Blocklisting Interim Review
Smith & Nephew Plc
10 March 2008
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 1985 Executive Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 19,174
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 2,962
period:
Balance under scheme not yet issued/allotted at end of 16,212
period
Number and class of securities originally listed and the 30,000 Ordinary Shares of US$ 20 cents each listed on 13
date of admission February 2007
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 1990 International Executive Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 897,965
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 81,500
period:
Balance under scheme not yet issued/allotted at end of 816,465
period
Number and class of securities originally listed and the 1,850,000 ordinary shares of US$ 20 cents each on 23 January
date of admission 2006
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 1991 Overseas Employee Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 14,930
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during N/A
period:
Balance under scheme not yet issued/allotted at end of 14,930
period
Number and class of securities originally listed and the 27,500 ordinary shares of US$ 20 cents each originally
date of admission listed on 23 January 2006
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 2001 UK Approved Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 395,801
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 16,200
period:
Balance under scheme not yet issued/allotted at end of 379,601
period
Number and class of securities originally listed and the 500,000 ordinary shares of US$ 20 cents each listed on 23
date of admission January 2006
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 2001 UK Unapproved Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 1,129,383
The amount by which the block scheme has been increased, 500,000
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 155,450
period:
Balance under scheme not yet issued/allotted at end of 1,473,933
period
Number and class of securities originally listed and the 1,000,000 ordinary shares of US$ 20 cents each listed on 13
date of admission February 2007. 500,000 ordinary shares of US$ 20 cents
listed on 2 August 2007.
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 2001 US Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 406,060
The amount by which the block scheme has been increased, 1,000,000
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 611,385
period:
Balance under scheme not yet issued/allotted at end of 794,675
period
Number and class of securities originally listed and the 1,500,000 ordinary shares of US$ 20 cents each listed on 13
date of admission February 2007. 1,000,000 ordinary shares of US$ 20 cents
each listed on 2 August 2007.
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: International Employees Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 745,057
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 251,529
period:
Balance under scheme not yet issued/allotted at end of 493,528
period
Number and class of securities originally listed and the 1,000,000 ordinary shares of US$ 20 cents each listed on 23
date of admission January 2006
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: UK Employee Share Option Scheme
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 833,906
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 521,445
period:
Balance under scheme not yet issued/allotted at end of 312,461
period
Number and class of securities originally listed and the 1,500,000 ordinary shares of US$ 20 cents each listed on 23
date of admission January 2006
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 2004 Performance Share Plan
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 750,000
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during N/A
period:
Balance under scheme not yet issued/allotted at end of 750,000
period
Number and class of securities originally listed and the 750,000 ordinary shares of US$ 20 cents each listed on 13
date of admission February 2007
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 2004 Executive Share Option Plan
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 1,000,000
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 60,603
period:
Balance under scheme not yet issued/allotted at end of 939,397
period
Number and class of securities originally listed and the 1,000,000 ordinary shares of US$ 20 cents each listed on 13
date of admission February 2007
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically.
To: The FSA
Date: 10 March 2008
Name of applicant: Smith & Nephew plc
Name of scheme: 2004 Co-investment Plan
Period of return: From: 24 July 2007 To: 23 January 2008
Balance under scheme from previous return: 679,240
The amount by which the block scheme has been increased, N/A
if the scheme has been increased since the date of the
last return:
Number of securities issued/allotted under scheme during 102,154
period:
Balance under scheme not yet issued/allotted at end of 577,086
period
Number and class of securities originally listed and the 750,000 ordinary shares of US$ 20 cents each listed on 13
date of admission February 2007
Total number of securities in issue at the end of the 893,577,604 ordinary shares of US$ 20 cents each are in
period issue. 54,187,000 ordinary shares of US$20 cents each are
held in treasury.
Name of contact: Gemma Parsons
Address of contact: 15 Adam Street, London, WC2N 6LA
Telephone number of contact: 0207 960 2228
SIGNED BY Paul Chambers, Company Secretary
for and on behalf of
Smith & Nephew plc
If you knowingly or recklessly give false or misleading information you may be
liable to prosecution.
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Friday, 22nd November 2024
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