Dawnay, Day Sirius
16 October 2007
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying Dawnay, Day Sirius plc
issuer of existing shares to which voting rights
are attached:
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which may result in No
the acquisition of shares already issued to which voting rights are
attached
An event changing the breakdown of voting rights No
Other (please specify):______________ No
3. Full name of person(s) subject to Wellington Management Company, LLP
notification obligation:
4. Full name of shareholder(s) (if BBH ISL Nominees Limited
different from 3): JP Morgan Chase Nominees Limited
Mellon Nominees (UK) Limited
Nortrust Nominees Limited
Roy Nominees Limited
State Street Nominees Limted
Vidacos Nominees Limited
5. Date of transaction (and date on which 11 October 2007
the threshold is crossed or reached if
different):
6. Date on which issuer notified: 12 October 2007
7.
Threshold(s) that is/are crossed
or reached: 5%
8: Notified Details
A: Voting rights attached to shares
Class/type Situation Resulting situation after the triggering transaction
of previous to the
shares triggering
If transaction Under
possible 5%
use ISIN
code
Ordinary
Number Number Number of Number of voting Percentage of
of of shares rights voting rights
shares voting
rights
18,131,257
Direct Indirect Direct Indirect
18,131,257 5.53%
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting rights that may Percentage
financial date conversion be acquired (if the instrument of voting
instrument period/ exercised/converted) rights
date
Total (A+B)
Number of voting rights Percentage of voting rights
18,131,257 5.53%
9. Chain of controlled undertakings through which the voting rights and /or the
financial instruments are effectively held, if applicable:
BBH ISL Nominees Limited - 38,497 shares
JP Morgan Chase Nominees Limited - 1,261,561 shares
Mellon Nominees (UK) Limited - 2,789,682 shares
Nortrust Nominees Limited - 390,995 shares
Roy Nominees Limited - 3,603,349 shares
State Street Nominees Limted - 9,412,062 shares
Vidacos Nominees Limited - 635,111 shares
Proxy Voting:
10. Name of proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14 Contact name:
15. Contact telephone name:
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares
A: Identity of the persons or legal entity subject to the notification
obligation
Full name Wellington Management Company, LLP
(including legal form of legal
entities)
Contact address 75 State Street, Boston, Massachusetts,
02109 U.S.A.
(registered office for legal entities)
Phone number & email (617) 790-7084
Other useful information
(at least legal representative for
legal persons)
B: Identity of the notifier, if applicable
Full name Robert J. Toner
Contact address 75 State Street, Boston,
Massachusetts, 02109 U.S.A.
Phone number & email (617) 790-7084
rtoner@wellington.com
Other useful information Vice President and Counsel
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
C: Additional information
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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