Holding in Company
Smiths Industries PLC
13 October 2000
Schedule 10 - Notification of Major Interests in Shares
1 Name of company:
Smiths Industries plc
2 Name of shareholder having a major interest:
Deutsche Bank AG
3 Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-beneficial
interest or in the case of an individual holder if it is a holding of that
person's spouse or children under the age of 18:
Notification indicates that it is in respect of the interests of Deutsche
Bank AG and its subsidiaries
4 Name of registered holder(s) and, if more than one holder, the number of
shares held by each of them:
Morgan Grenfell & Co Limited A/c Library 5
Morgan Nominees 14,266,372
Morgan Nominees CHY 128,718
Morgan Nominees CSL 61,000
Morgan Nominees DGR 272,000
Morgan Nominees ENF 107,500
Morgan Nominees LAM 139,100
Morgan Nominees NG 90,212
Morgan Nominees PGP 13,000
Morgan Nominees SAM 23,478
Morgan Nominees SL 740,403
British Overseas Bank A/c 7020 30,689
British Overseas Bank A/c 6951 334,000
BT Globenet A/c HLF XLF 1,382,756
BT Globenet Nominees 211,917
Chase Nominees 1,107,428
Chase Nominees A/c 14186 67,119
Citicorp Nominees 3,900
Clydesdale Bank Custodian Nominees 116,660
Deutsche Bank International Limited 87,475
Lothian Regional Council 839,089
MSS Nominees 4,036,226
Nortrust Nominees 2,312,512
Railway Pension Trustee Co Limited 2,938,212
Perry Nominees 93,000
RBSTB Nominees 3,830,426
RBSTB Nominees A/c 0150303182 10,800
State Street Nominees 1,550,956
5 Number of shares/amount of stock acquired:
Not disclosed in notification
6 Percentage of issued class:
N/A
7 Number of shares/amount of stock disposed:
Not disclosed in notification
8 Percentage of issued class:
N/A
9 Class of security:
Ordinary shares of 25p each
10 Date of transaction:
Not disclosed in notification
11 Date company informed:
12 October 2000
12 Total holding following this notification:
34,794,953 shares
13 Total percentage holding of issued class following this notification:
10.96%
14 Contact name for queries:
Neil Burdett
15 Contact telephone number:
020 8457 8229
16 Name of company official responsible for making notification:
Neil Burdett
17 Date of notification:
12 October 2000
Schedule 10 - Notification of Major Interests in Shares
1 Name of company:
Smiths Industries plc
2 Name of shareholder having a major interest:
James Capel (Nominees) Limited / HSBC Investment Bank plc
3 Please state whether notification indicates that it is in respect of
holding of the shareholder named in 2 above or in respect of a non-beneficial
interest or in the case of an individual holder if it is a holding of that
person's spouse or children under the age of 18:
Notification indicates that it is in respect of the interests of HSBC
Investment Bank plc and also its parent and ultimate parent companies, HSBC
Investment Bank Holdings plc and HSBC Holdings plc, respectively, at the close
of business on 10 October 2000
4 Name of registered holder(s) and, if more than one holder, the number of
shares held by each of them:
James Capel (Nominees) Limited 101,224
James Capel (Nominees) Limited - PC 9,014,954
James Capel (Nominees) Limited - PRT 171,521
James Capel (Nominees) Limited - SPEC 1,075,304
James Capel (Nominees) Limited - CHTY 37,701
5 Number of shares/amount of stock acquired:
Not disclosed
6 Percentage of issued class:
N/A
7 Number of shares/amount of stock disposed:
Not disclosed
8 Percentage of issued class:
N/A
9 Class of security:
Ordinary shares of 25p
10 Date of transaction:
Not disclosed (Notification states interests at close on 10 October 2000)
11 Date company informed:
12 October 2000
12 Total holding following this notification:
10,400,704 shares
13 Total percentage holding of issued class following this notification:
3.28%
14 Contact name for queries:
Neil Burdett
15 Contact telephone number:
020 8457 8229
16 Name of company official responsible for making notification:
Neil Burdett
17 Date of notification:
13 October 2000
Additional Information:
The Deutsche Bank notification states that the holdings, other than the 5
shares held in the name of Morgan Grenfell & Co Limited a/c Library, are held
on behalf of a number of clients whose portfolios are managed on a
discretionary basis by companies within the Group acting as Fund Managers.
The HSBC Investment Bank notification states that the Bank had interests of
the kind described in s208(5) of the Companies Act 1985 in 186,696 shares. It
further states that HSBC Investment Bank Holdings plc and HSBC Holdings plc
are also interested in all the shares, by virtue of s203 of the Act.