Annual Information Update
Standard Chartered PLC
30 April 2007
Annual Information Update for Standard Chartered PLC (the 'Company')
This annual information update is filed pursuant to Prospectus Rule 5.2 made by
the Financial Services Authority and not for any other purpose and by filing
this annual information update neither the Company, nor any other person, takes
any responsibility for, or makes any representation, express or implied, as to
the accuracy or completeness of, the information contained or referred to below
herein. The information referred to below is not necessarily up to date as at
the date of this annual information update and the Company does not undertake
any obligation to update any such information in the future. Furthermore, such
information may have been prepared in accordance with the laws or regulations of
a particular jurisdiction and may not comply with or meet the relevant standards
of disclosure in any other jurisdiction. Neither this annual information
update, nor the information referred to below constitutes, by virtue of this
communication, an offer of any securities addressed to any person and should not
be relied on by any person.
1. Regulatory Announcements
The following UK regulatory announcements have been made by the Company via a
Regulatory Information Service during the previous 12 months up to and including
18 April 2007. Copies of these announcements can be viewed at the London Stock
Exchange's website at www.londonstockexchange.com/en-gb/pricesnews/marketnews
under code STAN and at the Company's website at http://
investors.standardchartered.com/
Date of Publication Regulatory Headline
18 April 2006 Annual Information Update
24 April 2006 Holding(s) in Company
4 May 2006 AGM Statement
4 May 2006 Directorate Change
5 May 2006 Result of AGM
5 May 2006 Documents for Inspection
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
12 May 2006 Director/ PDMR Shareholding
18 May 2006 Director/ PDMR Shareholding
18 May 2006 Director/ PDMR Shareholding
19 May 2006 Directors' Interests
19 May 2006 Holding(s) in Company
2 June 2006 Director/ PDMR Shareholding
8 June 2006 Holding(s) in Company
15 June 2006 Additional Listing
16 June 2006 Acquisition
19 June 2006 Additional Listing
20 June 2006 Additional Listing
23 June 2006 Additional Listing
26 June 2006 Additional Listing
28 June 2006 Additional Listing
28 June 2006 Trading Statement
5 July 2006 Additional Listing
5 July 2006 Directors' Interests
5 July 2006 Directorate Change
6 July 2006 Additional Listing
6 July 2006 Director Declaration
7 July 2006 Additional Listing
10 July 2006 Additional Listing
11 July 2006 Additional Listing
12 July 2006 Additional Listing
13 July 2006 Additional Listing
17 July 2006 Additional Listing
18 July 2006 Additional Listing
19 July 2006 Additional Listing
20 July 2006 Additional Listing
21 July 2006 Additional Listing
21 July 2006 Holding(s) in Company
24 July 2006 Additional Listing
25 July 2006 Additional Listing
26 July 2006 Additional Listing
27 July 2006 Additional Listing
28 July 2006 Additional Listing
31 July 2006 Additional Listing
1 August 2006 Additional Listing
2 August 2006 Additional Listing
3 August 2006 Additional Listing
3 August 2006 Directors' Interests
3 August 2006 Holding(s) in Company
4 August 2006 Additional Listing
7 August 2006 Additional Listing
7 August 2006 Holding(s) in Company
8 August 2006 Interim Results
8 August 2006 Additional Listing
8 August 2006 Director/ PDMR Shareholding
9 August 2006 Additional Listing
9 August 2006 Preference Shares Redemption
9 August 2006 Acquisition
10 August 2006 Additional Listing
11 August 2006 Additional Listing
14 August 2006 Additional Listing
15 August 2006 Additional Listing
16 August 2006 Additional Listing
17 August 2006 Additional Listing
18 August 2006 Additional Listing
18 August 2006 Holding(s) in Company
21 August 2006 Holding(s) in Company
22 August 2006 Holding(s) in Company
22 August 2006 Holding(s) in Company
22 August 2006 Holding(s) in Company
23 August 2006 Holding(s) in Company
25 August 2006 Holding(s) in Company
25 August 2006 Holding(s) in Company
30 August 2006 Holding(s) in Company
30 August 2006 Holding(s) in Company
30 August 2006 Holding(s) in Company
1 September 2006 Doc re Interim Report
5 September 2006 Additional Holding in Permata
6 September 2006 Completion of Acquisition
11 September 2006 Director/ PDMR Shareholding
12 September 2006 Holding(s) in Company
26 September 2006 Publication of Prospectus
29 September 2006 Acquisition
29 September 2006 Results of Placing
2 October 2006 Director/ PDMR Shareholding
9 October 2006 Directors' Interests
12 October 2006 Director/ PDMR Shareholding
12 October 2006 Director/ PDMR Shareholding
12 October 2006 Director/ PDMR Shareholding
12 October 2006 Director/ PDMR Shareholding
12 October 2006 Director/ PDMR Shareholding
12 October 2006 Director/ PDMR Shareholding
12 October 2006 Director/ PDMR Shareholding
12 October 2006 Director/ PDMR Shareholding
20 October 2006 Shareholder Circular
23 October 2006 Tender Offer Update
27 October 2006 Investor Trip
31 October 2006 Tender Offer Result
1 November 2006 Holding(s) in Company
9 November 2006 Director/ PDMR Shareholding
15 November 2006 Investor Day 2006
20 November 2006 Directorate Change
20 November 2006 Directors' Portfolios
28 November 2006 Directors' Portfolios
7 December 2006 Publication of Prospectus
8 December 2006 Director/ PDMR Shareholding
12 December 2006 Pre Close Trading Update
15 December 2006 Formation of Alliance
29 December 2006 Total Voting Rights
3 January 2007 Total Voting Rights
9 January 2007 Total Voting Rights
9 January 2007 Holding(s) in Company
10 January 2007 Total Voting Rights
19 January 2007 Total Voting Rights
26 January 2007 Disposal of Business
30 January 2007 Disclosure of Directorship
31 January 2007 Total Voting Rights
2 February 2007 Disclosure of Directorship
15 February 2007 Holding(s) in Company
27 February 2007 Final Results 1 of 2
27 February 2007 Final Results 1b of 2
27 February 2007 Final Results 2 of 2
28 February 2007 Total Voting Rights
6 March 2007 Director/ PDMR Shareholding
6 March 2007 Director/ PDMR Shareholding
6 March 2007 Director/ PDMR Shareholding
6 March 2007 Director/ PDMR Shareholding
7 March 2007 Director/ PDMR Shareholding
7 March 2007 Director/ PDMR Shareholding
7 March 2007 Director/ PDMR Shareholding
8 March 2007 Holding(s) in Company
9 March 2007 Director/ PDMR Shareholding
9 March 2007 Director/ PDMR S/hldg - amend
9 March 2007 Director/ PDMR S/hldg - amend
9 March 2007 Director/ PDMR Shareholding
9 March 2007 Director/ PDMR S/hldg - amend
9 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
12 March 2007 Director/ PDMR Shareholding
14 March 2007 Holding(s) in Company
19 March 2007 Additional Listing
20 March 2007 Additional Listing
21 March 2007 Additional Listing
22 March 2007 Additional Listing
23 March 2007 Additional Listing
26 March 2007 O'Seas Regulatory Announcement
26 March 2007 Additional Listing
27 March 2007 Documents for Inspection
30 March 2007 Total Voting Rights
12 April 2007 Holdings in Company - amend
12 April 2007 Holdings in Company - amend
2. Documents filed with the Registrar of Companies
The following documents have been filed by the Company with the Registrar of
Companies at Companies House during the previous 12 months. Copies of these
documents may be obtained from Companies House, Crown Way, Maindy, Cardiff, CF14
3UZ, email: enquiries@companies-house.gov.uk - or, if you are a registered user,
through Companies House Direct at www.direct.companieshouse.gov.uk.
Date of Filing Document Type Brief Description
12 April 2006 88(2)R Return of allotment of shares
12 April 2006 88(2)R Return of allotment of shares
21 April 2006 AA Group Accounts made up to 31/12/2005
25 April 2006 88(2)R Return of allotment of shares
3 May 2006 288c Directors' particulars changed
10 May 2006 288b Resignation of Director/ Secretary
11 May 2006 88(2)R Return of allotment of shares
11 May 2006 88(2)R Return of allotment of shares
11 May 2006 88(2)R Return of allotment of shares
11 May 2006 88(2)R Return of allotment of shares
13 June 2006 363a Return made up to 10/04/2006
23 May 2006 88(2)R Return of allotment of shares
23 May 2006 88(2)R Return of allotment of shares
23 May 2006 88(2)R Return of allotment of shares
24 May 2006 RES09 Authority for allotment of security
9 June 2006 88(2)R Return of allotment of shares
9 June 2006 88(2)R Return of allotment of shares
9 June 2006 88(2)R Return of allotment of shares
9 June 2006 88(2)R Return of allotment of shares
9 June 2006 88(2)R Return of allotment of shares
13 June 2006 88(2)R Return of allotment of shares
15 June 2006 88(2)R Return of allotment of shares
19 June 2006 88(2)R Return of allotment of shares
26 June 2006 88(2)R Return of allotment of shares
26 June 2006 88(2)R Return of allotment of shares
26 June 2006 88(2)R Return of allotment of shares
18 July 2006 88(2)R Return of allotment of shares
11 August 2006 88(2)R Return of allotment of shares
11 August 2006 88(2)R Return of allotment of shares
11 August 2006 88(2)R Return of allotment of shares
11 August 2006 88(2)R Return of allotment of shares
11 August 2006 88(2)R Return of allotment of shares
11 August 2006 88(2)R Return of allotment of shares
14 August 2006 288a Appointment of Director
4 September 2006 88(2)R Return of allotment of shares
4 September 2006 88(2)R Return of allotment of shares
4 September 2006 88(2)R Return of allotment of shares
4 September 2006 88(2)R Return of allotment of shares
4 September 2006 88(2)R Return of allotment of shares
4 October 2006 288b Resignation of Secretary
23 October 2006 88(2)R Return of allotment of shares
23 October 2006 88(2)R Return of allotment of shares
23 October 2006 88(2)R Return of allotment of shares
23 October 2006 88(2)R Return of allotment of shares
23 October 2006 88(2)R Return of allotment of shares
30 October 2006 88(2)R Return of allotment of shares
30 October 2006 88(2)R Return of allotment of shares
30 October 2006 88(2)R Return of allotment of shares
8 November 2006 88(2)R Return of allotment of shares
27 November 2006 88(2)R Return of allotment of shares
27 November 2006 88(2)R Return of allotment of shares
27 November 2006 88(2)R Return of allotment of shares
27 November 2006 88(2)R Return of allotment of shares
9 December 2006 88(2)R Return of allotment of shares
3 January 2007 288a Appointment of Director/ Secretary
3 January 2007 288b Resignation of Director/ Secretary
15 January 2007 88(2)R Return of allotment of shares
15 January 2007 128(1) Statement of rights attached to allotted shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
6 February 2007 88(2)R Return of allotment of shares
15 February 2007 88(2)R Return of allotment of shares
15 March 2007 88(2)R Return of allotment of shares
15 March 2007 88(2)R Return of allotment of shares
3. Documents filed with the Financial Services Authority
The following documents have been filed by the Company with the Financial
Services Authority during the previous 12 months. These documents may be viewed
at the UK Listing Authority's Document Viewing Facility at 25 The North
Colonnade, Canary Wharf, London, E14 5HS. Copies of these documents are also
available on request from the Company's registered office at 1 Aldermanbury
Square, London, EC2V 7SB.
Date of Publication Document
5 May 2006 AGM Resolutions
1 September 2006 Copies of 2006 Interim Report and 2006 Interim
Dividend document
27 March 2007 Copies of Annual Report and Accounts 2006, Annual
Review 2006, Notice of AGM 2007 and 2006 Final
Dividend document
4. Documents filed with the Securities and Exchange Commission
The Company has submitted all of the above filings to the Securities and
Exchange Commission by virtue of compliance with Section 12 of the US Securities
Exchange Act of 1934. Full details of these filings can be viewed at http://
www.sec.gov/edgar/searchedgar/companysearch.html
5. Documents filed with the Stock Exchange of Hong Kong
Further to the announcements made with the London Stock Exchange, where
appropriate, the following additional documents have also been filed by the
Company with the Stock Exchange of Hong Kong Limited during the previous 12
months up to and including (18 April 2007). Copies of these documents may be
obtained from www.hkex.com.hk.
Date of Publication Document
8 May 2006 Directorate Change (Retirement of Hugh Norton)
8 May 2006 Results of 2006 Annual General Meeting - Resolutions passed at
Annual General Meeting
28 June 2006 Pre-close Trading Update for the period ending 30 June 2006
5 July 2006 The Company appoints Lord Turner as independent non-executive
director
7 July 2006 Appointment of Lord Turner as independent non-executive director
of the Company (Additional information of Lord Turner)
3 August 2006 Proposed record date in connection with the payment of 2006
Interim Dividend
8 August 2006 2006 Interim Results (Summary)
9 August 2006 2006 Interim Results
1 September 2006 Statement of Shareholding
1 September 2006 Election Form
1 September 2006 Circular (2006 Interim Dividend)
1 September 2006 Interim Report 2006
4 September 2006 Election Form (Revised)
29 September 2006 Suspension of Trading
3 October 2006 Change of Secretary (Appointment of Julie Bamford and
resignation of Charles Brown)
3 October 2006 Results of the Placing of New Ordinary Shares of US$0.50 each by
Standard Chartered
3 October 2006 - Standard Chartered to acquire Hsinchu International Bank via a
recommended tender offer - Discloseable Transaction
- Equity Placing to raise approximately USD1.2 Billion (GBP 0.65
Billion)
20 October 2006 Circular (Recommended tender offer for Hsinchu International
Bank - Discloseable Transaction)
31 October 2006 Change of Secretary (Appointment of Clive Burns and resignation
of Julie Bamford)
21 November 2006 Directorate Changes (Appointment of Peter Sands as Group Chief
Executive, Mervyn Davies as Non Executive Chairman, Richard
Meddings as Group Finance Director and resignation of Bryan
Sanderson as Chairman)
22 November 2006 Directors' portfolios (Kai Nargolwala & Gareth Bullock)
30 November 2006 Directors' portfolios (Mike DeNoma)
13 December 2006 Pre-close Trading Update for the year ending 31 December 2006
22 February 2007 Proposed record date in connection with the payment of 2006
Final Dividend
27 February 2007 2006 Annual Results
26 March 2007 Notice of Annual General Meeting 2007
26 March 2007 Continuing Connected Transactions
26 March 2007 Circular (2006 Final Dividend)
26 March 2007 Statement of Shareholding
26 March 2007 Election Form
26 March 2007 Proxy Form
26 March 2007 Circular (Notice of Annual General Meeting 2007)
26 March 2007 Annual Report and Accounts 2006
6. Documents filed with the Companies Registry in Hong Kong
The following documents have been filed by the Company with the Companies
Registry in Hong Kong during the previous 12 months up to and including (18
April 2007). Copies of these documents may be obtained from the Companies
Registry in Hong Kong, 14th Floor, Queensway Government Offices, 88 Queensway,
Hong Kong - email:crenq@cr.gov.hk - or, if you are a registered user, through
ICRIS at www.icris.cr.gov.hk.
Date of Filing Document Type Brief Description
26 May 2006 Accounts Annual Report and Accounts 2005
26 May 2006 ARF1 2006 Annual Return
17 August 2006 D2 Appointment of Lord Adair Turner as director
17 August 2006 D2 Retirement of Ho KwonPing as director
12 October 2006 D2 Appointment of Julie Bamford and resignation of
Charles Brown as company secretary
7 November 2006 D2 Appointment of Clive Burns and resignation of
Julie Bamford as company secretary
29 November 2006 D2 Resignation of Bryan Sanderson as director
12 January 2007 D2 Retirement of Hugh Norton as director
A copy of this annual information update is available on request from the
Company's registered office at 1 Aldermanbury Square, London, EC2V 7SB; and its
principal place of business in Hong Kong at 32nd Floor, 4-4A Des Voeux Road,
Central, Hong Kong.
Two copies of this announcement have been submitted to the UK Listing Authority
and will shortly be available for inspection at the Document Viewing Facility of
the Financial Services Authority, 25 The North Colonnade, London, E14 5HS.
For further information, please contact Sarah Williams, Assistant Secretary,
++44 20 7280 6123.
30 April 2007
This information is provided by RNS
The company news service from the London Stock Exchange