Smith & Nephew Plc
02 April 2008
Smith & Nephew plc ('the Company')
Annual Information Update
The Company announces that in accordance with the requirements of Prospectus
Rule 5.2, the following information has been published or made available to the
public during the 12 months ended 31 March 2008 in compliance with laws and
rules dealing with the regulation of securities, issuers of securities and
securities markets.
For the purposes of this update the information is only referred to and full
copies of each item can be found at the locations specified below.
1. ANNOUNCEMENTS MADE VIA A REGULATORY INFORMATION SERVICE.
All documents listed below were published via RNS, a Regulatory News Service
provided by the London Stock Exchange, on the dates indicated.
Date Nature and Brief Description of Information
28 Mar 2007 Notification of Transaction in Own Shares - Share Buy-back.
28 Mar 2007 Notification of documents available for viewing - Annual
Report & Accounts, Summary Financial Statement and Notice of
Annual General Meeting.
29 Mar 2007 Annual Information Update.
29 Mar 2007 Notification of Transaction in Own Shares - Share Buy-back.
30 Mar 2007 Notification of Transaction in Own Shares - Share Buy-back.
30 Mar 2007 Notification re Smith & Nephew - Voting Rights & Capital.
3 Apr 2007 Notification of Director/PDMR Shareholding - Paul Williams.
10 Apr 2007 Notification of Major Interests in Shares - The Capital
Group Companies, Inc holding 12.9%.
11 Apr 2007 Announcement re Timing of Smith & Nephew First Quarter Results.
16 Apr 2007 Notification of Major Interests in Shares - Newton
Investment Management Ltd holding 3.56%.
30 Apr 2007 Notification re Smith & Nephew - Voting Rights & Capital.
3 May 2007 Announcement of 2007 First Quarter Results.
3 May 2007 Announcement re retirement of Sir Christopher O'Donnell as
Chief Executive - David Illingworth appointed as successor.
3 May 2007 Announcement re Chairman's comments to AGM.
3 May 2007 Announcement re results of the voting by poll on the
resolutions put to its Annual General Meeting.
4 May 2007 Notification of Director/PDMR Shareholding - Brian Larcombe.
4 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
8 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
9 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
10 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
11 May 2007 Announcement re acquisition of Bluesky Medical Group, Inc.
11 May 2007 Notification of Director/PDMR Shareholding - David Illingworth.
11 May 2007 Notification of Director/PDMR Shareholding - James Ralston.
11 May 2007 Notification of Director/PDMR Shareholding - Mark Augusti.
11 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
14 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
15 May 2007 Notification of Major Interests in Shares - The Capital
Group Companies, Inc holding 11.79%.
15 May 2007 Notification of Director/PDMR Shareholding - Paul Williams.
15 May 2007 Notification of Director/PDMR Shareholding - Sir Chris O'Donnell.
15 May 2007 Notification of Director/PDMR Shareholding - James Ralston.
15 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
16 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
17May 2007 Notification of Transaction in Own Shares - Share Buy-back.
17 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
22 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
24 May 2007 Notification of Director/PDMR Shareholding - John Buchanan.
24 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
25 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
29 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
30 May 2007 Notification of Transaction in Own Shares - Share Buy-back.
30 May 2007 Notification of Director/PDMR Shareholding - Paul Williams.
30 May 2007 Notification of Director/PDMR Shareholding - Sir Chris O'Donnell.
30 May 2007 Notification of Director/PDMR Shareholding - Peter Huntley.
31 May 2007 Notification re Smith & Nephew - Voting Rights & Capital.
6 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
7 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
8 Jun 2007 Notification of Major Interests in Shares - The Capital
Group Companies, Inc holding 10.87%.
8 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
11 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
12 Jun 2007 Notification of Director/PDMR Shareholding - Mark Augusti.
12 Jun 2007 Notification of Director/PDMR Shareholding - David Illingworth.
12 Jun 2007 Notification of Director/PDMR Shareholding - James Ralston.
12 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
13 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
14 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
15 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
18 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
19 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
20 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
21 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
27 Jun 2007 Notification of Director/PDMR Shareholding - David Illingworth.
27 Jun 2007 Notification of Director/PDMR Shareholding - Sir Chris O'Donnell.
27 Jun 2007 Notification of Director/PDMR Shareholding - Paul Williams.
27 Jun 2007 Notification of Director/PDMR Shareholding - Peter Huntley.
27 Jun 2007 Notification of Director/PDMR Shareholding - Peter Arnold.
28 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
29 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
29 Jun 2007 Notification of Director/PDMR Shareholding - Peter Huntley.
29 Jun 2007 Notification of Director/PDMR Shareholding - Sir Chris O'Donnell.
29 Jun 2007 Notification of Director/PDMR Shareholding - James Ralston.
29 Jun 2007 Notification of Director/PDMR Shareholding - Paul Williams.
29 Jun 2007 Notification of Transaction in Own Shares - Share Buy-back.
2 Jul 2007 Notification re Smith & Nephew - Voting Rights & Capital.
2 Jul 2007 Notification of Director/PDMR Shareholding - Joseph DeVivo.
2 Jul 2007 Notification of Director/PDMR Shareholding - David Illingworth.
2 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
3 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
4 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
5 Jul 2007 Announcement re Collaboration between Smith and Nephew
and Lombard Medical to Develop Bioresorbable Drug-eluting
Coronary Stents.
5 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
6 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
9 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
10 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
11 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
12 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
13 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
16 Jul 2007 Announcements re Timing of Smith & Nephew Second Quarter
and Interim Results.
16 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
17 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
18 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
19 Jul 2007 Notification of Major Interests in Shares - The Capital
Group Companies, Inc holding 9.99%.
19 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
20 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
23 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
24 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
24 Jul 2007 Block Listing Six Monthly Return as at 23 July 2007.
25 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
26 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
27 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
30 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
31 Jul 2007 Notification of Transaction in Own Shares - Share Buy-back.
1 Aug 2007 Notification re Smith & Nephew - Voting Rights & Capital.
1 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
2 Aug 2007 Announcement re Smith & Nephew Second Quarter and Interim Results.
10 Aug 2007 Notification of Director/PDMR Shareholding - Peter Huntley.
13 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
14 Aug 2007 Announcement re Additional Listing for Ordinary Shares.
16 Aug 2007 Announcement re Smith & Nephew plc recall of 185 implants.
17 Aug 2007 Notification of Director/PDMR Shareholding - David Illingworth.
20 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
21 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
22 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
23 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
24 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
29 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back .
30 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
31 Aug 2007 Notification of Transaction in Own Shares - Share Buy-back.
3 Sep 2007 Notification re Smith & Nephew - Voting Rights & Capital.
3 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
4 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
5 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
6 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
7 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
10 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
11 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
12 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
14 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
17 Sep 2007 Notification of Director/PDMR Shareholding - Adrian Hennah.
17 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
18 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
19 Sep 2007 Notification of Director/PDMR Shareholding - Mark Augusti.
20 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
21 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
24 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
25 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
27 Sep 2007 Announcement re Smith & Nephew in discussions with the
New Jersey Department of Justice.
28 Sep 2007 Announcement re Smith & Nephew one of five companies to
settle with U. S. Attorney in New Jersey.
28 Sep 2007 Notification of Transaction in Own Shares - Share Buy-back.
1 Oct 2007 Notification re Smith & Nephew - Voting Rights & Capital.
1 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
2 Oct 2007 Notification of Major Interests in Shares - The Capital
Group Companies, Inc holding 10.05%.
2 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
3 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
4 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
5 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
8 Oct 2007 Notification of Major Interests in Shares - Legal &
General Group Plc - holding 4.04%.
8 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
9 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
10 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
11 Oct 2007 Announcement re Timing of Smith & Nephew third quarter results.
11 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
12 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
15 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
16 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
17 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
18 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
19 Oct 2007 Announcement re Revised timing of Smith & Nephew third
quarter results.
19 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
19 Oct 2007 Notification of Major Interests in Shares - Legal &
General Group Plc - holding 3.98%.
22 Oct 2007 Announcement re Smith & Nephew Sterling Dividend Payment.
22 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
23 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
24 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
25 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
26 Oct 2007 Notification of Major Interests in Shares - Newton
Investment Management Ltd holding 2.74%.
26 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
29 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
30 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
31 Oct 2007 Notification of Transaction in Own Shares - Share Buy-back.
1 Nov 2007 Announcement of 2007 Third Quarter Results.
1 Nov 2007 Notification re Smith & Nephew - Voting Rights & Capital.
2 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
5 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
6 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
7 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
8 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
9 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
12 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
12 Nov 2007 Notification of Major Interests in Shares - The Capital
Group Companies, Inc holding 9.78%.
13 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
14 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
15 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
15 Nov 2007 Notification of Director/PDMR Shareholding - Peter Arnold.
15 Nov 2007 Notification of Director/PDMR Shareholding - Peter Huntley.
16 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back
19 Nov 2007 Notification of Director/PDMR Shareholding - Joseph DeVivo.
19 Nov 2007 Notification of Director's Shareholding - Michael Frazette.
19 Nov 2007 Notification of Director/PDMR Shareholding - Gordon Howe.
20 Nov 2007 Notification of Transaction in Own Shares - Share Buy-back.
27 Nov 2007 Announcement re precautionary knew recall.
3 Dec 2007 Notification re Smith & Nephew - Voting Rights & Capital.
4 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
5 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
6 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
7 Dec 2007 Notification of Major Interests in Shares - Legal &
General Group Plc - holding 5.21%.
10 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
11 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
12 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
13 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
14 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
21 Dec 2007 Notification of Transaction in Own Shares - Share Buy-back.
2 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
3 Jan 2008 Notification re Smith & Nephew - Voting Rights & Capital.
3 Jan 2006 Notification of Transaction in Own Shares - Share Buy-back.
4 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
7 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
8 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
9 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
10 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
11 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
14 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
15 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
16 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
17 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
18 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
21 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
22 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
23 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
24 Jan 2008 Announcement re dates for 2008 results and details of the
briefing at the American Academy of Orthopaedic Surgeons.
24 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
25 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
28 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
29 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
30 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
31 Jan 2008 Notification of Transaction in Own Shares - Share Buy-back.
1 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
1 Feb 2008 Notification re Smith & Nephew - Voting Rights & Capital.
4 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
5 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
6 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
7 Feb 2008 Announcement of Results for the Fourth Quarter and Year
Ended 31 December 2006.
8 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
11 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
13 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
14 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
15 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
19 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
20 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
21 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
22 Feb 2008 Notification of Transaction in Own Shares - Share Buy-back.
29 Feb 2008 Announcement re Smith & Nephew launches Negative Pressure
Wound Therapy products.
29 Feb 2008 Notification re Smith & Nephew - Voting Rights & Capital.
4 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back
5 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
6 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
7 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
10 Mar 2008 Block Listing Six Monthly Return as at 23 January 2008.
11 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
12 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
12 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
13 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
14 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
18 Mar 2008 Notification of Director/PDMR Shareholding - Mark Augusti.
18 Mar 2008 Notification of Director/PDMR Shareholding - Joe Woody.
18 Mar 2008 Notification of Director/PDMR Shareholding - Elizabeth Bolgiano.
18 Mar 2008 Notification of Director/PDMR Shareholding - Gordon Howe.
18 Mar 2008 Notification of Director/PDMR Shareholding - Adrian Hennah.
18 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
19 Mar 2008 Notification of Transaction in Own Shares - Share Buy-back.
25 Mar 2008 Notification of Director/PDMR Shareholding - Elizabeth Bolgiano.
25 Mar 2008 Notification of Director/PDMR Shareholding - Joseph Woody.
25 Mar 2008 Notification of Director/PDMR Shareholding - James Ralston.
25 Mar 2008 Notification of Director/PDMR Shareholding - Gordon Howe.
25 Mar 2008 Notification of Director/PDMR Shareholding - David Illingworth.
25 Mar 2008 Notification of Director/PDMR Shareholding - Mark Augusti.
TM Trademark of Smith & Nephew
Copies of the documents published via RNS may be obtained from the Regulatory
News Service provided by the London Stock Exchange at http://
www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm and any
related documents are available at the UKLA's Document Viewing Facility,
Financial Services Authority, 25 The North Colonnade, Canary Wharf, London. E14
5HS
2. DOCUMENTS FILED AT COMPANIES HOUSE.
The Company has submitted filings to Companies House in relation to the
Company's annual return and group accounts, the appointment, resignations and
change of particulars of directors, the allotment of shares, returns by the
Company for purchasing its own shares, amendments to the Company's Articles of
Association and ordinary and special resolutions passed at the Company's Annual
General Meeting held on 3 May 2007.
Copies of these documents can be found on the Companies House website at http://
www.companies-house.gov.uk/ or through Companies House Direct at http://
direct.companies-house.gov.uk/. Alternatively copes can be obtained from
Companies House, Crown Way, Cardiff. CF14 3UZ
3. DOCUMENTS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION.
The Company has submitted filings to the Securities and Exchange Commission by
virtue of having American Depositary Shares listed on the New York Stock
Exchange.
Full details of these filings can be viewed at http://www.sec.gov/edgar/
searchedgar/companysearch.html
4. ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2007.
The Company's Annual Report for the year ended 31 December 2007 can be found on
the Company's website, together with the 2007 Summary Financial Statement and
Notice of Annual General Meeting.
Copies can be located on the Company's website at http://www.smith-nephew.com/
and
http://www.smith-nephew.com/investors
Copies of all the documents referred to above are also available for inspection
at the Company's registered office; 15 Adam Street, London. WC2N 6LA during
normal business hours.
In accordance with Article 27(3) of the Prospectus Directive Regulation, it is
acknowledged that whilst the information referred to above was up to date at the
time of publication, such disclosures may, at any time, become out of date due
to changing circumstances.
Further information regarding the Company and its activities can be located on
the Company's website http://www.smith-nephew.com
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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