Holding(s) in Company

RNS Number : 4727X
Aurum Mining PLC
07 December 2010
 



 

For filings with the FSA include the annex


For filings with issuer exclude the annex



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Aurum Mining PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Weiss Asset Management LP

 

4. Full name of shareholder(s)
 (if different from 3.):iv

Brookdale International Partners LP, Brookdale Global Opportunity Fund1

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

12/3/2010

6. Date on which issuer notified:

12/6/2010

7. Threshold(s) that is/are crossed or
reached:
vi, vii

from over 21% to under 3%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B00T3528

 

10,852,051

10,852,051

Less than 3%

Less than 3%

n/a

Less than 3%

n/a


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 


n/a

n/a

n/a


Nominal

Delta


1


Total (A+B+C)

Number of voting rights

Percentage of voting rights

Less than 3%

Less than 3%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Brookdale International Partners, L.P: Less than 3%

Brookdale Global Opportunity Fund: Less than 3%


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:


On February 1, 2010, Weiss Capital LLC converted to a Delaware limited partnership named Weiss Asset Management LP.  All future notifications will be filed by Weiss Asset Management LP.

1 Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners LP.

 

14. Contact name:

Georgiy Nikitin

15. Contact telephone number:

     +1-617-778-7725

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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