Schroders plc
("the Company")
The following notifications made under article 19(1) of the Market Abuse Regulation ("MAR") relates to transactions by Massimo Tosato, a Person Discharging Managerial Responsibilities in shares or rights to shares of the Company. This announcement is made in accordance with Article 19(3) of MAR.
13 December 2016
Matthew Whyte
Deputy Company Secretary
Schroders plc
Tel: 020 7658 5807
Notification of transactions by Person Discharging Managerial Responsibilities
1 |
Details of the person discharging managerial responsibilities / person closely associated
|
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a) |
Name(s) |
Massimo Tosato
|
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2 |
Reason for the notification |
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a) |
Position/status |
Executive Vice-Chairman
|
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b) |
Initial notification / Amendment |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Schroders plc |
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b) |
LEI |
2138001YYBULX5SZ2H24 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of £1 each, with voting rights attached
GB0002405495 |
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b) |
Nature of the transaction |
Exercise of a Share Award (nil cost option) and sale of resultant ordinary shares in relation to an award granted in 2013 under Schroders Equity Compensation Plan 2011. |
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c) |
Price(s) and volume(s) |
|
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d) |
Aggregated information |
N/A (single transaction) |
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e) |
Date of the transactions |
13 December 2016 |
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f) |
Place of the transactions |
London Stock Exchange, Main Market (XLON) |
|||||
Notification of transactions by Person Discharging Managerial Responsibilities
1 |
Details of the person discharging managerial responsibilities / person closely associated
|
||||||
a) |
Name(s) |
Massimo Tosato
|
|||||
2 |
Reason for the notification |
||||||
a) |
Position/status |
Executive Vice-Chairman
|
|||||
b) |
Initial notification / Amendment |
Initial notification |
|||||
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||
a) |
Name |
Schroders plc |
|||||
b) |
LEI |
2138001YYBULX5SZ2H24 |
|||||
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||||||
a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary shares of £1 each, with voting rights attached
GB0002405495 |
|||||
b) |
Nature of the transaction |
Exercise of a Share Award (nil cost option) and sale of resultant ordinary shares in relation to an award granted in 2012 under Schroders Equity Compensation Plan 2011. |
|||||
c) |
Price(s) and volume(s) |
|
|||||
d) |
Aggregated information |
N/A (single transaction) |
|||||
e) |
Date of the transactions |
13 December 2016 |
|||||
f) |
Place of the transactions |
London Stock Exchange, Main Market (XLON) |
|||||