Notification of dealing form

RNS Number : 1865P

South32 Limited

29 August 2017

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liabilities
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,536,017 (shares following vesting of rights under EIP) $2.86 1,051,929 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 1536017 0.00 Price Volume Total 2.86   1051929 3008516.94
e)	Date of the transaction	25 August 2017
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Brendan Harris
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 392,097 (shares following vesting of rights under EIP) $2.86 184,287 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 392097 0.00 Price Volume Total 2.86   184287 527060.82
e)	Date of the transaction	25 August 2017
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Harvey
2	Reason for the notification
a)	Position/status	President and Chief Operating Officer Australia Region
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 146,497 (shares following vesting of rights under EIP) $2.85 68,853 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 146497 0.00 Price Volume Total 2.85     68853 196231.05
e)	Date of the transaction	25 August 2017
f)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Fraser
2	Reason for the notification
a)	Position/status	President and Chief Operating Officer Africa Region
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Ordinary shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 1,339,496 (allocation of rights under EIP) $2.85 602,774 (shares sold to cover tax)
d)	Aggregated information - Aggregated volume - Price	Price Volume Total 0.00 1339496 0.00 Price Volume Total 2.85     602774 1717905.90
e)	Date of the transaction	25 August 2017
f)	Place of the transaction	XASX

 

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