Holding(s) in Company

RNS Number : 6744X

Serco Group PLC

05 May 2021

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007973794

Issuer Name

SERCO GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
JPMorgan Chase Bank, N.A.
J.P. Morgan Securities Plc

5. Date on which the threshold was crossed or reached

29-Apr-2021

6. Date on which Issuer notified

04-May-2021

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	1.490692	3.960557	5.451249	65998585
Position of previous notification (if applicable)	1.281700	4.276649	5.558349

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007973794		18047894		1.490692
Sub Total 8.A	18047894		1.490692%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	05/05/2021	05/05/2021	Cash	3839000	0.317088
Cash-settled Equity Swap	10/05/2021	10/05/2021	Cash	7115147	0.587686
Cash-settled Equity Swap	14/05/2021	14/05/2021	Cash	4336000	0.358138
Cash-settled Equity Swap	26/05/2021	26/05/2021	Cash	5615000	0.463779
Cash-settled Equity Swap	28/05/2021	28/05/2021	Cash	3130000	0.258527
Cash-settled Equity Swap	23/06/2021	23/06/2021	Cash	5001877	0.413137
Cash-settled Equity Swap	12/07/2021	12/07/2021	Cash	1782000	0.147187
Cash-settled Equity Swap	30/07/2021	30/07/2021	Cash	9000000	0.743368
Cash-settled Equity Swap	25/08/2021	25/08/2021	Cash	1374000	0.113488
Cash-settled Equity Swap	14/09/2021	14/09/2021	Cash	3775975	0.311882
Cash-settled Equity Swap	02/11/2021	02/11/2021	Cash	129334	0.010683
Cash-settled Equity Swap	02/12/2021	02/12/2021	Cash	55487	0.004583
Cash-settled Equity Swap	22/12/2021	22/12/2021	Cash	4667	0.000385
Cash-settled Equity Swap	05/01/2022	05/01/2022	Cash	2610	0.000216
Cash-settled Equity Swap	02/02/2022	02/02/2022	Cash	7930	0.000655
Cash-settled Equity Swap	28/02/2022	28/02/2022	Cash	31835	0.002629
Cash-settled Equity Swap	18/03/2022	18/03/2022	Cash	4501	0.000372
Cash-settled Equity Swap	27/04/2022	27/04/2022	Cash	168274	0.013899
Cash-settled Equity Swap	29/04/2022	29/04/2022	Cash	2340806	0.193342
Cash-settled Equity Swap	04/05/2022	04/05/2022	Cash	120274	0.009934
Cash-settled Equity Swap	06/06/2022	06/06/2022	Cash	83517	0.006898
Cash-settled Equity Swap	31/10/2022	31/10/2022	Cash	4244	0.000351
Cash-settled Equity Swap	04/05/2026	04/05/2026	Cash	28213	0.002330
Sub Total 8.B2				47950691	3.960557%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	1.490690	3.960557	5.451247
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association			0.000000

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

04-May-2021

13. Place Of Completion

London, United Kingdom

 

END

 

 

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