FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DS SMITH PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
16 Apr 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
MONDI PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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|
Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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12,621,151 |
0.92% |
15,523,915 |
1.13% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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12,380,259 |
0.90% |
10,815,526 |
0.78% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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|
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TOTAL: |
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25,001,410 |
1.81% |
26,339,441 |
1.91% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
|
securities |
|
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10p ordinary |
Purchase |
1,403,340 |
4.0222 GBP |
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10p ordinary |
Purchase |
1,289,202 |
3.9975 GBP |
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10p ordinary |
Purchase |
1,209,262 |
3.9380 GBP |
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10p ordinary |
Purchase |
967,551 |
4.0249 GBP |
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10p ordinary |
Purchase |
700,000 |
4.0147 GBP |
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10p ordinary |
Purchase |
572,668 |
4.0112 GBP |
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10p ordinary |
Purchase |
562,975 |
3.9441 GBP |
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10p ordinary |
Purchase |
495,495 |
3.9516 GBP |
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10p ordinary |
Purchase |
458,977 |
3.9786 GBP |
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10p ordinary |
Purchase |
433,572 |
3.9795 GBP |
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10p ordinary |
Purchase |
253,341 |
3.9742 GBP |
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10p ordinary |
Purchase |
250,000 |
4.0237 GBP |
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10p ordinary |
Purchase |
244,189 |
4.0150 GBP |
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10p ordinary |
Purchase |
200,135 |
4.0012 GBP |
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10p ordinary |
Purchase |
146,365 |
4.0260 GBP |
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10p ordinary |
Purchase |
131,218 |
3.9854 GBP |
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10p ordinary |
Purchase |
130,023 |
3.9870 GBP |
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10p ordinary |
Purchase |
112,462 |
3.9876 GBP |
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10p ordinary |
Purchase |
100,000 |
4.0560 GBP |
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10p ordinary |
Purchase |
90,824 |
3.9733 GBP |
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10p ordinary |
Purchase |
87,388 |
4.0302 GBP |
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10p ordinary |
Purchase |
85,126 |
3.9880 GBP |
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10p ordinary |
Purchase |
70,563 |
3.9883 GBP |
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10p ordinary |
Purchase |
70,274 |
3.9954 GBP |
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10p ordinary |
Purchase |
47,918 |
3.9340 GBP |
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10p ordinary |
Purchase |
45,587 |
3.9939 GBP |
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10p ordinary |
Purchase |
44,316 |
4.0026 GBP |
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10p ordinary |
Purchase |
40,853 |
3.9709 GBP |
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10p ordinary |
Purchase |
37,760 |
3.9906 GBP |
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10p ordinary |
Purchase |
37,294 |
4.0120 GBP |
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10p ordinary |
Purchase |
36,593 |
3.9848 GBP |
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10p ordinary |
Purchase |
31,745 |
4.0036 GBP |
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10p ordinary |
Purchase |
30,814 |
4.0193 GBP |
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10p ordinary |
Purchase |
20,725 |
4.0047 GBP |
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10p ordinary |
Purchase |
19,489 |
3.9807 GBP |
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10p ordinary |
Purchase |
16,963 |
3.9622 GBP |
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10p ordinary |
Purchase |
14,500 |
3.9682 GBP |
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10p ordinary |
Purchase |
13,200 |
3.9448 GBP |
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10p ordinary |
Purchase |
12,948 |
3.9419 GBP |
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10p ordinary |
Purchase |
12,780 |
3.9664 GBP |
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10p ordinary |
Purchase |
12,113 |
3.9721 GBP |
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10p ordinary |
Purchase |
10,482 |
4.0257 GBP |
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10p ordinary |
Purchase |
9,317 |
4.0031 GBP |
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10p ordinary |
Purchase |
7,750 |
3.9914 GBP |
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10p ordinary |
Purchase |
7,560 |
3.9839 GBP |
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10p ordinary |
Purchase |
7,021 |
3.9573 GBP |
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10p ordinary |
Purchase |
4,972 |
3.9845 GBP |
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10p ordinary |
Purchase |
4,396 |
3.9471 GBP |
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10p ordinary |
Purchase |
4,210 |
3.9885 GBP |
||||
10p ordinary |
Purchase |
4,078 |
3.9548 GBP |
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10p ordinary |
Purchase |
3,379 |
4.0080 GBP |
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10p ordinary |
Purchase |
2,726 |
4.0240 GBP |
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10p ordinary |
Purchase |
2,606 |
3.9500 GBP |
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10p ordinary |
Purchase |
2,483 |
3.9762 GBP |
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10p ordinary |
Purchase |
2,393 |
4.0300 GBP |
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10p ordinary |
Purchase |
2,378 |
4.0520 GBP |
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10p ordinary |
Purchase |
2,346 |
4.0380 GBP |
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10p ordinary |
Purchase |
2,218 |
4.0100 GBP |
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10p ordinary |
Purchase |
2,180 |
3.9492 GBP |
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10p ordinary |
Purchase |
2,121 |
3.9904 GBP |
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10p ordinary |
Purchase |
1,579 |
4.0220 GBP |
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10p ordinary |
Purchase |
1,491 |
4.0099 GBP |
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10p ordinary |
Purchase |
1,486 |
3.9566 GBP |
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10p ordinary |
Purchase |
1,410 |
3.9560 GBP |
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10p ordinary |
Purchase |
1,386 |
4.0340 GBP |
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10p ordinary |
Purchase |
1,110 |
3.9390 GBP |
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10p ordinary |
Purchase |
1,087 |
4.0024 GBP |
||||
10p ordinary |
Purchase |
1,059 |
4.0180 GBP |
||||
10p ordinary |
Purchase |
1,000 |
4.0360 GBP |
||||
10p ordinary |
Purchase |
936 |
4.0200 GBP |
||||
10p ordinary |
Purchase |
779 |
4.0280 GBP |
||||
10p ordinary |
Purchase |
765 |
3.9370 GBP |
||||
10p ordinary |
Purchase |
738 |
4.0474 GBP |
||||
10p ordinary |
Purchase |
687 |
3.9580 GBP |
||||
10p ordinary |
Purchase |
596 |
4.0400 GBP |
||||
10p ordinary |
Purchase |
321 |
3.9360 GBP |
||||
10p ordinary |
Purchase |
300 |
4.0142 GBP |
||||
10p ordinary |
Purchase |
226 |
4.0213 GBP |
||||
10p ordinary |
Purchase |
218 |
3.9558 GBP |
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10p ordinary |
Purchase |
69 |
4.0060 GBP |
||||
10p ordinary |
Purchase |
36 |
3.9328 GBP |
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10p ordinary |
Purchase |
3 |
4.0075 GBP |
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10p ordinary |
Purchase |
1 |
4.0090 GBP |
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10p ordinary |
Sale |
1,287,946 |
3.9640 GBP |
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10p ordinary |
Sale |
780,655 |
4.0306 GBP |
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10p ordinary |
Sale |
675,403 |
4.0219 GBP |
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10p ordinary |
Sale |
621,913 |
4.0125 GBP |
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10p ordinary |
Sale |
568,248 |
4.0048 GBP |
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10p ordinary |
Sale |
562,975 |
3.9441 GBP |
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10p ordinary |
Sale |
400,000 |
4.0199 GBP |
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10p ordinary |
Sale |
238,984 |
4.0189 GBP |
||||
10p ordinary |
Sale |
238,948 |
4.0198 GBP |
||||
10p ordinary |
Sale |
234,758 |
4.0169 GBP |
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10p ordinary |
Sale |
219,871 |
3.9357 GBP |
||||
10p ordinary |
Sale |
208,031 |
3.9988 GBP |
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10p ordinary |
Sale |
198,361 |
4.0152 GBP |
||||
10p ordinary |
Sale |
168,877 |
3.9336 GBP |
||||
10p ordinary |
Sale |
150,945 |
3.9340 GBP |
||||
10p ordinary |
Sale |
149,441 |
4.0186 GBP |
||||
10p ordinary |
Sale |
127,806 |
4.0227 GBP |
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10p ordinary |
Sale |
125,056 |
3.9341 GBP |
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10p ordinary |
Sale |
105,156 |
4.0223 GBP |
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10p ordinary |
Sale |
99,583 |
4.0334 GBP |
||||
10p ordinary |
Sale |
97,960 |
4.0222 GBP |
||||
10p ordinary |
Sale |
89,723 |
4.0121 GBP |
||||
10p ordinary |
Sale |
88,444 |
4.0149 GBP |
||||
10p ordinary |
Sale |
87,460 |
4.0269 GBP |
||||
10p ordinary |
Sale |
78,852 |
4.0225 GBP |
||||
10p ordinary |
Sale |
77,926 |
4.0200 GBP |
||||
10p ordinary |
Sale |
77,111 |
4.0027 GBP |
||||
10p ordinary |
Sale |
76,859 |
3.9339 GBP |
||||
10p ordinary |
Sale |
68,032 |
4.0117 GBP |
||||
10p ordinary |
Sale |
64,352 |
4.0159 GBP |
||||
10p ordinary |
Sale |
63,815 |
4.0118 GBP |
||||
10p ordinary |
Sale |
58,886 |
4.0128 GBP |
||||
10p ordinary |
Sale |
54,073 |
4.0176 GBP |
||||
10p ordinary |
Sale |
51,212 |
3.9638 GBP |
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10p ordinary |
Sale |
50,277 |
3.9385 GBP |
||||
10p ordinary |
Sale |
45,733 |
4.0132 GBP |
||||
10p ordinary |
Sale |
44,356 |
4.0017 GBP |
||||
10p ordinary |
Sale |
40,357 |
4.0120 GBP |
||||
10p ordinary |
Sale |
37,141 |
4.0232 GBP |
||||
10p ordinary |
Sale |
35,617 |
4.0078 GBP |
||||
10p ordinary |
Sale |
31,753 |
3.9801 GBP |
||||
10p ordinary |
Sale |
29,145 |
4.0230 GBP |
||||
10p ordinary |
Sale |
26,071 |
4.0181 GBP |
||||
10p ordinary |
Sale |
19,796 |
3.9455 GBP |
||||
10p ordinary |
Sale |
19,612 |
3.9982 GBP |
||||
10p ordinary |
Sale |
19,134 |
3.9667 GBP |
||||
10p ordinary |
Sale |
17,276 |
3.9429 GBP |
||||
10p ordinary |
Sale |
16,963 |
3.9622 GBP |
||||
10p ordinary |
Sale |
16,649 |
3.9847 GBP |
||||
10p ordinary |
Sale |
15,261 |
3.9784 GBP |
||||
10p ordinary |
Sale |
14,500 |
3.9682 GBP |
||||
10p ordinary |
Sale |
13,450 |
4.0255 GBP |
||||
10p ordinary |
Sale |
13,108 |
4.0155 GBP |
||||
10p ordinary |
Sale |
13,056 |
4.0112 GBP |
||||
10p ordinary |
Sale |
12,780 |
3.9664 GBP |
||||
10p ordinary |
Sale |
12,242 |
4.0323 GBP |
||||
10p ordinary |
Sale |
11,112 |
4.0291 GBP |
||||
10p ordinary |
Sale |
10,558 |
3.9342 GBP |
||||
10p ordinary |
Sale |
10,361 |
4.0545 GBP |
||||
10p ordinary |
Sale |
9,317 |
4.0031 GBP |
||||
10p ordinary |
Sale |
7,762 |
3.9449 GBP |
||||
10p ordinary |
Sale |
7,461 |
4.0282 GBP |
||||
10p ordinary |
Sale |
7,160 |
3.9973 GBP |
||||
10p ordinary |
Sale |
7,014 |
4.0418 GBP |
||||
10p ordinary |
Sale |
6,055 |
3.9461 GBP |
||||
10p ordinary |
Sale |
5,401 |
3.9651 GBP |
||||
10p ordinary |
Sale |
4,185 |
3.9344 GBP |
||||
10p ordinary |
Sale |
2,543 |
3.9503 GBP |
||||
10p ordinary |
Sale |
2,393 |
4.0300 GBP |
||||
10p ordinary |
Sale |
2,378 |
4.0520 GBP |
||||
10p ordinary |
Sale |
2,346 |
4.0380 GBP |
||||
10p ordinary |
Sale |
2,337 |
3.9600 GBP |
||||
10p ordinary |
Sale |
2,188 |
4.0220 GBP |
||||
10p ordinary |
Sale |
2,131 |
3.9420 GBP |
||||
10p ordinary |
Sale |
1,481 |
3.9795 GBP |
||||
10p ordinary |
Sale |
1,455 |
3.9602 GBP |
||||
10p ordinary |
Sale |
1,410 |
3.9560 GBP |
||||
10p ordinary |
Sale |
1,386 |
4.0340 GBP |
||||
10p ordinary |
Sale |
1,112 |
4.0150 GBP |
||||
10p ordinary |
Sale |
1,059 |
4.0180 GBP |
||||
10p ordinary |
Sale |
1,000 |
4.0360 GBP |
||||
10p ordinary |
Sale |
932 |
3.9310 GBP |
||||
10p ordinary |
Sale |
779 |
4.0280 GBP |
||||
10p ordinary |
Sale |
732 |
4.0240 GBP |
||||
10p ordinary |
Sale |
687 |
3.9580 GBP |
||||
10p ordinary |
Sale |
655 |
3.9457 GBP |
||||
10p ordinary |
Sale |
625 |
4.0210 GBP |
||||
10p ordinary |
Sale |
611 |
3.9450 GBP |
||||
10p ordinary |
Sale |
500 |
4.0260 GBP |
||||
10p ordinary |
Sale |
490 |
3.9960 GBP |
||||
10p ordinary |
Sale |
376 |
4.0032 GBP |
||||
10p ordinary |
Sale |
69 |
4.0060 GBP |
||||
10p ordinary |
Sale |
63 |
3.9333 GBP |
||||
10p ordinary |
Sale |
3 |
4.0080 GBP |
||||
10p ordinary |
Sale |
1 |
4.0090 GBP |
||||
|
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(b) |
Cash-settled derivative transactions |
|
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
10p ordinary |
SWAP |
Closing Long |
5,619 |
3.9563 GBP |
|||
10p ordinary |
SWAP |
Closing Long |
10,300 |
3.9340 GBP |
|||
10p ordinary |
SWAP |
Closing Short |
9,667 |
4.0060 GBP |
|||
10p ordinary |
SWAP |
Closing Short |
76,877 |
3.9485 GBP |
|||
10p ordinary |
SWAP |
Closing Short |
134,636 |
3.9340 GBP |
|||
10p ordinary |
SWAP |
Closing Short |
200,135 |
4.0011 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
300 |
4.0142 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
321 |
3.9360 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
560 |
3.9501 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
1,491 |
4.0099 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
1,620 |
3.9489 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
2,097 |
3.9566 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
4,972 |
3.9845 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
24,626 |
4.0217 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
36,593 |
3.9848 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
40,853 |
3.9709 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
184,805 |
3.9810 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
253,341 |
3.9742 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
297,726 |
3.9762 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
325,000 |
3.9795 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
544,088 |
3.9340 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
591,155 |
3.9408 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
591,838 |
3.9823 GBP |
|||
10p ordinary |
SWAP |
Decreasing Long |
1,289,202 |
3.9975 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
655 |
3.9457 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,455 |
3.9602 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
2,751 |
3.9905 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
4,473 |
3.9339 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
5,570 |
4.0034 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
7,094 |
3.9911 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
10,558 |
3.9342 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
12,565 |
3.9976 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
25,328 |
3.9339 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
32,022 |
4.0006 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
32,062 |
4.0226 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
32,290 |
4.0091 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
168,877 |
3.9336 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
514,331 |
4.0050 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
562,975 |
3.9441 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
63 |
3.9333 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
490 |
3.9960 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
609 |
4.0220 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
5,401 |
3.9651 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
9,082 |
4.0013 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
26,658 |
3.9919 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
31,753 |
3.9801 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
35,262 |
4.0111 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
44,356 |
4.0017 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
51,531 |
3.9339 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
92,299 |
3.9894 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
99,583 |
4.0334 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
105,597 |
4.0240 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
201,200 |
3.9395 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
218,811 |
3.9954 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
287,080 |
4.0244 GBP |
|||
10p ordinary |
SWAP |
Increasing Long |
287,517 |
4.0124 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
500 |
4.0196 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
1,547 |
3.9854 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
2,035 |
3.9798 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
6,343 |
3.9525 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
9,565 |
3.9340 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
10,913 |
3.9347 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
11,571 |
3.9339 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
19,489 |
3.9807 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
32,700 |
3.9614 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
34,250 |
4.0401 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
57,609 |
3.9342 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
76,984 |
3.9838 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
100,000 |
3.9731 GBP |
|||
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(c) |
Stock-settled derivative transactions (including options) |
|
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(i) |
Writing, selling, purchasing or varying |
|
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
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|
|
received |
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|
|
option |
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|
|
per unit |
|
|
|
relates |
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|
|
(ii) |
Exercising |
|
|
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|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
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|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
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|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
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|
NONE |
|||||||
(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
17 Apr 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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