Director/PDMR Shareholding

RNS Number : 1948R

South32 Limited

07 December 2016

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Rights under South32 Equity Incentive Plan AU000000S320
b)	Nature of the transaction	Allocation of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 3,636,967 (allocation of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Price  Volume  Total   0.00 3636967 0.00  Aggregated  0.00   3636967  0.00
e)	Date of the transaction	2 December 2016
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Brendan Harris
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Rights under South32 Equity Incentive Plan AU000000S320
b)	Nature of the transaction	Allocation of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,238,444 (allocation of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Price  Volume  Total  0.00 1238444 0.00  Aggregated  0.00 1238444  0.00
e)	Date of the transaction	2 December 2016
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Johannes Fredericus Grimbeek
2	Reason for the notification
a)	Position/status	President and Chief Operating Officer Australia Region
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Rights under South32 Equity Incentive Plan AU000000S320
b)	Nature of the transaction	Allocation of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,665,110 (allocation of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Price  Volume  Total  0.00  1665110 0.00  Aggregated  0.00  1665110 0.00
e)	Date of the transaction	2 December 2016
f)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Fraser
2	Reason for the notification
a)	Position/status	President and Chief Operating Officer Africa Region
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	N/A
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Rights under South32 Equity Incentive Plan
b)	Nature of the transaction	Allocation of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,667,992 (allocation of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Price  Volume  Total  0.00  1667992 0.00  Aggregated  0.00  1667992 0.00
e)	Date of the transaction	2 December 2016
f)	Place of the transaction	XASX

 

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