Director/PDMR Shareholding

South32 Limited

03 September 2024

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,181,803
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  1,181,803 Total Aggregated Price:  0.00
g)	Date of transaction	30 August 2024
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Off-market transfer of shares made as part settlement of a marital divorce
b)	Identification code	AU000000S320
c)	Nature of the transaction	Off-market transfer of shares made as part settlement of a marital divorce
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 141,645
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  141645 Total Aggregated Price:  0.00
g)	Date of the transaction	3 September 2024
h)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Vanessa de Macedo Torres
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 336,437
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  336437 Total Aggregated Price:  0.00
g)	Date of transaction	30 August 2024
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.1015 200,000
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 3.1015 Aggregated volume:  200000 Total Aggregated Price:  620300.00
g)	Date of transaction	2 September 2024
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.115 42,235
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 3.115 Aggregated volume:  42235 Total Aggregated Price:  131562.03
g)	Date of transaction	3 September 2024
h)	Place of transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Kumaran Perumal Pillay
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 198,716
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  198716 Total Aggregated Price:  0.00
g)	Date of transaction	30 August 2024
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.14 82,436
f)	Aggregated information - Aggregated volume - Price	Aggregated price: amount Aggregated volume:  82436 Total Aggregated Price:  258849.04
g)	Date of transaction	30 August 2024
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.115 6,988
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 3.115 Aggregated volume:  6988 Total Aggregated Price:  21767.62
g)	Date of transaction	2 September 2024
h)	Place of transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name of natural person or legal person	Sandy Sibenaler
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Full name of the entity	South32 Limited
b)	Legal Entity Identifier code	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP)
b)	Identification code	AU000000S320
c)	Nature of the transaction	Vesting of Rights under South32 Equity Incentive Plan (EIP)
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) 0 63,047
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 0.00 Aggregated volume:  63047 Total Aggregated Price:  0.00
g)	Date of transaction	30 August 2024
h)	Place of transaction	XASX
a)	Description of the financial instrument, type of instrument	Sale of Shares
b)	Identification code	AU000000S320
c)	Nature of the transaction	Sale of shares
d)	Currency	AUD - Australian Dollar
e)	Price(s) and volume(s)	Price(s) Volume(s) $3.06 29,633
f)	Aggregated information - Aggregated volume - Price	Aggregated price: 3.06 Aggregated volume:  29633 Total Aggregated Price:  90676.98
g)	Date of transaction	2 September 2024
h)	Place of transaction	XASX

 

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