Blocklisting Interim Review
St. James's Place PLC
27 July 2007
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
To: Listing Applications
UK Listing Authority
Financial Services Authority
25, The North Colonnade
Canary Wharf
London, E14 5HS
Please ensure the entries on this return are typed
1. Name of company
St. James's Place plc
2. Name of scheme
J. Rothschild Assurance Holdings First Partners/ First Employees Share Option
St. James's Place plc Executive Share Option
St. James's Place plc Partners Share Option
St. James's Place plc Share Save
3. Period of return:
From 15 January 2007 To 14 July 2007
4. Number and class of shares(s) (amount of stock / debt security) not issued
under scheme
J. Rothschild Holdings First Partner / First Employee Share Option: 735,012
ordinary shares
St. James's Place plc Executive Share Option: 1,850,459 ordinary shares
St. James's Place plc Partners Share Option: 9,367,312 ordinary shares
St. James's Place plc Share Save: 262,001 ordinary shares
5. Number of shares issued / allotted under scheme during period:
J. Rothschild Assurance Holdings First Partners / First Employees Share
Option: Nil
St. James's Place plc Executive Share Option: 3,232,882
St. James's Place plc Partners Share Option: 5,573,979
St. James's Place plc Share Save: 156,969
6. Balance under scheme not yet issued / allotted at end of period
J. Rothschild Assurance Holdings First Partners / First Employees Share
Option: 735,012
St. James's Place plc Executive Share Option: 1,360,577
St. James's Place plc Partners Share Option: 6,918,333
St. James's Place plc Share Save: 105,032
7. Number and class of share(s) (amount of stock / debt securities) originally
listed and the date of admission;
J. Rothschild Assurance Holdings First Partners / First Employees Share Option:
26,271,919 ordinary shares of 15p each on 13.01.99
St. James's Place plc Executive Share Option:
6,730,937 ordinary shares of 15p each on 12.03.99
383,000 ordinary shares of 15p each on 04.12.00
380,000 ordinary shares of 15p each on 05.03.07
395,000 ordinary shares of 15p each on 08.03.07
405,000 ordinary shares of 15p each on 09.03.07
395,000 ordinary shares of 15p each on 13.13.07
400,000 ordinary shares of 15p each on 27.03.07
380,000 ordinary shares of 15p each on 04.04.07
St. James's Place plc Partners Share Option:
26,272,687 ordinary shares of 15p each on 12.03.99
385,000 ordinary shares of 15p each on 20.04.07
390,000 ordinary shares of 15p each on 26.04.07
380,000 ordinary shares of 15p each on 27.04.07
385,000 ordinary shares of 15p each on 01.05.07
390,000 ordinary shares of 15p each on 04.05.07
388,000 ordinary shares of 15p each on 16.05.07
410,000 ordinary shares of 15p each on 04.06.07
405,000 ordinary shares of 15p each on 07.06.07
380,000 ordinary shares of 15p each on 22.06.07
St. James's Place plc Share Save:
1,712,402 ordinary shares of 15p each on 12.03.99
260,561 ordinary shares of 15p each on 04.12.00
421,000 ordinary shares of 15p - 27.04.06
Please confirm total number of shares in issue at the end of the period in order
for us to update our records
484,638,717
Contact for queries
Name Matt Armitage
Address St. James's Place plc
St. James's Place House
Dollar Street
Cirencester
Gloucestershire
GL7 2AQ
Telephone 01285 878158
Person making the return
Name Matt Armitage
Position Deputy Company Secretary
Signature
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