Life Sciences PLC

04 January 2021

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tached ii :			RUA Life Sciences Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights						X
Other (please specify) iii :
3.Detailsofpersonsubjecttothenotificationobligation iv
Name			Walker Crips Investment Management
City and country of registered office (if applicable)			London, United Kingdom
4.Fullnameofshareholder(s) (ifdifferentfrom3.) v
Name			W B Nominees
City and country of registered office (if applicable)			Romford, United Kingdom
5. Date on which the threshold was crossed or reached vi :			31/12/2020
6. Date on which issuer notified (DD/MM/YYYY):			04/01/2021
7. Total positions of person(s) subject to the notification obligation
	% of voting rights at- tached to shares(to- tal of 8.A)	% of voting rights through financial instru- ments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of is- suer vii
Resulting situation on the date on which threshold was crossed or reached	8.65%			8.65%	22,184,797
Position of previous notification (if applicable)	11.98%			11.98%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0033360586				1,917,973					8.65%
SUBTOTAL 8. A		1,917,973					8.65%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial in- strument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Pe- riod xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
					SUBTOTAL 8.B.2

 

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
N ame xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Walker Crips Group Plc
Walker Crips Investment Management Limited
W B Nominees Plc	8.65%		8.65%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11 .Additionalinformation xvi

Place of completion	Walker Crips Investment Management
Date of completion	04/01/2021

 

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