NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND/OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4R(1).
1. Name of the issuer
Standard Chartered PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DTR 3.1.2R;
(ii) a disclosure made in accordance LR 9.8.6R(1); or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This notification relates to a transaction notified in accordance with DTR 3.1.2R
3. Name of person discharging managerial responsibilities/director
E Mervyn Davies, John Peace, Peter Sands, Richard Meddings, Steve Bertamini, Gareth Bullock, Jamie Dundas, Val Gooding, Rudy Markham, Ruth Markland, John Paynter, Paul Skinner, Oliver Stocken, Jaspal Bindra, Tracy Clarke, David Edwards, Richard Goulding, Tim Miller, Mike Rees, Vis Shankar, Jan Verplancke
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
This notification is made in respect of a holding of persons referred to in 3. above.
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of US$0.50 each
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
E Mervyn Davies - shares held through Heartwood Wealth Management Limited
John Peace - shares held through BBHISL Nominees Limited
Peter Sands - shares held in own name
Richard Meddings - shares held in own name
Steve Bertamini - shares held in own name
Gareth Bullock - shares held through Heartwood Wealth Management Limited
Jamie Dundas - shares held through Strand Nominees Limited
Val Gooding - shares held through Barclays Stockbrokers
Rudy Markham - shares held in own name and C. Hoare & Co
Ruth Markland - shares held in own name
John Paynter - shares held through Cazenove Capital Management
Paul Skinner - shares held in own name and Natwest Nominees
Oliver Stocken - shares held through Chase Nominees / Natwest Nominees / Barclays Stockbrokers
Jaspal Bindra - shares held in own name
Tracy Clarke - shares held in own name and Natwest Nominees
David Edwards - shares held in own and spouse name
Richard Goulding - shares held in own name
Tim Miller - shares held through Computershare Company Nominees Limited
Mike Rees - shares held in Rene Nominees (I.O.M) Ltd / Computershare Company Nominees Ltd
Vis Shankar - shares held through UBS Nominees Limited
Jan Verplancke - shares held in own name
8. State the nature of the transaction
Purchase of ordinary shares of US$0.50 in Standard Chartered PLC through the Rights Issue at a price of £3.90 per share
9. Number of shares, debentures or financial instruments relating to shares acquired
E Mervyn Davies - 8,227 ordinary shares (0.0004%)
John Peace - 1,648 ordinary shares (0.00009%)
Peter Sands - 26,835 ordinary shares (0.0014%)
Richard Meddings - 51,577 ordinary shares (0.0027%)
Steve Bertamini - 659 ordinary shares (0.00003%)
Gareth Bullock - 44,044 ordinary shares (0.0023%)
Jamie Dundas - 692 ordinary shares (0.00004%)
Val Gooding - 682 ordinary shares (0.00004%)
Rudy Markham - 821 ordinary shares (0.00004%)
Ruth Markland - 743 ordinary shares (0.00004%)
John Paynter - 659 ordinary shares (0.00003%)
Paul Skinner - 1,250 ordinary shares (0.00007%)
Oliver Stocken - 3,448 ordinary shares (0.0002%) - see additional information
Jaspal Bindra - 40,204 ordinary shares (0.002%)
Tracy Clarke - 7,183 ordinary shares (0.0004%)
David Edwards - 5,375 ordinary shares (0.00028%)
Richard Goulding - 39,544 ordinary shares (0.002%)
Tim Miller - 36,591 ordinary shares (0.0019%)
Mike Rees - 62,913 ordinary shares (0.0033%)
Vis Shankar - 28,299 ordinary shares (0.0015%)
Jan Verplancke - 1,391 ordinary shares (0.00007%) - see additional information
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
See percentage figures in 9 above.
11. Number of shares, debentures or financial instruments relating to shares disposed
Tracy Clarke - 1,023 Nil Paid Rights to acquire ordinary shares (0.00005%) - Rights Lapsed (£3.6848)
Mike Rees - 10,868 Nil Paid Rights to acquire ordinary shares (0.00057%) - Rights Sold (£3.42)
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
See percentage figures in 11 above.
13. Price per share or value of transaction
See price information in 8 and 11 above.
14. Date and place of transaction
18 December 2008 - London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
E Mervyn Davies - 33,184 ordinary shares (0.0018%)
John Peace - 6,648 ordinary shares (0.0004%)
Peter Sands - 108,237 ordinary shares (0.0057%)
Richard Meddings - 208,030 ordinary shares (0.011%)
Steve Bertamini - 40,659 ordinary shares (0.002%)
Gareth Bullock - 177,647 ordinary shares (0.009%)
Jamie Dundas - 2,792 ordinary shares (0.00015%)
Val Gooding - 2,753 ordinary shares (0.00015%)
Rudy Markham - 3,312 ordinary shares (0.00017%)
Ruth Markland - 2,997 ordinary shares (0.00016%)
John Paynter - 2,659 ordinary shares (0.00014%)
Paul Skinner - 5,328 ordinary shares (0.0003%)
Oliver Stocken - 14,221 ordinary shares (0.00075%)
Jaspal Bindra - 162,159 ordinary shares (0.009%)
Tracy Clarke - 32,084 ordinary shares (0.0017%)
David Edwards - 21,683 ordinary shares (0.001%)
Richard Goulding - 159,495 ordinary shares (0.008%)
Tim Miller - 147,586 ordinary shares (0.0078%)
Mike Rees - 286,718 ordinary shares (0.015%)
Vis Shankar - 114,142 ordinary shares (0.006%)
Jan Verplancke - 5,611 ordinary shares (0.0003%)
16. Date issuer informed of transaction
18 December 2008
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which exercisable
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
The announcement of 26 November 2008 (RNS 0253J) stated Jan Verplancke had 2,938 Nil Paid Rights, and Oliver Stocken had 3,444 Nil Paid Rights. These numbers were incorrect and should have read 1,391 and 3,448 respectively.
24. Name of contact and telephone number for queries
Lee Davis, Assistant Secretary, 020 7885 7456
Name of authorised official of issuer responsible for making notification
Julie Bamford, Deputy Group Secretary
Date of notification
18 December 2008