TR-1: Standard form for notification of major holdings
1a. Identity oftheissuerortheunderlyingissuerofexistingsharestowhich votingrightsareat-tached ii : |
Saga plc Enbrook Park, Sandgate, Folkestone, Kent, CT20 3SE 01303 771111 Registered in England Company Number: 08804263 |
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1b. Please indicate if theissueris anon-UKissuer (please mark with an"X" ifappropriate) |
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Non-UK issuer |
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2. Reason forthenotification (please mark theappropriateboxor boxeswith an"X") |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal offinancialinstruments |
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An eventchanging the breakdown ofvoting rights |
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Other (please specify) iii : |
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3.Details of personsubjecttothe notificationobligation iv |
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Name |
Mário Nuno dosSantos Ferreira |
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City and countryof registered office (ifapplicable) |
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4.Full nameof shareholder(s) (if different from 3.) v |
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Name |
Mário Nuno dosSantos Ferreira
Pluris Investments, S.A. |
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City and countryof registered office (ifapplicable) |
Porto, Portugal |
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5.Dateonwhichthethresholdwascrossed orreached vi : |
September 11 th ,2020 |
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6.Dateonwhichissuer notified(DD/MM/YYYY): |
September 15 th ,2020 |
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7. Total positions of person(s) subject tothe notificationobligation |
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%ofvotingrightsat-tachedtoshares(to-talof 8.A) |
%ofvotingrightsthroughfinancialinstru-ments (total of 8.B1+8.B2) |
Totalofbothin%(8.A+8.B) |
Totalnumberofvotingrightsofis-suer vii |
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Resulting situationonthedateonwhich thresholdwascrossedorreached |
3% |
0% |
3% |
3% |
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thresholdwascrossedorreached |
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Position ofpreviousnotification(ifapplicable) |
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8. Notified details of theresultingsituationonthedateonwhichthethresholdwascrossedorreached viii |
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A: Voting rightsattached toshares |
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Class/typeof shares ISIN code(ifpossible) |
Numberofvotingrights ix |
%ofvotingrights |
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Direct (Art 9ofDirective2004/109/EC)(DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9ofDirective2004/109/EC)(DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
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GB00BLT1Y088 |
2.500.000 |
31.160.000 |
0,2% |
2,8% |
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SUBTOTAL8.A |
33.660.000 |
3% |
B 1:Financial InstrumentsaccordingtoArt.13(1)(a)ofDirective2004/109/EC(DTR5.3.1.1(a)) |
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Typeoffinancialin-strument |
Expiration date x |
Exercise/ ConversionPeriod xi |
Numberofvotingrightsthatmaybeacquirediftheinstrumentisexercised/converted. |
%ofvotingrights |
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SUBTOTAL8.B1 |
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B 2:Financial Instrumentswith similareconomiceffect accordingto Art.13(1)(b)of Directive2004/109/EC(DTR5.3.1.1(b)) |
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Typeoffinancialinstrument |
Expiration date x |
Exercise/ ConversionPe-riod xi |
Physical or cash settlement xii |
Numberofvotingrights |
%ofvotingrights |
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SUBTOTAL 8.B.2 |
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9. Information inrelation tothepersonsubject tothenotificationobligation (please mark theapplicable boxwith an"X") |
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Personsubjecttothenotificationobligationisnotcontrolledbyanynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyaninterestinthe(underlying)issuer xiii |
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Full chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe financialinstrumentsareeffectivelyheldstartingwiththeultimatecontrollingnaturalpersonorlegalentity xiv (please addadditionalrowsasnecessary) |
X |
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Name xv |
%ofvotingrightsifitequals or ishigherthanthenotifiablethreshold |
%ofvotingrightsthroughfinancialin-strumentsif itequalsorishigher thanthenotifiablethreshold |
Total of bothif itequals or ishigherthanthenotifiablethreshold |
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Pluris Investments, S.A. |
2.8% |
0% |
2.8% |
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10. Incaseofproxyvoting,pleaseidentify: |
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Name of the proxy holder |
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Thenumberand%ofvotingrightsheld |
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Thedateuntilwhich thevotingrightswill be held |
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Place of completion |
Lisbon, Portugal |
Date of completion |
September15 th ,2020 |