Smiths Group PLC
15 November 2007
Form TR-1 with annex. FSA Version 2.1 updated April 2007
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of Smiths Group plc
existing shares to which voting rights are attached:
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights YES
An acquisition or disposal of financial instruments which may result in the acquisition
of shares already issued to which voting rights are attached
An event changing the breakdown of voting rights
Other (please specify):______________
3. Full name of person(s) subject to notification AVIVA PLC AND ITS SUBSIDIARIES
obligation:
4. Full name of shareholder(s) (if different from REGISTERED HOLDER:
3):
BNY NORWICH UNION NOMINEES LTD 2,569,298 *
BT GLOBENET NOMINEES LTD 4,657 *
CHASE GA GROUP NOMINEES LTD 6,361,820 *
CHASE NOMINEES LTD 419,107 *
CUIM NOMINEE LTD 2,303,591 *
VIDACOS NOMINEES LTD 6,100 *
* DENOTES DIRECT INTEREST
5. Date of transaction (and date on which the 13 NOVEMBER 2007
threshold is crossed or reached if different):
6. Date on which issuer notified: 14 NOVEMBER 2007
7. Threshold(s) that is/are crossed or reached: 2% TO 3% CHANGE AT DIRECT INTEREST LEVEL
8: Notified Details
A: Voting rights attached to shares
Class/type of Situation previous to Resulting situation after the triggering transaction
shares the triggering
transaction
If possible use Number of Number of Number of Number of voting rights Percentage of voting
ISIN code shares voting shares rights
rights
Direct Indirect Direct Indirect
ORD - NOT NOT
GB00B1WY2338 DISCLOSABLE DISCLOSABLE
< 3% < 3% 11,664,573 11,664,573 3.01%
B: Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration date Exercise/ conversion No. of voting rights that Percentage of
instrument period/date may be acquired (if the voting rights
instrument exercised/
converted)
Total (A+B)
Number of voting rights Percentage of voting rights
11,664,573 3.01%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively
held, if applicable:
SEE SECTION 4
Proxy Voting:
10. Name of proxy holder: SEE SECTION 4
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: FIGURES ARE BASED ON A TOTAL NUMBER OF VOTING RIGHTS
OF 387,069,203
14 Contact name: NEIL WHITTAKER
15. Contact telephone name: 01603 648820
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.