Form 8.5 (EPT/RI)

RNS Number : 4252U

Bank of America Merrill Lynch

01 August 2022

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

1.	KEY INFORMATION

(a) Name of exempt principal trader:	Merrill Lynch International
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	SERICA ENERGY PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SERICA ENERGY PLC
(d) Date dealing undertaken:	29/07/2022
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	YES If YES, specify which: (KISTOS PLC)

2.	DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)	Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.10 ordinary	Purchase	20,460	3.795 GBP	3.758 GBP
USD 0.10 ordinary	Sale	47,140	3.795 GBP	3.745 GBP

(b)	Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Long Position	48	3.785 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Increasing a Long Position	3,350	3.785 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Increasing a Long Position	48	3.785 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Long Position	550	3.775 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	40	3.759 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	47	3.745 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	53	3.759 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	60	3.745 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	641	3.759 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	719	3.745 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Increasing a Short Position	6,109	3.776 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	1,111	3.777 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	2,158	3.768 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	4,958	3.768 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	4,609	3.768 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	4,179	3.78 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	3,237	3.772 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	3,066	3.785 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	1,115	3.785 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	777	3.768 GBP
USD 0.10 ordinary	Swaps - Equity Swaps	Reducing a Short Position	3,219	3.78 GBP

(c)	Stock-settled derivative transactions (including options)

(i)	Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)

Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise Price per unit
N/A	N/A	N/A	N/A	N/A

(d)	Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.	OTHER INFORMATION

(a)	Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b)	Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	01/08/2022
Contact name:	Zainab Tarteel
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

 

END

 

 

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