Standard Form TR-1
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland)i |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: Smurfit Kappa Group plc |
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2. Reason for the notification (please tick the appropriate box or boxes): [ü] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ü] Other (please specify)iii: Voluntary Group Disclosure
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3. Details of person subject to the notification obligationiv : |
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Name: Schroders plc |
City and country of registered office (if applicable): London, United Kingdom |
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4. Full name of shareholder(s) (if different from 3.)v: Schroder Investment Management Limited |
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5. Date on which the threshold was crossed or reachedvi: 28.09.2016 |
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6. Date on which issuer notified: 29.09.2016 |
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7. Threshold(s) that is/are crossed or reached: Below 4% |
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8. Total positions of person(s) subject to the notification obligation: |
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% of voting rights attached to shares (total of 9.A) |
% of voting rights through financial instruments |
Total of both in % (9.A + 9.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
3.801% |
0.508% |
4.308% |
236,336,204 |
Position of previous notification (if applicable) |
3.877% |
0.719% |
4.596% |
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9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii: |
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A: Voting rights attached to shares |
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Class/type of ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
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Direct
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Indirect
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Direct
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Indirect
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IE00B1RR8406 |
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8,982,064 |
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3.801% |
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SUBTOTAL A |
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8,982,064 |
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3.801% |
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B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations |
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Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
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SUBTOTAL B.1 |
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B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations |
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Type of financial instrument |
Expiration |
Exercise/ |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
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CFD |
N/A |
N/A |
Cash |
1,200,000 |
0.508% |
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SUBTOTAL B.2 |
1,200,000 |
0.508% |
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10. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[ü] Full chain of controlled undertakings through which the voting rights and/or the
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Namexv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
Schroders plc |
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Schroder Administration Limited |
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Schroder Wealth Holdings Limited |
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Schroder & Co. Limited |
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Schroders plc |
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Schroder Administration Limited |
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Schroder Investment Management Limited |
3.482% |
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3.990% |
Schroder Investment Management North America Limited |
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Schroders plc |
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Schroder Administration Limited |
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Schroder International Holdings Limited |
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Schroder Holdings (Bermuda) Limited |
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Schroder International Holdings (Bermuda) Limited |
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Schroder Investment Management (Hong Kong) Limited |
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Schroders plc |
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Schroder Administration Limited |
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Schroder International Holdings Limited |
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Schroder US Holdings Inc. |
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Schroder Investment Management North America Inc. |
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Schroders plc |
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Schroder Administration Limited |
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Schroder Financial Services Limited |
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Schroder Unit Trusts Limited |
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Schroders plc |
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Schroder Administration Limited |
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Schroder Investment Management Limited |
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Schroders Korea Limited |
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Schroders plc |
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Schroder Administration Limited |
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Schroder International Holdings Limited |
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Schroder Investment Management (Japan) Limited |
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Schroders plc |
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Schroder Administration Limited |
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Schroder International Holdings Limited |
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Schroder International Finance B.V. |
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Schroder Investment Management (Luxembourg) S.A. |
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11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
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12. Additional informationxvi: Please note that this is a type 3 disclosure due to the legal entity position for Schroder Investment Management Limited crossing below the 4% threshold. |
Done at 31 Gresham Street, London, EC2V 7QA on 29th September 2016.