Blocklisting Interim Review
St. James's Place PLC
28 March 2007
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
Please ensure the entries on this return are typed
1. Name of company
St. James's Place plc
2. Name of scheme
J. Rothschild Assurance Holdings First Partners/ First Employees Share Option
St. James's Place plc Executive Share Option
St. James's Place plc Partners Share Option
St. James's Place plc Share Save
3. Period of return:
From 15 July 2006 To 14 January 2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
J. Rothschild Holdings First Partner / First Employee Share Option: 735,012 ordinary shares
St. James's Place plc Executive Share Option: 2,416,470 ordinary shares
St. James's Place plc Partners Share Option: 13,143,603 ordinary shares
St. James's Place plc Share Save: 277,751 ordinary shares
5. Number of shares issued / allotted under scheme during period:
J. Rothschild Assurance Holdings First Partners / First Employees Share Option: Nil
St. James's Place plc Executive Share Option: 566,011
St. James's Place plc Partners Share Option: 3,776,291
St. James's Place plc Share Save: 15,750
6. Balance under scheme not yet issued / allotted at end of period
J. Rothschild Assurance Holdings First Partners / First Employees Share Option: 735,012
St. James's Place plc Executive Share Option: 1,850,459
St. James's Place plc Partners Share Option: 9,367,312
St. James's Place plc Share Save: 262,001
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
J. Rothschild Assurance Holdings First Partners / First Employees Share Option: 26,271,919 ordinary shares of 15p -
13.01.99
St. James's Place plc Executive Share Option: 6,730,937 ordinary shares of 15p - 12.03.99 and 383,000 ordinary shares
of 15p - 04.12.00
St. James's Place plc Partners Share Option: 26,272,687 ordinary shares of 15p - 12.03.99
St. James's Place plc Share Save: 1,712,402 ordinary shares of 15p - 12.03.99 and 260,561 ordinary shares of 15p -
04.12.00 and 421,000 ordinary shares of 15p - 27.04.06
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
464,108,452
Contact for queries
Name Matt Armitage
Address St. James's Place plc
St. James's Place House
Dollar Street
Cirencester
Gloucestershire
GL7 2AQ
Telephone 01285 878158
Person making the return
Name Matt Armitage
Position Deputy Company Secretary
Signature
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This information is provided by RNS
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