Form 8.5 (EPT/RI) - Smith (DS) Plc - Amendment

UBS AG (EPT)

13 February 2024

This announcement replaces the previous RNS announcement 6785C released at 11:40 on the 9^th February 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Smith (DS) plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc connected to UBS
(d) Date dealing undertaken:	08 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	YES

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p Ordinary

Buy

16088869

3.24900 GBP

2.84400 GBP

20p Ordinary

Sell

16194243

3.24900 GBP

2.82000 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p Ordinary	CFD	Long	600	3.071 GBP
10p Ordinary	CFD	Long	3508	3.134 GBP
10p Ordinary	CFD	Long	1800	3.073 GBP
10p Ordinary	CFD	Long	2274	3.127 GBP
10p Ordinary	CFD	Long	3672	3.122032 GBP
10p Ordinary	CFD	Long	4384	3.078 GBP
10p Ordinary	CFD	Long	1286	3.091 GBP
10p Ordinary	CFD	Long	2016	3.173 GBP
10p Ordinary	CFD	Long	100	3.082 GBP
10p Ordinary	CFD	Long	135327	3.131519 GBP
10p Ordinary	CFD	Long	2675	3.151 GBP
10p Ordinary	CFD	Long	976	3.1495 GBP
10p Ordinary	CFD	Long	4538	3.088 GBP
10p Ordinary	CFD	Long	1538	3.146 GBP
10p Ordinary	CFD	Long	1549	3.098 GBP
10p Ordinary	CFD	Long	1063	3.114 GBP
10p Ordinary	CFD	Long	4501	3.099 GBP
10p Ordinary	CFD	Long	1218	3.098409 GBP
10p Ordinary	CFD	Long	5507	3.244 GBP
10p Ordinary	CFD	Long	1334	3.158 GBP
10p Ordinary	CFD	Long	2529	3.153 GBP
10p Ordinary	CFD	Long	1441	3.2325 GBP
10p Ordinary	CFD	Long	6616	3.16 GBP
10p Ordinary	CFD	Long	971	3.221 GBP
10p Ordinary	CFD	Long	1216	3.195 GBP
10p Ordinary	CFD	Long	524	3.193 GBP
10p Ordinary	CFD	Long	5230	3.128 GBP
10p Ordinary	CFD	Long	1390	3.188 GBP
10p Ordinary	CFD	Long	2132	3.1975 GBP
10p Ordinary	CFD	Long	3886	3.167 GBP
10p Ordinary	CFD	Long	3206	3.164 GBP
10p Ordinary	CFD	Long	13840	2.84213583815029 GBP
10p Ordinary	CFD	Long	34	3.11794117647059 GBP
10p Ordinary	CFD	Long	7557	2.934751 GBP
10p Ordinary	CFD	Long	40240	3.104082 GBP
10p Ordinary	CFD	Long	145662	3.08656 GBP
10p Ordinary	CFD	Long	45000	3.1451 GBP
10p Ordinary	CFD	Long	45000	3.136697 GBP
10p Ordinary	CFD	Long	170000	3.111412 GBP
10p Ordinary	CFD	Long	2000	3.135129539 GBP
10p Ordinary	CFD	Long	3192301	3.03353208 GBP
10p Ordinary	CFD	Long	31389	2.84213606677498 GBP
10p Ordinary	CFD	Long	62483	3.086 GBP
10p Ordinary	CFD	Long	39051	3.089432 GBP
10p Ordinary	CFD	Long	116	3.11810344827586 GBP
10p Ordinary	CFD	Long	52006	3.12225973926085 GBP
10p Ordinary	CFD	Long	13731	3.08714878741534 GBP
10p Ordinary	CFD	Long	2553	2.977 GBP
10p Ordinary	CFD	Long	1434	2.976089 GBP
10p Ordinary	CFD	Long	317	2.976 GBP
10p Ordinary	CFD	Long	1039	3.196 GBP
10p Ordinary	CFD	Long	980	3.152886 GBP
10p Ordinary	CFD	Long	1014	3.17 GBP
10p Ordinary	CFD	Long	1063	3.125 GBP
10p Ordinary	CFD	Long	1040	3.197 GBP
10p Ordinary	CFD	Long	1583	3.168 GBP
10p Ordinary	CFD	Long	989	3.103 GBP
10p Ordinary	CFD	Long	1302	3.119 GBP
10p Ordinary	CFD	Long	1530	2.971 GBP
10p Ordinary	CFD	Long	1056	3.113 GBP
10p Ordinary	CFD	Long	1275	3.12 GBP
10p Ordinary	CFD	Long	2341	3.117 GBP
10p Ordinary	CFD	Long	450	3.119111 GBP
10p Ordinary	CFD	Long	14438	3.109916 GBP
10p Ordinary	CFD	Long	1	2.98 GBP
10p Ordinary	CFD	Long	54967	3.119057 GBP
10p Ordinary	CFD	Long	55249	3.08975 GBP
10p Ordinary	CFD	Long	82310	3.075929 GBP
10p Ordinary	CFD	Long	4058	3.129032 GBP
10p Ordinary	CFD	Long	36847	3.086551 GBP
10p Ordinary	CFD	Long	83400	3.085846 GBP
10p Ordinary	CFD	Long	12203	3.10424 GBP
10p Ordinary	CFD	Long	10920	3.08596142 GBP
10p Ordinary	CFD	Long	8886	3.114994 GBP
10p Ordinary	CFD	Long	41464	3.05496192 GBP
10p Ordinary	CFD	Long	44406	3.08219288 GBP
10p Ordinary	CFD	Long	63191	3.05142002 GBP
10p Ordinary	CFD	Long	8967	3.09898423 GBP
10p Ordinary	CFD	Long	50902	3.05438133 GBP
10p Ordinary	CFD	Long	96298	2.92816205944049 GBP
10p Ordinary	CFD	Long	11074	3.08578381795196 GBP
10p Ordinary	CFD	Long	99461	3.09621387 GBP
10p Ordinary	CFD	Long	1008	3.161 GBP
10p Ordinary	CFD	Long	2652	3.074 GBP
10p Ordinary	CFD	Short	34	2.93764705882353 GBP
10p Ordinary	CFD	Short	553321	3.128434 GBP
10p Ordinary	CFD	Short	67680	3.13559604 GBP
10p Ordinary	CFD	Short	485641	3.13559603 GBP
10p Ordinary	CFD	Short	8286	3.08646391503741 GBP
10p Ordinary	CFD	Short	460	3.1485 GBP
10p Ordinary	CFD	Short	72431	3.086 GBP
10p Ordinary	CFD	Short	609	3.079785 GBP
10p Ordinary	CFD	Short	439	3.07937 GBP
10p Ordinary	CFD	Short	10746	3.112392 GBP
10p Ordinary	CFD	Short	1608	3.12547885572139 GBP
10p Ordinary	CFD	Short	1239	3.131938 GBP
10p Ordinary	CFD	Short	99461	3.09621 GBP
10p Ordinary	CFD	Short	45000	3.1654 GBP
10p Ordinary	CFD	Short	2500	3.1512186343 GBP
10p Ordinary	CFD	Short	13500	3.1512206343 GBP
10p Ordinary	CFD	Short	3000	3.1512216343 GBP
10p Ordinary	CFD	Short	4000	3.1512196343 GBP
10p Ordinary	CFD	Short	398468	2.93235899 GBP
10p Ordinary	CFD	Short	116	2.93758620689655 GBP
10p Ordinary	CFD	Short	3733	3.09798285561211 GBP
10p Ordinary	CFD	Short	6723	2.975 GBP
10p Ordinary	CFD	Short	1023	3.1115 GBP
10p Ordinary	CFD	Short	1094	3.1145 GBP
10p Ordinary	CFD	Short	2772	2.974 GBP
10p Ordinary	CFD	Short	914	2.981 GBP
10p Ordinary	CFD	Short	2859	2.970998 GBP
10p Ordinary	CFD	Short	2555	3.1175 GBP
10p Ordinary	CFD	Short	966	3.123 GBP
10p Ordinary	CFD	Short	2786	2.964 GBP
10p Ordinary	CFD	Short	1119	2.965 GBP
10p Ordinary	CFD	Short	1	3.1405 GBP
10p Ordinary	CFD	Short	322349	3.086094 GBP
10p Ordinary	CFD	Short	7273	3.092147 GBP
10p Ordinary	CFD	Short	945	3.082903 GBP
10p Ordinary	CFD	Short	3391	3.102801 GBP
10p Ordinary	CFD	Short	5127	3.09764785 GBP
10p Ordinary	CFD	Short	2611	3.112 GBP
10p Ordinary	CFD	Short	1139	3.151 GBP
10p Ordinary	CFD	Short	1210	3.155 GBP
10p Ordinary	CFD	Short	870	3.1575 GBP
10p Ordinary	CFD	Short	287	3.1565 GBP
10p Ordinary	CFD	Short	1500	2.97980666666667 GBP
10p Ordinary	CFD	Short	311972	3.13318531791315 GBP
10p Ordinary	CFD	Short	840000	3.13259299999048 GBP
10p Ordinary	CFD	Short	400000	2.940404 GBP
10p Ordinary	CFD	Short	264000	2.99693199996061 GBP
10p Ordinary	CFD	Short	200000	2.947818 GBP
10p Ordinary	CFD	Short	200000	2.96981985 GBP
10p Ordinary	CFD	Short	4000	3.1 GBP
10p Ordinary	CFD	Short	5048	3.12 GBP
10p Ordinary	CFD	Short	1637	3.147 GBP
10p Ordinary	CFD	Short	47	3.144 GBP
10p Ordinary	CFD	Short	3000	3.099 GBP
10p Ordinary	CFD	Short	770	3.137 GBP
10p Ordinary	CFD	Short	3022	3.15 GBP
10p Ordinary	CFD	Short	1894	3.135 GBP
10p Ordinary	CFD	Short	354030	3.111528 GBP
10p Ordinary	CFD	Short	1117	3.134 GBP
10p Ordinary	CFD	Short	1701	2.935 GBP
10p Ordinary	CFD	Short	1233	3.173 GBP
10p Ordinary	CFD	Short	2290	3.122 GBP
10p Ordinary	CFD	Short	1204	2.936 GBP
10p Ordinary	CFD	Short	1000	3.183 GBP
10p Ordinary	CFD	Short	2287	3.1025 GBP
10p Ordinary	CFD	Short	12434	2.939 GBP
10p Ordinary	CFD	Short	2302	2.9365 GBP
10p Ordinary	CFD	Short	10000	3.216 GBP
10p Ordinary	CFD	Short	550	2.937 GBP
10p Ordinary	CFD	Short	1053	3.234 GBP
10p Ordinary	CFD	Short	1000	3.1015 GBP
10p Ordinary	CFD	Short	891	2.944966 GBP
10p Ordinary	CFD	Short	884	3.193 GBP
10p Ordinary	CFD	Short	1000	3.104 GBP
10p Ordinary	CFD	Short	4449	2.944 GBP
10p Ordinary	CFD	Short	1000	3.17 GBP
10p Ordinary	CFD	Short	1797	3.104256 GBP
10p Ordinary	CFD	Short	2157	3.111 GBP
10p Ordinary	CFD	Short	676	2.972 GBP
10p Ordinary	CFD	Short	611	2.989 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 February 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END