For filings with the FSA include the annex |
For filings with the issuer exclude the annex |
TR-1: Notification of Major Interests in Shares |
||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Spirax-Sarco Engineering plc |
|||
2. Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
||||
An event changing the breakdown of voting rights |
||||
Other (please specify): |
|
|||
3. Full name of person(s) subject to the notification obligation:
|
Capital Group International, Inc. |
|||
4. Full name of shareholder(s) (if different from 3.):
|
|
|||
5. Date of the transaction and date on which the threshold is crossed reached:
|
13 October 2011 |
|||
6. Date on which the issuer notified:
|
14 October 2011 |
|||
7. Threshold(s) that is/are crossed or reached:
|
3% |
|||
8. Notified details: |
||||||||
A: Voting rights attached to shares |
||||||||
Class/type of shares If possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
||||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
% of voting rights |
||||
Direct |
Indirect |
Direct |
Indirect |
Direct |
Indirect |
|||
Ordinary Shares (ISIN: GB0008347048) |
2,233,801 |
2,233,801 |
|
2,410,534 |
|
2,410,534
|
|
3.1072%
|
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights
|
|
|
|
|
|
|
Nominal |
Delta |
|
|
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
2,410,534 |
3.1072% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
|
Proxy Voting: |
|
10. Name of the proxy holder:
|
|
11. Number of voting rights proxy holder will cease to hold:
|
|
12. Date on which proxy holder will cease to hold voting rights:
|
|
13. Additional information:
|
|
14. Contact Name:
|
|
15. Contact telephone number:
|
|
As of 13 October 2011
|
|
|
Spirax-Sarco Engineering plc |
|
|
|
Number of |
Percent of |
|
Shares |
Outstanding |
|
|
|
Capital Group International, Inc. ("CGII") holdings |
2,410,534 |
3.107% |
|
|
|
Holdings by CGII Management Companies and Funds:
|
|
|
· Capital Guardian Trust Company
|
2,030,727 |
2.618% |
· Capital International Limited
|
330,307 |
0.426% |
· Capital International Sàrl |
49,500 |
0.064% |
Schedule A