For filings with the FSA include the annex |
For filings with the issuer exclude the annex |
TR-1: Notification of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
SSE plc |
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2. Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:
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The Capital Group Companies, Inc. |
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4. Full name of shareholder(s) (if different from 3.):
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See Schedule A |
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5. Date of the transaction and date on which the threshold is crossed reached:
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4 December 2012 |
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6. Date on which the issuer notified:
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5 December 2012 |
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7. Threshold(s) that is/are crossed or reached:
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Below 9% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares If possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary (GB0007908733) |
86,950,986 |
86,950,986 |
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85,895,986 |
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85,895,986 |
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8.9626% |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
% of voting rights |
85,895,986 |
8.9626% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
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See Schedule A |
Proxy Voting: |
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14. Contact Name:
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15. Contact telephone number:
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Note: Annex should only be submitted to the FSA not the issuer
Annex Notification of Major Interests in Shares |
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A: Identity of the person or legal entity subject to the notification obligation |
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Full name (including legal form for legal entities)
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The Capital Group Companies, Inc. |
Contact address (registered office for legal entities) |
333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
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(213) 615-0469 GRGroup@capgroup.com |
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable |
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Full name |
Vivien Tan |
Contact address |
333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number |
(213) 615-0469 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
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Fax: (213) 615-4056 |
C: Additional Information |
Due to a company reorganization, Capital Group International, Inc. ("CGII") and Capital Research and Management Company ("CRMC") will no longer report relevant holdings separately. With effect from 1 September 2012, the holdings under management will be reported in aggregate by the group's parent company, The Capital Group Companies, Inc. |
Appendix A
of 3 September 2012 |
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Number of shares |
Percent of Outstanding |
The Capital Group Companies, Inc. ("CG") holdings Holdings by CG Management Companies and Funds: |
85,895,986 |
8.963% |
Capital International SÁrl |
4,000 |
0.000% |
Capital Research and Management Company • Capital Income Builder
|
85,891,986 |
8.962% |
As of 4 December 2012