TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Smiths Group plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:
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Prudential plc group of companies |
4. Full name of shareholder(s) (if different from 3.):
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See attached schedule |
5. Date of the transaction and date on which the threshold is crossed or reached:
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09 June 2010 |
6. Date on which issuer notified:
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10 June 2010 |
7. Threshold(s) that is/are crossed or reached:
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5% |
8. Notified details: |
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A: Voting rights attached to shares
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B1WY2338 |
Below 5% |
Below 5% |
19,584,651 |
19,584,651 |
0 |
5.01 |
0 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Expiration |
Exercise/ |
Number of voting
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% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
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Nominal |
Delta
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Total (A+B+C)
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Number of voting rights |
Percentage of voting rights |
19,584,651 |
5.01% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Prudential plc (parent Company) |
Proxy Voting:
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10. Name of the proxy holder:
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N/A |
11. Number of voting rights proxy holder will cease to hold:
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N/A |
12. Date on which proxy holder will cease to hold voting rights:
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N/A |
13. Additional information:
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14. Contact name:
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Dipesh Varsani / Mark Thomas M&G Investment Management Limited |
15. Contact telephone number:
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020 7548 3261 / 020 7548 3266 |
Notifiable Position Report for
SMITHS GROUP
as at 09 June 2010
Percentage holdings are calculated using 390,674,867 Total Voting Rights
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Registered holder |
Holding |
Voting rights |
% Voting rights |
Prudential plc |
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19,584,651 |
5.01 Total notifiable interest |
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NORTRUST NOMINEE LTD A/C MNJ01 |
211,929 |
211,929 |
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PRUCLT HSBC GIS NOM (UK) PPL AC |
1,399,800 |
1,399,800 |
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NORTRUST NOMS LTD A/C PUR01 |
1,380,840 |
1,380,840 |
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NORTRUST NOMINEE LTD A/C MKD01 |
325,000 |
325,000 |
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NORTRUST NOMINEES LTD A/C MHA01 |
160,000 |
160,000 |
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BK OF NEW YORK (NOMS) LTD / 636928 |
91,772 |
91,772 |
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NORTRUST NOMS LTD |
435,257 |
435,257 |
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NORTRUST NOMS LTD A/C PUP01 |
93,502 |
93,502 |
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JP MORGAN NOMINEES |
210,067 |
210,067 |
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NORTRUST NOMS LTD A/C PUC01 |
56,316 |
56,316 |
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NORTRUST NOMINEE LTD A/C MHJ01 |
516,362 |
516,362 |
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NORTRUST NOMS LTD A/C PUS01 |
15,248 |
15,248 |
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NORTRUST NOMINEE LTD A/C MXB01 |
29,932 |
29,932 |
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PRUCLT HSBC GIS (UK) PAC AC |
6,315,602 |
6,315,602 |
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NORTRUST NOMS LTD A/C PUI01 |
11,120 |
11,120 |
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NORTRUST NOMINEE LTD A/C MKB01 |
110,819 |
110,819 |
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NORTRUST NOMINEE LTD A/C MHB01 |
200,000 |
200,000 |
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NORTRUST NOMINEE LTD A/C MKK01 |
7,100,000 |
7,100,000 |
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NORTRUST NOMINEE LTD A/C MNB01 |
669,237 |
669,237 |
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NORTRUST NOMS LTD A/C PUB01 |
1,551 |
1,551 |
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NORTRUST NOMS LTD A/C MVB01 |
68,175 |
68,175 |
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NORTRUST NOMINEE LTD A/C MHF01 |
85,820 |
85,820 |
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NORTRUST NOMS LTD A/C MVA01 |
96,302 |
96,302 |
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