Holding(s) in Company

RNS Number : 4751X

Schroder Oriental Income Fund Ltd

19 November 2014

 



For filings with the FCA include the annex

For filings with issuer exclude the annex

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Schroder Oriental Income Fund Limited

2. Reason for the notification

(please place an X inside the appropriate bracket/s):

An acquisition or disposal of voting rights: (  )

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached (  )

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments (   )

An event changing the breakdown of voting rights: (  )

Other ( X ): Change in controlled undertakings  

3. Full name of person(s) subject to notification obligation:

Brewin Dolphin Limited

4. Full name of shareholder(s) (if different from 3):

5. Date of the transaction and date on which the threshold is crossed or reached:

14 November 2014

6. Date on which issuer notified:

    17 November 2014

7. Threshold(s) that is/are crossed or reached:

6%

8. Notified Details:

A: Voting rights attached to shares

Class/type of shares if possible use ISIN CODE	Situation previous to the triggering transaction
Ordinary Shares ORD GBP0.01 GB00B0CRWN59	Number of shares 9,043,847	Number of voting rights 9,043,847

Resulting situation after the triggering transaction

	Number of shares		Number of voting rights				% of voting rights
	Direct N/A		Direct N/A	Indirect 14,571,888			Direct N/A	Indirect 6.5538%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ conversion period/date

No. of voting rights that may be acquired (if the instrument exercised/ converted)

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

Nominal

Delta

Total (A+B+C)

Number of voting rights 14,571,888	% of voting rights 6.5538%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

     Proxy Voting:

Indirect - Brewin Nominees (Channel Islands) Limited -	327,317	0.1472	%
Indirect - Brewin Nominees Limited (Individual Designations)-	74,370	0.0334	%
Indirect - Brewin Nominees Limited  A/c NOM -	6,104,192	2.7454	%
Indirect - Brewin Nominees Limited A/c ISA -	4,147,961	1.8656	%
Indirect - Brewin Nominees Limited  A/c GROSS -	1,820,163	0.8186	%
Indirect - Brewin Nominees Limited A/c CHARITY -	2,091,710	0.9408	%
Indirect - Brewin Nominees Limited A/c OFFBOND -	6,175	0.0028	%
GRAND TOTAL	14,571,888	6.5538	%

10. Name of proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A

13. Additional information:

Figures based on shares in issue of 222,341,574.  The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements

14. Contact name:

John Spedding

For and on behalf of Schroder Investment Management Limited

15. Contact telephone number:

0207 658 3206

    Date: 19 November 2014

 

END

 

 

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