Holding(s) in Company

RNS Number : 9113E
SchroderJapan Growth Fund PLC
13 February 2015
 

For filings with the FSA include the annex

For filings with issuer exclude the annex

 

TR-1: Notifications of Major Interests in Shares

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Schroder Japan Growth Fund Plc

 

2. Reason for the notification

(please place an X inside the appropriate bracket/s):

 

An acquisition or disposal of voting rights: (X)

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: (   )

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: (   )

 

An event changing the breakdown of voting rights: (   )

 

Other (please specify)

 

3. Full name of person(s) subject to notification obligation:

 

1607 Capital Partners, LLC

 

4. Full name of shareholder(s) (if different from 3) :

 

Northern Trust                   6,715,009

Bny Mellon                         4,793,668

State Street                       2,059,215

 

 

5. Date of transaction (and date on which the threshold is crossed or reached if different):

 

9 February 2015

 

6. Date on which issuer notified:

 

13 February 2015

 

7. Threshold(s) that is/are crossed or reached:

 

11%

 

 

 

 

 

8. Notified Details:

 

A: Voting rights attached to shares

 

Class/type of shares if possible use ISIN CODE

Situation previous to the triggering transaction

Ordinary Shares

 

GB0008022849

Number of shares

14,067,892

 

Number of voting rights

14,067,892

 

 

 

 

 

Resulting situation after the triggering transaction

Class/type of shares

if possible use ISIN CODE

Number of shares

 

 

  Number of voting rights

% of voting rights




 Direct



  Direct

 

    Indirect

13,567,892

 Direct

 

 Indirect

10.85%

 

 

 

 

 

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial instrument

None

Expiration date




Exercise/conversion period/date



No. of voting rights that may be acquired (if the instrument exercised/ converted)

 



% of voting rights




 

 

C: Financial Instruments with similar economic effect to

Qualifying Financial Instruments

 

Type of financial instrument

None

Expiration date




Exercise/conversion period/date



No. of voting rights that may be acquired (if the instrument exercised/ converted)

 

Nominal



% of voting rights




 

Delta

 

 

Total (A+B+C)

Number of voting rights


% of voting rights

Same as A

 

 

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :

 

 

10. Name of proxy holder:

 

 

11. Number of voting rights proxy holder will cease to hold:

 

 

12. Date on which proxy holder will cease to hold voting rights:

 

 

13. Additional information:

 

 

14. Contact name:

 

Andrea Davidson

 

15. Contact telephone number:

 

020 7658 4430

 

    Date: 13 February 2015


This information is provided by RNS
The company news service from the London Stock Exchange
 
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