Form TR-1 with annex. FSA Version 2.1 updated April 2007
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
SMITHS GROUP PLC |
||
2. Reason for notification (yes/no) |
|||
An acquisition or disposal of voting rights |
YES |
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||
An event changing the breakdown of voting rights |
|
||
Other (please specify):______________ |
|
||
3. Full name of person(s) subject to notification obligation: |
CAPITAL GROUP INTERNATIONAL, INC. |
||
4. Full name of shareholder(s) (if different from 3): |
|
||
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
17 APRIL 2009 |
||
6. Date on which issuer notified: |
20 APRIL 2009 |
||
7. Threshold(s) that is/are crossed or reached: |
Below 5% |
8: Notified Details |
|||||||
A: Voting rights attached to shares |
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares Indirect |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
ORD 37.5p - GB00B1WY2338 |
20,943,632 |
20,943,632 |
17,483,632 |
|
17,483,632 |
|
4.4943% |
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
n/a |
|
|
|
|
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
17,483,632 |
4.4943% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
|
Proxy Voting: |
|
10. Name of proxy holder: |
|
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: |
|
14 Contact name: |
|
15. Contact telephone name: |
|
As of 17 April 2009
Smiths Group plc
|
Number of shares |
Percent of Outstanding |
|
|
|
Capital Group International, Inc. ('CGII') holdings |
17,483,632 |
4.494% |
|
|
|
Holdings by CGII Management Companies and Funds: |
|
|
- Capital Guardian Trust Company |
13,702,002 |
3.522% |
- Capital International Limited |
1,835,130 |
0.472% |
- Capital International Sàrl |
459,800 |
0.118% |
- Capital International, Inc. |
1,486,700 |
0.382% |
|
|
|