Standard Form TR-1
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland)i |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: Smurfit Kappa Group Public Limited Company LEI: 635400CPLP8H5ITDVT56 |
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2. Reason for the notification (please tick the appropriate box or boxes): [X] An acquisition or disposal of voting rights [X] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii: |
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3. Details of person subject to the notification obligationiv : |
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Name: The Goldman Sachs Group, Inc. |
City and country of registered office (if applicable): Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
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4. Full name of shareholder(s) (if different from 3.)v: Goldman Sachs International |
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5. Date on which the threshold was crossed or reachedvi: 10/10/2023 |
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6. Date on which issuer notified: 12/10/2023 |
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7. Threshold(s) that is/are crossed or reached: Above 5%. |
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8. Total positions of person(s) subject to the notification obligation: |
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% of voting rights attached to shares (total of 9.A) |
% of voting rights through financial instruments |
Total of both in % (9.A + 9.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
2.05% |
3.95% |
5.999% |
260,354,342 |
Position of previous notification (if applicable) |
0.50% |
0.15% |
0.66% |
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9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii: |
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A: Voting rights attached to shares |
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Class/type of ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
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Direct
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Indirect
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Direct
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Indirect
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US83272W1062 |
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182,099 |
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0.07% |
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IE00B1RR8406 |
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5,151,995 |
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1.98% |
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SUBTOTAL A |
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5,334,094 |
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2.05% |
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B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations |
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Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
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Securities Lending |
Open |
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154,834 |
0.06% |
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SUBTOTAL B.1 |
154,834 |
0.06% |
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B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations |
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Type of financial instrument |
Expiration |
Exercise/ |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
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Please refer annexure |
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SUBTOTAL B.2 |
10,129,319 |
3.89% |
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10. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[X] Full chain of controlled undertakings through which the voting rights and/or the |
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Namexv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
The Goldman Sachs Group, Inc. |
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Goldman Sachs (UK) L.L.C. |
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Goldman Sachs Group UK Limited |
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Goldman Sachs International |
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3.27% |
4.80% |
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The Goldman Sachs Group, Inc. |
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Goldman Sachs & Co. LLC |
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The Goldman Sachs Group, Inc. |
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GSAM Holdings LLC |
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Goldman Sachs Asset Management, L.P. |
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The Goldman Sachs Group, Inc. |
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Goldman Sachs Bank USA |
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Goldman Sachs Bank Europe SE |
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The Goldman Sachs Group, Inc. |
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IMD Holdings LLC |
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United Capital Financial Partners, Inc. |
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United Capital Financial Advisers, LLC |
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The Goldman Sachs Group, Inc. |
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GSAM Holdings LLC |
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GSAMI Holdings I Ltd |
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GSAMI Holdings II Ltd |
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Goldman Sachs Asset Management International Holdings Ltd |
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Goldman Sachs Asset Management International |
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The Goldman Sachs Group, Inc. |
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Goldman Sachs (UK) L.L.C. |
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Goldman Sachs Group UK Limited |
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Goldman Sachs International Bank |
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The Goldman Sachs Group, Inc. |
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GSAM Holdings LLC |
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Goldman Sachs Asset Management Holdings LLC |
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Goldman Sachs Asset Management UK Holdings I Ltd |
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Goldman Sachs Asset Management UK Holdings II Ltd |
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Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. |
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Goldman Sachs Asset Management Holdings B.V. |
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The Goldman Sachs Group, Inc. |
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Goldman Sachs Financial Markets L.L.C |
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Goldman Sachs Financial Markets, L.P. |
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11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date] |
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12. Additional informationxvi: Please note, the total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
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Done at London on 12/10/2023