SMITH & NEPHEW PLC
16 August 2016
NOTIFICATION AND PUBLIC DISCLOSURE IN ACCORDANCE WITH THE REQUIREMENTS OF THE EU MARKET ABUSE REGUALTION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM.
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Roberto Quarta |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Chairman |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.90 |
Volume(s)
4,391 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The London Stock Exchange (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Brian Larcombe |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.90 |
Volume(s)
210 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The London Stock Exchange (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Robin Freestone |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.90 |
Volume(s)
310 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The London Stock Exchange (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Erik Engstrom |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.90 |
Volume(s)
210 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The London Stock Exchange (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Virginia Bottomley |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.90 |
Volume(s)
238 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The London Stock Exchange (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Ian Barlow |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.90 |
Volume(s)
230 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The London Stock Exchange (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Vinita Bali |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc SPON ADR American Depositary Shares
ISIN: US83175M2052 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
$33.72 |
Volume(s)
168 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The New York Stock Exchange (ARCA) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Michael Friedman |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc SPON ADR American Depositary Shares
ISIN: US83175M2052 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
$33.72 |
Volume(s)
231 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The New York Stock Exchange (ARCA) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Joseph Papa |
|
2 |
Reason for the notification |
||
a) |
Position/status |
Non-Executive Director |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc SPON ADR American Depositary Shares
ISIN: US83175M2052 |
|
b) |
Nature of the transaction |
Share purchase in lieu of part of annual fees |
|
c) |
Price(s) and volume(s) |
Price(s)
$33.72 |
Volume(s)
170 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The New York Stock Exchange (ARCA) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Rodrigo Bianchi |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Final vesting of Conditional Share Awards granted in 2013. |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.84 |
Volume(s)
21,668 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
London - Off Market |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Glenn Warner |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Partial vesting of Conditional Share Awards granted in 2013 |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.84 |
Volume(s)
3,865 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
London - Off Market |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Glenn Warner |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Smith & Nephew plc Ordinary Shares of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Ordinary Shares sold to cover taxation obligations on the vesting of the Conditional Share awards granted in 2013. |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.84 |
Volume(s)
1,207 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
The London Stock Exchange (XLON) |
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
a) |
Name |
Vasant Padmanabhan |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PDMR |
|
b) |
Initial notification /Amendment |
Initial Notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Smith & Nephew plc |
|
b) |
LEI |
213800ZTMDN8S67S1H61 |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary Shares in Smith & Nephew plc of USD 0.20 each
ISIN: GB0009223206 |
|
b) |
Nature of the transaction |
Conditional Share Awards awarded under Global Share Plan 2010 |
|
c) |
Price(s) and volume(s) |
Price(s)
£12.88 |
Volume(s)
6,010 |
|
|
||
|
|||
d) |
Aggregated information - Aggregated volume - Price |
Single Transaction N/A N/A |
|
e) |
Date of the transaction |
2016 - 08 - 15 |
|
f) |
Place of the transaction |
London Non-Market |
Elaine Richardson
Deputy Company Secretary
Smith & Nephew plc
Tel: 01923 477320