Holding in Company
St. Ives PLC
22 June 2001
DEALINGS BY SUBSTANTIAL SHAREHOLDERS
1) NAME OF COMPANY
ST IVES PLC
2) NAME OF SHAREHOLDER HAVING A MAJOR INTEREST
SCHRODER INVESTMENT MANAGEMENT LTD
3) Please state whether notification indicates that it is in respect of
holding of the Shareholder named in 2 above or in respect of a
non-beneficial interest or in the case of an individual holder if it is a
holding of that person's spouse or children under the age of 18
PLEASE REFER TO LETTER BELOW
4) Name of the registered holder(s) and, if more than one holder, the
number of shares held by each of them.
PLEASE REFER TO LETTER BELOW
5) Number of shares/amount of stock acquired.
6) ( N/A %) of issued Class
7) Number of shares/amount of stock disposed
8) ( N/A %) of issued Class
9) Class of security
ORDINARY SHARES OF 10P EACH
10) Date of transaction
11) Date company informed
21 JUNE 2001
12) Total holding following this notification
12,385,647
13) Total percentage holding of issued class following this notification
11.87%
14) Any additional information
ST IVES' ISSUED SHARE CAPITAL AS AT 22 JUNE 2001 IS 104,298,381
15) Name of contact and telephone number for queries
PHILIP HARRIS 020 7928 8844 EXT 337
16) Name and signature of authorised company official responsible for
making this notification
Date of Notification ..22 JUNE 2001................
To St Ives Plc
ST IVES PLC
1OP ORDINARY SHARES ('SHARES')
We write to advise you that we, Schroder Investment Management Limited, have an
interest in 12,234,636 shares which are held in portfolios managed by us on a
discretionary basis for clients under investment management agreements.
Included in this figure are:-
(i) 6,407,795 shares registered or to be registered in the name of our wholly-
owned subsidiary nominee company, Schroder Nominees Limited (Schroder
Nominees).
(ii) 633,338 shares held in (a) unit trust(s) operated and managed by another
wholly-owned subsidiary, Schroder Unit Trusts Limited (SUTL), and
registered or to be registered in the name of Chase Nominees Limited, and
(iii) 5,193,503 shares held in portfolios where the shares are not registered or
to be registered in the name of Schroder Nominees or Chase Nominees
Limited. The registration details are shown on the schedule below.
Another affiliated company, Schroder Hermes, is managing 151,011 shares in (a)
portfolio(s) on a passive (index tracker) basis for clients under investment
management agreements. These shares are registered or to be registered in the
name of Chase Nominees Limited.
We believe that we and our subsidiary and affiliated companies are therefore
interested in an overall aggregate of 12,385,647 shares, representing some
11.882% of the total number of shares in issue, namely 104,239,381 shares.
This notification is made to you:-
(a) in respect of our interest as investment managers and also by virtue of the
fact that we are the parent company of SIMNA Limited and SUTL.
(b) on behalf of Schroder Hermes and SUTL in relation to the interests they are
treated as having respectively under the Companies Act 1985 (the Act), and
(c) on behalf of Schroders plc, our holding company, which is treated as having
an interest in all of the above shares under the Act by virtue of its
ownership of Schroder Hermes and ourselves.
We shall be grateful if you will kindly let us have a copy of your notification
to the Stock Exchange and if you will also confirm the total number of shares
currently in issue.
In addition please let me know whether your company or any of its subsidiaries
is either:-
(i) authorised by any of the Financial Services Act 1986 (FSA) regulators,
namely IMRO, PIA or SFA, or by any regulator in the European Union outside
the United Kingdom, or
(ii) a listed money market institution under Section 43 FSA, or
(iii) an authorised insurance company.
From Schroders
ST IVES PLC
10P ORDINARY SHARES
SCHEDULE
REGISTRATION AMOUNT
Nortrust Nominees Limited 510,589
Chase Nominees Limited 270,000
Bank of New York 185,000
RBSTB Nominees Ltd 60,000
RBSTB Nominees Ltd a/c: LAUR 33,300
Nutraco Nominees Ltd a/c: GWPPMPS 100,000
Mineworker Pension Scheme (Client) Nominees
Limited R a/c 300,000
Nutraco Nominees Limited a/x: GWPPCIF 553,800
Morgan Nominees Ltd: B a/c 249,000
MS Morgan Nominees Ltd: A a/c 8,200
Network Nominees (Six) Limited 372,900
MSS Nominees Limited a/c: 756593 124,795
Chase Manhattan Bank 242,160
MSS Nominees Limited a/c: 609803 60,759
Royal Bank of Scotland 4,300
British Coal Superannuation a/c:P 700,000
Mellon Trust 150,000
State Street Nominees Limited a/c 5H57 500,000
BT Globenet Nominees Limited a/c:6B 650,000
HSBC Global Custody Nominees (UK) Ltd a/c: 771401 68,000
The John Elleramn Foundation Portfolio 50,700
Total 5,193,503