Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Gary McGann
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr McGann |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr McGann. The conditional deferred share award is in respect of 47,683 shares in SKG. Ownership of these shares will pass to Mr McGann, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 47,683 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 143,049 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr McGann until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.08% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr McGann currently holds 375,792 shares in SKG (representing 0.16% of the issued share capital) and in addition he now has a conditional interest in up to 190,732 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Tony Smurfit
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr Smurfit |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr Smurfit. The conditional deferred share award is in respect of 32,997 shares in SKG. Ownership of these shares will pass to Mr Smurfit, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 32,997 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 98,991 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr Smurfit until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.06% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr Smurfit currently holds 1,030,568 shares in SKG (representing 0.45% of the issued share capital) and in addition he now has a conditional interest in up to 131,988 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Ian Curley
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr Curley |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr Curley. The conditional deferred share award is in respect of 30,549 shares in SKG. Ownership of these shares will pass to Mr Curley, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 30,549 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 91,647 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr Curley until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.05% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr Curley currently holds 204,267 shares in SKG (representing 0.09% of the issued share capital) and in addition he now has a conditional interest in up to 122,196 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Paul Regan
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr Regan |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr Regan. The conditional deferred share award is in respect of 12,084 shares in SKG. Ownership of these shares will pass to Mr Regan, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 12,084 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 36,252 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr Regan until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.02% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr Regan currently holds 44,459 shares in SKG (representing 0.02% of the issued share capital) and in addition he now has a conditional interest in up to 48,336 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Michael O'Riordan
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr O'Riordan |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr O'Riordan. The conditional deferred share award is in respect of 12,159 shares in SKG. Ownership of these shares will pass to Mr O'Riordan, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 12,159 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 36,477 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr O'Riordan until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.02% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr O'Riordan currently holds 72,152 shares in SKG (representing 0.03% of the issued share capital) and in addition he now has a conditional interest in up to 48,636 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Roberto Villaquiran
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr Villaquiran |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr Villaquiran. The conditional deferred share award is in respect of 22,144 shares in SKG. Ownership of these shares will pass to Mr Villaquiran, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 22,144 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 66,432 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr Villaquiran until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.04% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr Villaquiran currently holds no shares in SKG. He now has a conditional interest in up to 88,576 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Alain Baudant
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr Baudant |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr Baudant. The conditional deferred share award is in respect of 16,307 shares in SKG. Ownership of these shares will pass to Mr Baudant, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 16,307 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 48,921 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr Baudant until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.03% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr Baudant currently holds 37,121 shares in SKG (representing 0.02% of the issued share capital) and in addition he now has a conditional interest in up to 65,228 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.
Notification of Transactions of (1) Persons Discharging Managerial Responsibility and (2) Persons closely associated with Persons Discharging Managerial Responsibility
This form is intended for use by an issuer making a notification required by Rules 7.2 and 7.3 of the Central Bank of Ireland's Market Abuse Rules in relation to a person falling within either of the above categories of individual. These categories are defined in Regulation 12 (8) of the Market Abuse (Directive 2003/6/EC) Regulations 2005 and are detailed as part of this form.
All relevant boxes should be completed in block capital letters.
1 |
Name of the Issuer
Smurfit Kappa Group plc |
2 |
Name of person discharging managerial responsibilities
Edgar Londono
|
3 |
State whether notification relates to a person closely associated with a person discharging managerial responsibilities named in 2 and identify the connected person
Relates to person named in 2
|
4 |
Indicate whether the notification is in respect of a holding of the person referred to in 2 or 3 above or in respect of a non-beneficial interest
Notification is in respect of Mr Londono |
5 |
Description of shares or derivatives or other financial instruments linked to them
Ordinary shares |
6 |
Name of registered shareholder(s) and, if more than one, number of shares or derivatives or other financial instruments linked to them, held by each shareholder
N/A |
7 |
State the nature of the transaction
Grants of conditional deferred share award and conditional matching share award under the Smurfit Kappa Group plc 2011 Deferred Annual Bonus Plan (DABP) in respect of the three-year performance period ending 31 December 2015*.
* The vesting of these awards is subject to the rules of the DABP.
|
8 |
Number of shares, derivatives or other financial instruments linked to them acquired
No shares have been acquired by Mr Londono. The conditional deferred share award is in respect of 7,682 shares in SKG. Ownership of these shares will pass to Mr Londono, subject to the rules of the DABP, at the vesting date (February 2016). The conditional matching share award is in respect of 7,682 shares in SKG. Subject to the level of attainment of specified performance conditions, shares comprising a multiple from 0 up to 3 times thereof (a maximum of 23,046 shares) may vest in accordance with the terms of DABP.
|
9 |
Number of shares, derivatives or other financial instruments linked to them disposed of
N/A
|
10 |
Price per share or derivative or other financial instrument linked to them or value of transaction
The shares comprised in the conditional deferred have an average market price of €11.89417. If issued, the shares comprised in the conditional matching award will be issued for nil consideration.
|
11 |
Date and place of transaction
28 March 2013; Dublin |
12 |
Date issuer informed of transaction
28 March 2013 |
13 |
Any additional information
N/A |
|
Name of contact and telephone number for queries
Michael O'Riordan +353 (0)1 202 7000 |
|
Person authorised on behalf of the issuer responsible for making the notification
Jim Fitzharris ______________________________________________
Date of notification 28 March 2013_____________________________ |
Information required under Irish Stock Exchange Listing Rule 6.10
The following additional information is required to be disclosed under ISE Listing Rule 6.10 in respect of interests in securities of a director or secretary or their connected persons. An issuer is not being required to submit the information below to the Central Bank in respect of any PDMR who is also a director/secretary/connected persons.
15 |
Name of director or secretary (if not required to be stated in box 2)
As stated above |
16 |
State whether the notification relates to a single transaction being notified in accordance with the Market Abuse Rules and ISE LR 6.10
YES
|
17 |
Description of class of share
Ordinary shares |
18 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
As no beneficial interest can be acquired by Mr Londono until the awards vest, his percentage holding in SKG has not changed. The maximum number of shares which are the subject of the awards is equivalent to 0.01% of the issued share capital of SKG as at the date of this notification.
|
19 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
20 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr Londono currently holds 10,370 shares in SKG (representing 0.005% of the issued share capital) and in addition he now has a conditional interest in up to 30,728 shares in SKG which are the subject of this notification.
|
If a person whose interests are required to be disclosed under ISE Listing Rule 6.10 has been granted options by the issuer, please complete the following boxes:
21 |
Date of grant
N/A
|
22 |
Period during which or date on which it can be exercised
N/A
|
23 |
Total amount paid (if any) for grant of the option
N/A
|
24 |
Description of shares involved (class and number)
N/A |
25 |
Exercise price (if fixed at time of grant) or indication that the price is to be fixed at the time of exercise
N/A
|
26 |
Total number of shares over which options are held following notification
N/A |
Name and signature of duly designated officer of issuer responsible for making notification
Jim Fitzharris______________________________________________
Date of notification 28 March 2013_____________________________ |
The duly designated officer of the issuer responsible for making this notification acknowledges and confirms that he/she is aware that the information as has been provided in response to the questions 15 to 26 above is not information which has been required by or which has been requested by the Central Bank, and is information which is required to be provided to the Irish Stock Exchange only.