Holding(s) in Company

RNS Number : 6234O

Serco Group PLC

10 February 2021

 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Serco Group plc
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.) v
Name			J.P. Morgan Securities Plc JPMorgan Chase Bank, N.A.
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reached vi :			05 February 2021
6. Date on which issuer notified (DD/MM/YYYY):			09 February 2021
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer vii
Resulting situation on the date on which threshold was crossed or reached	1.31%	3.69%		5.00%	1,220,931,774
Position of previous notification (if applicable)	Below Minimum Threshold	Below Minimum Threshold		Below Minimum Threshold

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (DTR5.1)		Indirect  (DTR5.2.1)			Direct (DTR5.1)		Indirect (DTR5.2.1)
GB0007973794				16,049,533					1.31%
SUBTOTAL 8. A		16,049,533					1.31%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
Cash-settled Equity Swap	25/02/2021		25/02/2021		Cash			1,374,000	0.11%
Cash-settled Equity Swap	26/02/2021		26/02/2021		Cash			3,130,000	0.26%
Cash-settled Equity Swap	05/03/2021		05/03/2021		Cash			1,830,000	0.15%
Cash-settled Equity Swap	12/03/2021		12/03/2021		Cash			3,775,975	0.31%
Cash-settled Equity Swap	22/03/2021		22/03/2021		Cash			4,348,565	0.36%
Cash-settled Equity Swap	23/03/2021		23/03/2021		Cash			1,491,000	0.12%
Cash-settled Equity Swap	29/03/2021		29/03/2021		Cash			1,900,000	0.16%
Cash-settled Equity Swap	06/04/2021		06/04/2021		Cash			4,619	0.00%
Cash-settled Equity Swap	12/04/2021		12/04/2021		Cash			1,782,000	0.15%
Cash-settled Equity Swap	04/05/2021		04/05/2021		Cash			6,453,084	0.53%
Cash-settled Equity Swap	05/05/2021		05/05/2021		Cash			3,868,676	0.32%
Cash-settled Equity Swap	02/06/2021		02/06/2021		Cash			6,907	0.00%
Cash-settled Equity Swap	23/06/2021		23/06/2021		Cash			5,005,630	0.41%
Cash-settled Equity Swap	02/07/2021		02/07/2021		Cash			16,179	0.00%
Cash-settled Equity Swap	30/07/2021		30/07/2021		Cash			9,000,000	0.74%
Cash-settled Equity Swap	03/08/2021		03/08/2021		Cash			3,667	0.00%
Cash-settled Equity Swap	02/11/2021		02/11/2021		Cash			238,232	0.02%
Cash-settled Equity Swap	02/12/2021		02/12/2021		Cash			55,487	0.00%
Cash-settled Equity Swap	22/12/2021		22/12/2021		Cash			44,401	0.00%
Cash-settled Equity Swap	05/01/2022		05/01/2022		Cash			7,624	0.00%
Cash-settled Equity Swap	13/01/2022		13/01/2022		Cash			85,265	0.01%
Cash-settled Equity Swap	02/02/2022		02/02/2022		Cash			19,393	0.00%
Cash-settled Equity Swap	22/02/2022		22/02/2022		Cash			163,691	0.01%
Cash-settled Equity Swap	28/02/2022		28/02/2022		Cash			45,583	0.00%
Cash-settled Equity Swap	29/04/2022		29/04/2022		Cash			377,175	0.03%
Cash-settled Equity Swap	08/08/2022		08/08/2022		Cash			5,356	0.00%
					SUBTOTAL 8.B.2			45,032,509	3.69%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc		3.69	5.00
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional information xvi
Chain of controlled undertakings : JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%)

Place of completion	London, United Kingdom
Date of completion	09 February 2021

 

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