Form 8.3 - Smart Metering Systems plc Amend

Barclays PLC

18 January 2024

 

FORM 8.3 - Amendment
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			SMART METERING SYSTEMS PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			12 Jan 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,049,785	1.53%	82,069	0.06%
(2) Cash-settled derivatives:				70,145	0.05%	2,027,695	1.52%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				2,119,930	1.59%	2,109,764	1.58%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
1p ordinary	Purchase	300,000	9.3421  GBP
1p ordinary	Purchase	150,000	9.3146  GBP
1p ordinary	Purchase	115,055	9.2600  GBP
1p ordinary	Purchase	81,058	9.2864  GBP
1p ordinary	Purchase	50,000	9.2846  GBP
1p ordinary	Purchase	15,000	9.2646  GBP
1p ordinary	Purchase	14,047	9.2597  GBP
1p ordinary	Purchase	13,299	9.2950  GBP
1p ordinary	Purchase	8,057	9.2998  GBP
1p ordinary	Purchase	7,365	9.2867  GBP
1p ordinary	Purchase	5,087	9.3397  GBP
1p ordinary	Purchase	1,304	9.2966  GBP
1p ordinary	Purchase	437	9.2900  GBP
1p ordinary	Purchase	365	9.2500  GBP
1p ordinary	Purchase	249	9.3000  GBP
1p ordinary	Sale	100,027	9.2617  GBP
1p ordinary	Sale	22,246	9.2600  GBP
1p ordinary	Sale	21,629	9.3062  GBP
1p ordinary	Sale	13,548	9.2950  GBP
1p ordinary	Sale	11,718	9.2953  GBP
1p ordinary	Sale	9,031	9.2601  GBP
1p ordinary	Sale	7,027	9.2773  GBP
1p ordinary	Sale	3,172	9.2603  GBP
1p ordinary	Sale	3,018	9.2801  GBP
1p ordinary	Sale	2,365	9.2800  GBP
1p ordinary	Sale	746	9.2737  GBP
1p ordinary	Sale	437	9.2900  GBP
1p ordinary	Sale	365	9.2500  GBP
1p ordinary	Sale	322	9.2684  GBP
1p ordinary	Sale	249	9.3000  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Decreasing Short	39	9.3299  GBP
1p ordinary	SWAP	Decreasing Short	283	9.2600  GBP
1p ordinary	SWAP	Decreasing Short	11,414	9.2798  GBP
1p ordinary	SWAP	Decreasing Short	11,718	9.2953  GBP
1p ordinary	SWAP	Decreasing Short	21,629	9.3062  GBP
1p ordinary	CFD	Increasing Short	5,087	9.3396  GBP
1p ordinary	CFD	Increasing Short	9,361	9.3000  GBP
1p ordinary	CFD	Increasing Short	24,139	9.3144  GBP
1p ordinary	SWAP	Increasing Short	24,516	9.2752  GBP
1p ordinary	SWAP	Increasing Short	32,403	9.2746  GBP
1p ordinary	SWAP	Increasing Short	150,000	9.3146  GBP
1p ordinary	SWAP	Opening Short	15,000	9.2646  GBP
1p ordinary	SWAP	Opening Short	50,000	9.2846  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				18 Jan 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END