Notification of Dealing Form

South32 Limited
05 December 2023
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Rights under South32 Equity Incentive Plan (EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Allocation of Rights under EIP

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

1,281,440

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  1281440

Total Aggregated Price:  0.00

g)

Date of transaction

4 December 2023

h)

Place of transaction

XASX

 

 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Sandy Sibenaler

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Rights under South32 Equity Incentive Plan (EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Allocation of Rights under South32 EIP

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

416,299

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  416299

Total Aggregated Price:  0.00

g)

Date of transaction

4 December 2023

h)

Place of transaction

XASX

 

 



 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Jason Economidis

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Rights under South32 Equity Incentive Plan (EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Allocation of Rights under South32 EIP

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

413,834

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  413834

Total Aggregated Price:  0.00

g)

Date of transaction

4 December 2023

h)

Place of transaction

XASX

 

 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name of natural person or legal person

Kumaran Perumal Pillay

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Full name of the entity

South32 Limited

b)

Legal Entity Identifier code

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Rights under South32 Equity Incentive Plan (EIP)

b)

Identification code

AU000000S320

c)

Nature of the transaction

Allocation of Rights under South32 EIP

d)

Currency

AUD - Australian Dollar

e)

Price(s) and volume(s)

Price(s)

Volume(s)

0

321,530

f)

Aggregated information

- Aggregated volume

- Price

Aggregated price: 0.00

Aggregated volume:  321530

Total Aggregated Price:  0.00

g)

Date of transaction

4 December 2023

h)

Place of transaction

XASX

 

 

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