Notification of Dealing Form

RNS Number : 4757Z
South32 Limited
15 December 2017
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

                                AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

2,298,772
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price


e)

Date of the transaction

13 December 2017

f)

Place of the transaction

XASX

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Brendan Harris

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

764,235
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price


e)

Date of the transaction

13 December 2017

f)

Place of the transaction

XASX

 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Paul Harvey

2

Reason for the notification  

a)

Position/status

President and Chief Operating Officer Australia Region

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

                               AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

875,845
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price


e)

Date of the transaction

13 December 2017

f)

Place of the transaction

XASX

 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Michael Fraser

2

Reason for the notification  

a)

Position/status

President and Chief Operating Officer Africa Region

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan

                                  AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

1,096,220
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price


e)

Date of the transaction

13 December 2017

f)

Place of the transaction

XASX

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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