Blocklisting Interim Review
Smiths Group PLC
01 November 2006
01 NOVEMBER 2006
LISTING RULE LR 3.5.6
BLOCKLISTING SIX MONTHLY RETURN
1. Name of applicant: SMITHS GROUP PLC
2. Names of schemes:
SMITHS GROUP SHARESAVE SCHEME (FORMERLY SMITHS INDUSTRIES 1982 SAYE SHARE OPTION
SCHEME)
SMITHS INDUSTRIES (1984) EXECUTIVE SHARE OPTION SCHEME
SMITHS INDUSTRIES OVERSEAS EXECUTIVE SHARE OPTION SCHEME
SMITHS INDUSTRIES 1995 EXECUTIVE SHARE OPTION SCHEME
ISSUES PURSUANT TO MERGER WITH TI GROUP PLC FOLLOWING EXERCISE OF TI GROUP SHARE
OPTIONS
TI GROUP 1990 EXECUTIVE SHARE OPTION SCHEME
TI GROUP 1999 EXECUTIVE SHARE OPTION SCHEME
TI GROUP 1981 SAVINGS RELATED SHARE OPTION SCHEME
TI GROUP 1994 SAVINGS RELATED SHARE OPTION SCHEME
3. Period of return: FROM 01.05.2006 TO 31.10.2006
4. Balance under scheme from previous return:
SCHEME ORDINARY SHARES
SMITHS GROUP SHARESAVE SCHEME (FORMERLY SMITHS INDUSTRIES 1982 SAYE SHARE OPTION 236,312
SCHEME)
SMITHS INDUSTRIES (1984) EXECUTIVE SHARE OPTION SCHEME 0
SMITHS INDUSTRIES OVERSEAS EXECUTIVE SHARE OPTION SCHEME 97,127
SMITHS INDUSTRIES 1995 EXECUTIVE SHARE OPTION SCHEME 164,111
ISSUES PURSUANT TO MERGER WITH TI GROUP PLC FOLLOWING EXERCISE OF TI GROUP SHARE 301,265
OPTIONS
TI GROUP 1990 EXECUTIVE SHARE OPTION SCHEME 341,081
TI GROUP 1999 EXECUTIVE SHARE OPTION SCHEME 167,023
TI GROUP 1981 SAVINGS RELATED SHARE OPTION SCHEME 207,513
TI GROUP 1994 SAVINGS RELATED SHARE OPTION SCHEME 355,116
5. The amount by which the block scheme has been increased, if the scheme
has been increased since the date of the last return:
SCHEME ORDINARY SHARES
SMITHS GROUP SHARESAVE SCHEME (FORMERLY SMITHS INDUSTRIES 1982 SAYE SHARE OPTION 800,000
SCHEME)
SMITHS INDUSTRIES (1984) EXECUTIVE SHARE OPTION SCHEME 0
SMITHS INDUSTRIES OVERSEAS EXECUTIVE SHARE OPTION SCHEME 0
SMITHS INDUSTRIES 1995 EXECUTIVE SHARE OPTION SCHEME 6,160,000
ISSUES PURSUANT TO MERGER WITH TI GROUP PLC FOLLOWING EXERCISE OF TI GROUP SHARE 0
OPTIONS
TI GROUP 1990 EXECUTIVE SHARE OPTION SCHEME 0
TI GROUP 1999 EXECUTIVE SHARE OPTION SCHEME 0
TI GROUP 1981 SAVINGS RELATED SHARE OPTION SCHEME 0
TI GROUP 1994 SAVINGS RELATED SHARE OPTION SCHEME 0
6. Number of securities issued/allotted under scheme during period:
SCHEME ORDINARY SHARES
SMITHS GROUP SHARESAVE SCHEME (FORMERLY SMITHS INDUSTRIES 1982 SAYE SHARE OPTION 984,188
SCHEME)
SMITHS INDUSTRIES (1984) EXECUTIVE SHARE OPTION SCHEME 0
SMITHS INDUSTRIES OVERSEAS EXECUTIVE SHARE OPTION SCHEME 0
SMITHS INDUSTRIES 1995 EXECUTIVE SHARE OPTION SCHEME 2,544,099
ISSUES PURSUANT TO MERGER WITH TI GROUP PLC FOLLOWING EXERCISE OF TI GROUP SHARE 0
OPTIONS
TI GROUP 1990 EXECUTIVE SHARE OPTION SCHEME 20,658
TI GROUP 1999 EXECUTIVE SHARE OPTION SCHEME 15,124
TI GROUP 1981 SAVINGS RELATED SHARE OPTION SCHEME 0
TI GROUP 1994 SAVINGS RELATED SHARE OPTION SCHEME 8,127
7. Balance under scheme not yet issued/allotted at end of period:
SCHEME ORDINARY SHARES
SMITHS GROUP SHARESAVE SCHEME (FORMERLY SMITHS INDUSTRIES 1982 SAYE SHARE OPTION 52,124
SCHEME)
SMITHS INDUSTRIES (1984) EXECUTIVE SHARE OPTION SCHEME 0
SMITHS INDUSTRIES OVERSEAS EXECUTIVE SHARE OPTION SCHEME 97,127
SMITHS INDUSTRIES 1995 EXECUTIVE SHARE OPTION SCHEME 3,780,012
ISSUES PURSUANT TO MERGER WITH TI GROUP PLC FOLLOWING EXERCISE OF TI GROUP SHARE 301,265
OPTIONS
TI GROUP 1990 EXECUTIVE SHARE OPTION SCHEME 320,423
TI GROUP 1999 EXECUTIVE SHARE OPTION SCHEME 151,899
TI GROUP 1981 SAVINGS RELATED SHARE OPTION SCHEME 207,513
TI GROUP 1994 SAVINGS RELATED SHARE OPTION SCHEME 346,989
8. Number and class of securities originally listed and the date of
admission:
SCHEME ORDINARY DATE OF
SHARES ADMISSION
SMITHS GROUP SHARESAVE SCHEME (FORMERLY SMITHS INDUSTRIES 1982 SAYE SHARE OPTION 229,000 12/06/2001
SCHEME
AND 240,000 10/07/2001
AND 265,000 22/08/2001
AND 600,000 19/04/2002
AND 277,392 19/08/2002
AND 285,306 23/06/2003
AND 273,037 10/07/2003
AND 282,087 12/08/2003
AND 250,000 14/06/2004
AND 250,000 05/08/2004
AND 250,000 13/09/2004
AND 200,000 03/08/2005
AND 200,000 04/08/2005
AND 200,000 23/08/2005
AND 200,000 12/09/2005
AND 200,000 06/07/2006
AND 200,000 07/07/2006
AND 200,000 10/07/2006
AND 200,000 11/07/2006
SMITHS INDUSTRIES (1984) EXECUTIVE SHARE OPTION SCHEME (SINCE 1999) 41,342 11/03/2005
SMITHS INDUSTRIES OVERSEAS EXECUTIVE SHARE OPTION SCHEME NONE SINCE 1992
SMITHS INDUSTRIES 1995 EXECUTIVE SHARE OPTION SCHEME (SINCE 1999) 225,000 14/03/2005
AND 220,000 04/05/2005
AND 200,000 23/06/2005
AND 200,000 23/09/2005
AND 200,000 24/10/2005
AND 190,000 17/01/2006
AND 190,000 25/01/2006
AND 190,000 02/02/2006
AND 190,000 08/03/2006
AND 190,000 23/05/2006
AND 190,000 24/05/2006
AND 190,000 25/05/2006
AND 190,000 26/05/2006
AND 200,000 03/08/2006
AND 200,000 04/08/2006
AND 200,000 21/09/2006
AND 200,000 22/09/2006
AND 200,000 25/09/2006
AND 200,000 26/09/2006
AND 200,000 27/09/2006
AND 200,000 28/09/2006
AND 200,000 29/09/2006
AND 200,000 02/10/2006
AND 200,000 03/10/2006
AND 200,000 04/10/2006
AND 200,000 05/10/2006
AND 200,000 06/10/2006
AND 200,000 09/10/2006
AND 200,000 10/10/2006
AND 200,000 11/10/2006
AND 200,000 12/10/2006
AND 200,000 13/10/2006
AND 200,000 16/10/2006
AND 200,000 17/10/2006
AND 200,000 18/10/2006
AND 200,000 19/10/2006
AND 200,000 20/10/2006
AND 200,000 23/10/2006
AND 200,000 24/10/2006
AND 200,000 25/10/2006
ISSUES PURSUANT TO MERGER WITH TI GROUP PLC FOLLOWING EXERCISE OF TI GROUP SHARE 243,000 01/05/2001
OPTIONS
AND 237,000 08/05/2001
AND 238,000 11/05/2001
AND 242,500 16/05/2001
TI GROUP 1990 EXECUTIVE SHARE OPTION SCHEME 238,000 21/05/2001
AND 190,000 18/01/2006
AND 190,000 20/03/2006
TI GROUP 1999 EXECUTIVE SHARE OPTION SCHEME 244,000 22/05/2001
AND 238,000 31/05/2001
AND 610,000 05/04/2002
AND 600,000 17/04/2002
AND 273,224 11/07/2003
AND 283,889 13/08/2003
AND 284,697 11/11/2003
AND 300,300 02/12/2003
AND 301,204 09/12/2003
AND 225,000 19/01/2005
AND 225,000 21/01/2005
AND 220,000 25/04/2005
AND 190,000 26/01/2006
TI GROUP 1981 SAVINGS RELATED SHARE OPTION SCHEME 241,500 24/05/2001
TI GROUP 1994 SAVINGS RELATED SHARE OPTION SCHEME 242,700 23/05/2001
AND 296,956 01/10/2003
AND 200,000 12/10/2005
AND 200,000 20/10/2005
9. Total number of securities in issue at the end of the period:
569,362,667 ordinary shares
Contact for queries:
10. Name: Neil Burdett
11. Address: Smiths Group plc, 765 Finchley Road, London NW11 8DS
12. Telephone: 020 8457 8229
This information is provided by RNS
The company news service from the London Stock Exchange