Notification of Dealing

RNS Number : 5926J

South32 Limited

24 August 2021

 

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Graham Kerr
2	Reason for the notification
a)	Position/status	Chief Executive Officer and Managing Director
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 352097 (shares following vesting of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  352097 Aggregated price: 0.00 Total Aggregated Price:  0.00
b)	Nature of the transaction	Sale of shares
c)	Price(s) and volume(s)	Price(s) Volume(s) $2.75 165,486
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  165486 Aggregated price: 2.75 Total Aggregated Price:  454780.68
e)	Date of the transaction	20 August 2021
f)	Place of the transaction	XASX

Notification of dealing forms

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Michael Fraser
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 180724 (shares following vesting of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  180724 Aggregated price: 0.00 Total Aggregated Price:  0.00
b)	Nature of the transaction	Sale of shares
c)	Price(s) and volume(s)	Price(s) Volume(s) $2.86 81326 $2.75 99398
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  180724 Aggregated price: 2.798 Total Aggregated Price:  505,753.17
e)	Date of the transaction	20 August 2021
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Jason Economidis
2	Reason for the notification
a)	Position/status	Chief Operating Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 49481 (shares following vesting of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  49481 Aggregated price: 0.00 Total Aggregated Price:  0.00
e)	Date of the transaction	20 August 2021
f)	Place of the transaction	XASX

Notification of dealing form

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Katherine Tovich
2	Reason for the notification
a)	Position/status	Chief Financial Officer
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	South32 Limited
b)	LEI	213800LAZNPXSBKVHR17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument  Identification code	Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares AU000000S320
b)	Nature of the transaction	Vesting of rights under the South32 EIP
c)	Price(s) and volume(s)	Price(s) Volume(s) 0 83243 (shares following vesting of rights under EIP)
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  83243 Aggregated price: 0.00 Total Aggregated Price:  0.00
b)	Nature of the transaction	Sale of shares
c)	Price(s) and volume(s)	Price(s) Volume(s) $2.748 59,935
d)	Aggregated information - Aggregated volume - Price	Aggregated volume:  59935 Aggregated price: 2.748 Total Aggregated Price:  164,710.49
e)	Date of the transaction	20 August 2021
f)	Place of the transaction	XASX

 

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