Director/PDMR Shareholding

RNS Number : 2394K
South32 Limited
27 August 2019
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

3,274,568
(shares following vesting of rights under EIP)

$2.4651

1,971,241
(shares sold to cover tax)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  3,274,568

Aggregated price: 0.00

Total Aggregated Price:  0.00

 

Aggregated volume:  1,971,241

Aggregated price: 2.47

Total Aggregated Price:  4,859,306.19

 

e)

Date of the transaction

23 August 2019

f)

Place of the transaction

XASX

 



 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Michael Fraser

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

2,029,104
(shares following vesting of rights under EIP)

$2.538106

913,098
(shares sold to cover tax)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  2,029,104

Aggregated price: 0.00

Total Aggregated Price:  0.00

Aggregated volume:  913,098

Aggregated price: 2.54

Total Aggregated Price:  2,317,539.51

e)

Date of the transaction

23 August 2019

f)

Place of the transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Paul Harvey

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

751,830
(shares following vesting of rights under EIP)

$2.471937

353,363
(shares sold to cover tax)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  751,830

Aggregated price: 0.00

Total Aggregated Price:  0.00

Aggregated volume:  353,363

Aggregated price: 2.47

Total Aggregated Price:  873,491.07

e)

Date of the transaction

23 August 2019

f)

Place of the transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Katherine Tovich

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

371,604
(shares following vesting of rights under EIP)

$2.4651

175,230
(shares sold to cover tax)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  371,604

Aggregated price: 0.00

Total Aggregated Price:  0.00

Aggregated volume:  175,230

Aggregated price: 2.47

Total Aggregated Price:  431,959.47

e)

Date of the transaction

23 August 2019

f)

Place of the transaction

XASX

 


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