Director/PDMR Shareholding

RNS Number : 9449I

South32 Limited

05 September 2016

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP)  and sale of shares to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 833,022 (shares following vesting of rights under EIP) $1.9312 408,181 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 833022 0.00 Aggregated 0.00 833022 0.00 Price Volume Total 1.93 408181 788279.15 Aggregated 1.931 408181 788279.15
e)	Date of the transaction	31 August 2016
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Brendan Harris
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 274,862 (shares following vesting of rights under EIP) $1.9312 134,682 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 274862 0.00 Aggregated 0.00 274862 0.00 Price Volume Total 1.93 134682 260097.88 Aggregated 1.931 134682 260097.88
e)	Date of the transaction	31 August 2016
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Johannes Fredericus Grimbeek
2	Reason for the notification
a)	Position/status	President and Chief Operating Officer Australia Region
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 204,062
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 204062 0.00 Aggregated 0.00 204062 0.00
e)	Date of the transaction	31 August 2016
f)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Fraser
2	Reason for the notification
a)	Position/status	President and Chief Operating Officer Africa Region
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares, including to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,064,412 (shares following vesting of rights under EIP) $1.9312 564,412 (shares sold including to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 1064412 0.00 Aggregated 0.00 1064412 0.00 Price Volume Total 1.93 564412 1089992.45 Aggregated 1.931 564412 1089992.45
e)	Date of the transaction	31 August 2016
f)	Place of the transaction	XASX

 

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