Director/PDMR Shareholding

RNS Number : 2394K

South32 Limited

27 August 2019

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 3,274,568 (shares following vesting of rights under EIP) $2.4651 1,971,241 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  3,274,568 Aggregated price: 0.00 Total Aggregated Price:  0.00 Aggregated volume:  1,971,241 Aggregated price: 2.47 Total Aggregated Price:  4,859,306.19
e)	Date of the transaction	23 August 2019
f)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Fraser
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 2,029,104 (shares following vesting of rights under EIP) $2.538106 913,098 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  2,029,104 Aggregated price: 0.00 Total Aggregated Price:  0.00 Aggregated volume:  913,098 Aggregated price: 2.54 Total Aggregated Price:  2,317,539.51
e)	Date of the transaction	23 August 2019
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Harvey
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 751,830 (shares following vesting of rights under EIP) $2.471937 353,363 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  751,830 Aggregated price: 0.00 Total Aggregated Price:  0.00 Aggregated volume:  353,363 Aggregated price: 2.47 Total Aggregated Price:  873,491.07
e)	Date of the transaction	23 August 2019
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Katherine Tovich
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 371,604 (shares following vesting of rights under EIP) $2.4651 175,230 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  371,604 Aggregated price: 0.00 Total Aggregated Price:  0.00 Aggregated volume:  175,230 Aggregated price: 2.47 Total Aggregated Price:  431,959.47
e)	Date of the transaction	23 August 2019
f)	Place of the transaction	XASX

 

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